BILL ANALYSIS                                                                                                                                                                                                    �



                                                                            



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                                    THIRD READING


          Bill No:  AB 285
          Author:   Brown (D), et al.
          Amended:  7/2/13 in Senate
          Vote:     21

           
           SENATE BUSINESS, PROF. & ECON. DEVELOP. COMM.  :  10-0, 6/3/13
          AYES:  Price, Emmerson, Block, Corbett, Galgiani, Hernandez,  
            Hill, Padilla, Wyland, Yee

           SENATE LABOR & INDUSTRIAL RELATIONS COMMITTEE  :  4-0, 6/12/13
          AYES:  Monning, Leno, Padilla, Yee
          NO VOTE RECORDED:  Wyland

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8

           ASSEMBLY FLOOR  :  76-0, 4/25/13 (Consent) - See last page for  
            vote


           SUBJECT  :    Microenterprises:  economic development

           SOURCE  :     California Association for Micro Enterprise  
          Opportunity


           DIGEST  :    This bill revises the definition of microenterprise,  
          and adds to, and recasts, provisions requiring the California  
          Workforce Investment Board (CWIB) to develop guidelines for  
          targeting resources to high-wage industry sectors and  
          implementing entrepreneurial and self-employment training  
          programs.

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           Senate Floor Amendments  of 7/2/13 (1) double-joint the  
          overlapping provisions of this bill with SB 118 (Lieu), and (2)  
          add a coauthor.

           ANALYSIS  :    

          Existing law:

          1.Defines "microenterprise" as a sole proprietorship,  
            partnership, or corporation that has fewer than five  
            employees, including the owner, is part time or full time, and  
            generally lacks access to conventional loans, equity, or other  
            banking services.

          2.States that microenterprises are distinct from small  
            businesses or microbusinesses and include, but are not limited  
            to, businesses that provide child development services,  
            businesses that provide landscaping services, businesses that  
            provide building maintenance, businesses that provide personal  
            and business services, businesses that provide specialty food  
            products, and home-based businesses; and defines  
            "microenterprise development provider" as a nonprofit or  
            public agency that provides self-employment training,  
            technical assistance, and access to microloans to individuals  
            seeking to become self-employed or to expand their current  
            business. 

          3.States findings and declarations about the importance of a  
            highly skilled workforce in necessary for California to remain  
            prosperous and globally competitive.

          4.Requires the CWIB to assist the Governor in the following:

             A.   Promoting the development of a well-educated and highly  
               skilled workforce.

             B.   Developing the State Workforce Investment Plan.

             C.   Developing guidelines for the continuous improvement and  
               operation of the workforce investment system, including  
               developing policies to guide the one-stop system, providing  
               technical assistance for the continuous improvement of the  
               one-stop system, recommending state investments in the  
               one-stop system, targeting resources to high-wage industry  

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               sectors that are either high-growth sectors or critical to  
               California's economy, or both.

             D.   Developing and continuously improving the statewide  
               workforce investment system as delivered via the one-stop  
               delivery system, including developing linkages in order to  
               assure coordination and nonduplication among workforce  
               programs and activities, reviewing local workforce  
               investment plans, and providing guidance to ensure services  
               reflect the needs of high-wage industry sectors.

             E.   Commenting, at least once annually, on the measures  
               taken pursuant to the Carl D. Perkins Vocational and  
               Applied Technology Education Act Amendments of 1990.

             F.   Designating local workforce investment areas (WIAs)  
               within the state based on information derived from  
               consultations with the Governor, consultations with the  
               chief local elected officials, and consideration of  
               comments received through the public comment process, as  
               described in Section 112(b)(9) of the federal Workforce  
               Investment Act of 1998 (WIA).

             G.   Developing and modifying allocation formulas, as  
               necessary, for the distribution of funds for adult  
               employment and training activities, for youth activities to  
               local WIAs, and dislocated worker employment and training  
               activities, as permitted by federal law.

             H.   Coordinating the development and continuous improvement  
               of comprehensive state performance measures, including  
               state adjusted levels of performance, to assess the  
               effectiveness of the workforce investment activities in the  
               state.

             I.   Preparing the annual report to the United States  
               Secretary of Labor.

             J.   Recommending policy for the development of the statewide  
               employment statistics system, including workforce and  
               economic data, as described in Section 15 of Title 29 of  
               the United States Code, and using, to the fullest extent  
               possible, the Employment Development Department's existing  
               labor market information systems.

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             AA.  Recommending strategies to the Governor for strategic  
               training investments of the Governor's 15% discretionary  
               funds.

             BB.  Developing and recommending waivers, in conjunction with  
               local workforce investment boards (WIBs), to the Governor  
               as provided for in the federal WIA.

             CC.  Recommending policy to the Governor for the use of the  
               25% rapid response funds, as authorized under the federal  
               WIA.

             DD.  Developing an application to the United States  
               Department of Labor for an incentive grant under Section  
               9273 of Title 20 of the United States Code.

          1.Provides that the WIB, in collaboration with state and local  
            partners, including the Chancellor of the California Community  
            Colleges, the Department of Education, other appropriate state  
            agencies, and local WIBs, to develop a strategic workforce  
            plan to serve as a framework for the development of public  
            policy, fiscal investment, and operation of all state labor  
            exchange, workforce education, and training programs to  
            address the state's economic, demographic, and workforce  
            needs.  States that the strategic workforce plan shall also  
            serve as the framework for the single state plan required by  
            the federal WIA, and be updated at least every five years.
           
          This bill:

          1.Provides that a limited liability company is one of the types  
            of entities that can be defined as a "microenterprise."

          2.Requires a microenterprise to have five or fewer employees,  
            including the owner who may be employed part time or full  
            time.

          3.Makes technical and clarifying changes.

          4.Provides that information derived from consultations with the  
            CWIB, instead of the Governor, shall be used when designating  
            local WIAs within the state.


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          5.Requires CWIB to assist the Governor in recommending policy  
            and providing technical assistance on entrepreneurial training  
            opportunities that could be made available through programs of  
            local WIBs.

          6.Double-joints the overlapping provisions of this bill with SB  
            118 (Lieu).

           Background
           
           Microenterprises  .  The term "microenterprise" has come into  
          common usage in the economic development community over the past  
          decade to describe the type of self-employment that can become a  
          principle way to help people exit poverty and accrue wealth.   
          The federal Small Business Administration's (SBA) definition  
          generally refers to a business that will have fewer than five  
          employees, requires less than $35,000 in startup capital and  
          which does not have access to the traditional commercial banking  
          sector.  Existing California law distinguishes microenterprises  
          from small businesses in that they include, but are not limited  
          to, businesses that provide child development services,  
          landscaping services, building maintenance, personal and  
          business services, specialty food products, and home-based  
          businesses.  This bill removes that distinction. 

          Microenterprise development is the process of providing  
          training, technical assistance and microloans to the smallest  
          business owners.  Microenterprise development programs are  
          generally operated by nonprofit organizations that target  
          individuals who experience obstacles to successful business  
          growth such as a limited access to credit, lack of business  
          management experience and language barriers.  Financial support  
          for microenterprise development organizations is a complex mix  
          of funding from federal, state and local government, plus  
          private dollars from foundations, corporations, and faith-based  
          organizations.

          Many of the non-profit organizations around the state that serve  
          microbusinesses have a critical need to build their capacity to  
          serve potential entrepreneurs, particularly in rural areas.   
          Capacity building generally includes projects such as:  
          acquisition of computer hardware, software and technology skills  
          to better assess and track microentrepreneurial activities, and  
          evaluate and report microenterprise progress and program  

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          outcomes; professional development of trainers and business  
          consultants; development of outreach materials to communicate  
          with special populations; development of websites to facilitate  
          microentrepreneur access to regional business services; computer  
          upgrades and software to ensure effective micro loan tracking;  
          and, staff expansions for program delivery/evaluation,  
          information management and fund development.  

          In July 2006, the Assembly Committee on Jobs, Economic  
          Development, and the Economy (JEDE) held an informational  
          hearing on microenterprise development: Microenterprise: The  
          Engine of California Regional Economies.  This bill seeks to  
          implement one of the primary recommendations from that hearing.

          According to JEDE, small businesses form the core of  
          California's $1.7 trillion economy, comprising more than 98% of  
          all businesses, and are responsible for employing more than 50%  
          of all workers in the state.  Microenterprises, meaning  
          businesses with less than five employees, represent  
          approximately 93% of all businesses in the state, or  
          approximately 3.2 million of all businesses.

          Microenterprises create jobs, generate taxes, and revitalize  
          communities.  In 2003, these businesses employed over 19% of all  
          workers in California and generated $238 billion in taxable  
          revenues.  During the nation's economic downturn from 1999 to  
          2003, microenterprises created 318,183 new jobs, or 77% of all  
          employment growth, while larger businesses with more than 50  
          employees lost over 444,000 jobs.  From 2000 to 2001,  
          microenterprises created 62,731 jobs in the state, accounting  
          for nearly 64% of all new employment growth.   In this most  
          recent recession the trend continued, with the number of  
          non-employer firms increasing from 2.6 million firms reporting  
          $137 billion in revenues for 2008, to 2.8 million firms  
          reporting $138 billion in revenues for 2010, based on federal  
          tax returns.  In the post-recession economy, these businesses  
          are expected to become increasingly important due to their  
          ability to be more flexible and better suited to meet niche  
          market needs.  

          Common types of microenterprises include engineering, computer  
          system design, housekeeping, construction, landscaping and  
          personnel services.  Many microenterprises start as part-time or  
          home-based businesses.  Due to their small size and limited  

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          business experience, many owners of microenterprises have  
          difficulty meeting the traditional credit and collateral  
          requirements of mainstream financial institutions.  A typical  
          microenterprise start-up will be financed through the  
          entrepreneur's personal assets, including savings accounts, home  
          equity loans and credit cards.

          Microenterprise development is a model for providing services,  
          technical assistance and financing to new, prospective and  
          existing owners of microenterprises.  
            
           WIBs and local WIAs  .  The WIA is administered by 49 WIBs in  
          California.  WIBs are administered by a variety of agencies,  
          including county and city governments, non-profits and joint  
          power authorities.  Within county and city government, WIBs are  
          placed in a variety of organizational structures.  Some WIBs are  
          housed in welfare agencies, economic development departments and  
          still others are their own agencies or separate non-profit  
          organizations.

          The CWIB provides guidance to local WIBs and development of a  
          unified, strategic plan to coordinate various education,  
          training, and employment programs that result in an integrated  
          workforce development system that supports economic development.  
           This plan is required to be updated at least every five years  
          in order to address the state's changing economic, demographic,  
          and workplace needs.   

          The designated grant recipient and administrator for WIA funding  
          is decided by a local partnership between the chief local  
          elected official (CLEO) and the WIB, whose members the CLEO  
          appoints. They then select One Stop Career Center operators and  
          training providers to serve the local community.  WIB membership  
          is comprised of private sector representatives from key local  
          industries, organized labor, education, economic development,  
          community based organizations and other community stakeholders.  
          The majority of members are from the private sector and the  
          chair is always a business representative.  WIA emphasizes that  
          the local WIB and CLEO have discretion over the strategy and  
          decision making for their WIA funding so they can best respond  
          to the needs of business and residents of their community.

          WIBs have oversight of local WIAs which roughly correspond to  
          labor market areas, but also operate from historical precedent.   

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          The majority of WIAs are single counties.  The rest are composed  
          of large cities, multiple counties that form a consortium under  
          a joint powers agreement or consortia of multiple cities.  There  
          are seven WIBs in the County of Los Angeles, including the  
          County of Los Angeles, the City of Los Angeles, and five  
          consortia of cities.  In Northern California, there are two WIBs  
          that have jurisdiction over 15 counties.  In all parts of the  
          state, WIBs work together as formal or informal regional  
          collaboratives ensuring that they are addressing regional  
          workforce issues that may cross geo-political boundaries.

          As innovation is key to California's economy, the state engages  
          in workforce development activities to ensure there are workers  
          who have the skills to innovate, change and avail themselves of  
          ongoing training opportunities.  No one institution alone is  
          tasked with this responsibility.  In fact, the job of providing  
          education, training, skills upgrades and support for  
          California's workers is spread over a vast array of agencies,  
          organizations and institutions, both public and private.  Many  
          California WIBs have become a significant catalyst for community  
          conversations and dialogue among these players, adding value in  
          aligning resources and policy to better respond to changing  
          workforce needs, and to the skills crisis that exists in almost  
          every community.

          Every WIB has its own charter, organization and unique context,  
          but they all share a set of central roles.  Each WIB provides  
          oversight for the WIA program and acts as a catalyst to provide  
          seamless services among various workforce programs and provides  
          community leadership around workforce issues. 

           Comments
           
          According to the author's office, there are currently many job  
          training programs, but limited entrepreneurial training for  
          established businesses.  By requiring CWIB to develop guidelines  
          to ensure that entrepreneurial training and technical assistance  
          are available through local WIBs, a currently underserved group  
          of prospective entrepreneurs, as well as unemployed individuals,  
          will have better access to quality training and the opportunity  
          to learn skills needed to pursue self-employment.  The author's  
          office states that changing the definition of a microenterprise  
          will help these firms gain access to conventional loans, equity,  
          or other banking services, and states that there are over three  

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          million microenterprises in California that employ over four  
          million people and that continuing the growth of California's  
          smallest businesses is essential to solving the state's  
          unemployment problem.

          According to information provided by the bill's sponsor,  
          microentrepreneurs who have gone through training programs and  
          receive business technical assistance and entrepreneurial  
          training have an 80% success rate and create an average of two  
          jobs, in addition to their own, over three to five years.  

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

           SUPPORT  :   (Verified  6/25/13)

          California Association for Micro Enterprise Opportunity (source)  
           
          3CORE
          AnewAmerica Community Corporation
          Central Valley Business Incubator - Small Business Development  
          Center
          Coalition of California Welfare Rights Organizations, Inc.
          Community Action Partnership
          Renaissance Entrepreneurship Center

           ARGUMENTS IN SUPPORT  :    The California Association for Micro  
          Enterprise Opportunity and Central Valley Business Incubator  
          note that the U.S. Department of Labor released directives  
          encouraging WIBs to integrate entrepreneurial training as a  
          vital workforce development strategy, but that this training has  
          not been incorporated into the workforce system in any  
          significant way.  Supporters believe that this bill furthers the  
          goal of small business, particularly microbusinesses, by being  
          an integral part of economic and workforce strategies.   

           ASSEMBLY FLOOR  :  76-0, 4/25/13
          AYES:  Achadjian, Alejo, Allen, Ammiano, Atkins, Bigelow, Bloom,  
            Blumenfield, Bocanegra, Bonilla, Bonta, Bradford, Brown,  
            Buchanan, Ian Calderon, Campos, Chau, Ch�vez, Chesbro, Conway,  
            Dahle, Daly, Dickinson, Donnelly, Eggman, Fong, Fox, Frazier,  
            Beth Gaines, Garcia, Gatto, Gomez, Gordon, Gorell, Gray,  
            Grove, Hagman, Hall, Harkey, Roger Hern�ndez, Holden, Jones,  
            Jones-Sawyer, Levine, Linder, Logue, Maienschein, Mansoor,  

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            Medina, Melendez, Mitchell, Morrell, Mullin, Muratsuchi,  
            Nestande, Olsen, Pan, Patterson, Perea, V. Manuel P�rez,  
            Quirk, Quirk-Silva, Rendon, Salas, Skinner, Stone, Ting,  
            Torres, Wagner, Waldron, Weber, Wieckowski, Wilk, Williams,  
            Yamada, John A. P�rez
          NO VOTE RECORDED:  Cooley, Lowenthal, Nazarian, Vacancy


          MW:nl  7/3/13   Senate Floor Analyses 

                           SUPPORT/OPPOSITION:  SEE ABOVE

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