BILL ANALYSIS                                                                                                                                                                                                    Ó





                                                                  AB 300

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          GOVERNOR'S VETO
          AB 300 (Perea)
          As Amended  September 6, 2013
          2/3 vote
           
           
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          |ASSEMBLY:  |65-1 |(June 6, 2013)  |SENATE: |31-4 |(September 11, |
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          |ASSEMBLY:  |72-2 |(September 12,  |        |     |               |
          |           |     |2013)           |        |     |               |
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          Original Committee Reference:    U. & C.  

           SUMMARY  :  Establishes a uniform, statewide retail point-of-sale  
          collection mechanism for prepaid wireless services.   
          Specifically,  this bill  :  

          1)Enacts the Prepaid Mobile Telephony Service Surcharge and  
            Collection Act (MTS).

          2)Establishes a prepaid MTS surcharge based upon a percentage of  
            the sales price of each retail transaction that occurs in the  
            state for prepaid wireless service.  The prepaid MTS surcharge  
            would include the 911 user surcharge, and California Public  
            Utilities Commission (PUC) surcharges and any applicable local  
            user utility tax.

          3)Requires a retail seller to collect the prepaid MTS surcharge  
            from a prepaid consumer and remit the amounts collected to the  
            State Board of Equalization (BOE).

          4)Requires the taxes to be separately stated on an invoice,  
            receipt, or other similar document provided to the prepaid  
            consumer, or otherwise disclosed electronically to the prepaid  
            consumer.










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          5)Provides that a seller that collects an amount that exceeds  
            the MTS surcharge and local charges owing may refund those  
            amounts to the prepaid consumer.

          6)Provides that all retailers that sell prepaid telephones  
            receive 2% compensation of the MTS surcharge and local charges  
            for each sale.

          7)Requires BOE administer and collect the MTS surcharge,  
            establish procedures for a seller to document when a sale is  
            not a retail transaction, and establish procedures for sharing  
            specified MTS surcharge collection information upon the  
            request of the PUC or Office of Emergency Services (OES).

          8)Requires OES to prepare a summary of the calculation of the  
            proposed surcharge and make it available on its Internet Web  
            site.

          9)Requires PUC to annually compute, commencing October 1, 2014,  
            PUC's reimbursement fee and six universal service program  
            fees, to post notice of those fees on its Internet Web site  
            and to notify the BOE of the amounts, which would be adjusted,  
            as specified.

          10)Requires BOE to calculate the MTS surcharge rate annually by  
            combining the state 911 surcharge rate, all the end user PUC  
            rates, and the PUC reimbursement fee.

          11)Creates statewide uniformity for user utility taxes (UUTs)  
            assessed on prepaid mobile phone services and preempts  
            existing provisions pertaining to the tax or charge rate, base  
            and method of collection contained in all local ordinances,  
            rules or regulations concerning the imposition of a local  
            charge upon the consumption of prepaid mobile telephone  
            services, to the extent those provisions are inconsistent with  
            the new provisions, as specified.

          12)Provides that any local taxes, pursuant to the eight rates in  
            this bill, must be paid at the same time and in the manner as  
            that described in the "point of sales" provisions, provided  










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            that on or before September 1, 2014, the local agencies enters  
            into a contract with BOE.

          13)Specifies that a local agency must certify to BOE:

             a)   Its ordinance applies its local charge to prepaid MTS  
               and that the local agency agrees to indemnify, and hold  
               harmless BOE for any and all liability for damages that may  
               results from collection pursuant to the contract.

             b)   The amount of the local 911 charge or the applicable  
               tiered rate for a utility user tax.

          14)Requires BOE to post on its Internet Web site annually the  
            combined total of the rates of the MTS surcharge and the rate  
            or rates of local charges for each local jurisdiction.  The  
            posted combined rate applies to all retail transactions during  
            the calendar year beginning April 1 following the posting.

          15)Prescribes various ways that a sale occurs in the state, both  
            an in-store purchase and if the consumer's address is in the  
            state.

          16)Allows the seller to collect the MTS surcharge and local  
            charges that corresponds to the prepaid consumer's five digit  
            postal zip code.

          17)States the MTS surcharge applies to the entire prices where  
            prepaid mobile telephony services are sold in combination with  
            mobile data services or any other services or products for a  
            single price with certain exceptions.

          18)Specifies how BOE must deposit the funds.

          19)Requires BOE to perform all functions incident to the  
            collection of the local charges of a city or county.  BOE must  
            collect the local charges in the same manner as the MTS  
            surcharge, as specified.

          20)Applies existing disclosure laws to any third party contract,  
            and prohibits contingent fee arrangements as payment for  










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            services rendered.

          21)Requires wireless carriers providing prepaid mobile telephony  
            service to continue to remit to the PUC the surcharges  
            established for telephone corporations on the intrastate  
            portion of the revenues received for prepaid mobile telephony  
            service through December 31, 2015, in addition to the any  
            amounts collected and remitted to the PUC pursuant to the MTS.

          22)Beginning January 1, 2016, only the new total tax will be  
            collected until January 1, 2018, when all provisions of this  
            bill will be repealed.

          23)States the intent of the Legislature that prepaid customers,  
            who qualify for the Universal Lifeline Telephone Service,  
            shall not pay the prepaid MTS surcharge when purchasing  
            prepaid mobile telephony services at a carrier-owned retail  
            location.

           The Senate amendments  :  

           1)Change the rate and method of computation and collection of  
            taxes and surcharges for mobile prepaid wireless services in  
            California.
           
           2)Impose the MTS surcharge and local charges on a prepaid  
            consumer rather than a seller; however, requires the seller to  
            collect and remit the MTS surcharge and local charges.
           
           3)Provide that all retailers that sell prepaid telephones shall  
            receive 2% compensation of the MTS surcharge and local charges  
            for each sale.
           
           4)Provide that carriers waive the right to the 2% vendor  
            compensation when they are the seller of the prepaid mobile  
            services.
           
           5)Require OES to prepare a summary of the calculation of the  
            proposed surcharge and make it available on its Internet Web  
            site.
           










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          6)Create statewide uniformity for UUTs assessed on prepaid  
            mobile phone services.
           
           7)Prescribe, to account for Internet sales, various ways that a  
            sale occurs in the state, both an in-store purchase and if the  
            consumer's address is in the state.
           
           8)Allow the seller to collect the MTS surcharge and local  
            charges, for a known-address transaction, that corresponds to  
            the prepaid consumer's five digit zip postal zip code.
           
           9)Impose a three-year sunset.  

           10)State legislative intent that for the sunset to be extended,  
            the provisions of the bill must generate as much revenue as  
            the current collection method.
           
           11)Require carriers to pay as they do today until December 31,  
            2015, while the new tax begins.
           
           12)Change the intrastate percentage on which the tax is based to  
            be calculated by the PUC on real intrastate numbers.
           
           13)Extend the exemption of the prepaid MTS surcharge to eligible  
            LifeLine consumers.   
             
          14)Strike the reseller language in the Lifeline section and  
            moved the LifeLine exemption to the Revenue and Taxation Code.  
           
           FISCAL EFFECT  :  According to the Senate Appropriations  
          Committee, the Board of Equalization (BOE) estimates that it  
          would incur annual costs of at least $9 million to $11 million  
          (special funds) to administer and collect the new tax beginning  
          in 2014-15 not including certain costs yet to be determined.   
          PUC estimates annual costs of $350,000 for four permanent  
          positions.  PUC would also need approximately $250,000 in  
          start-up costs in 2014-15.  The bill permits MTS sellers to  
          retain 2% of collected surcharges for reimbursement of costs.   
          The annual cost would be $800,000 to $1 million.  Unknown annual  
          costs to OES to determine the state 911 system surcharge.   
          Additional revenues approximately $40.3 million in 2015 for the  










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          double-collection of surcharges from consumers.  Annual costs,  
          likely in the hundreds of thousands of dollars, from the General  
          Fund and various special funds to the state as a user of  
          telephony services.

           COMMENTS  :

           1)Background  :  The state's current system for collecting taxes  
            and fees is based on carriers
            having a contractual relationship with customers and  
            collecting those taxes and fees on a monthly bill.  These  
            consumers pay 911 fees that help fund the network costs  
            associated with the delivery of wireless 911 services.  They  
            also pay state-imposed fees to fund telephone service for  
            low-income households, broadband for underserved areas and  
            more, and local government services such as police, fire,  
            parks and libraries through local utility user taxes.

            According to CTIA-The Wireless Association, the prepaid  
            wireless market is anticipated to grow at a rate of 10% per  
            year.  Out of 300 million nationwide wireless consumers, it is  
            estimated that 20% use prepaid services and California's share  
            of the national wireless market is 20%.

           2)Collection of fess and surcharges for prepaid wireless  
            services  :  Current law imposes the state 911 user surcharge on  
            intrastate communications service, administered by the  
            California Technology Agency, a PUC Reimbursement Fee to pay  
            for PUC's operations, and several surcharges to pay for state  
            universal service programs administered by PUC as follows:

             a)   California High Cost Fund A and B;

             b)   Deaf and Disabled Telecommunications program;

             c)   California Teleconnect Fund;

             d)   California Advanced Services Fund;

             e)   Lifeline Telephone Service.











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            These state fees total about 2.5% of intrastate service.   
            Local 911 fees and UUTs are assessed on service provided  
            within the jurisdiction of the city or county imposing the  
            tax.  UUTs vary by jurisdiction but not all cities and  
            counties impose them.

            Post-paid fees and surcharges are easily assessed as they are  
            reflected on customer bills after service is used.  With  
            prepaid service, there is no billing process.  It is  
            impossible for providers or retailers selling prepaid service  
            to determine ahead of time how many minutes will be intrastate  
            calls, nor where the transaction will occur.

           3)Proposed collection method  :  Starting January 1, 2015, this  
            bill imposes on prepaid consumers a prepaid MTS surcharge,  
            which sellers shall collect at the time of each retail  
            transaction.  Specifically, this surcharge shall be imposed as  
            a percentage of the sales price.  Beginning January 1, 2016,  
            this prepaid MTS surcharge shall be imposed in lieu of any  
            charges imposed under the Emergency Telephone Users Surcharge  
            Act for prepaid MTS.  The new MTS surcharge shall also be  
            imposed in lieu of the Public Utilities Commission surcharges  
            for prepaid MTS.  Sellers shall be required to register with  
            the State Board of Equalization (BOE) and the prepaid MTS  
            surcharge shall be due and payable to the BOE quarterly.

            This bill also enacts the Local Prepaid Mobile Telephony  
            Services Collection Act.  Specifically, on and after January  
            1, 2015, local charges imposed by a local agency on prepaid  
            MTS shall be collected by sellers in the same manner as the  
            prepaid MTS surcharge described above.  Specifically, this  
            bill suspends the authority of cities and counties to impose a  
            utility user tax on the consumption of prepaid MTS at the rate  
            specified by ordinance.  Instead, the local agency shall use a  
            tiered rate structure, with rates ranging from 0 to 9%.  The  
            bill also suspends the authority of cities and counties to  
            impose a 911 charge applicable to prepaid MTS at the rate  
            specified by ordinance.  Instead, the city or county shall use  
            a statutorily specified rate structure.  Applicable charges  
            will be collected by the BOE and held in trust for the local  
            taxing jurisdiction.  The BOE is authorized to contract with a  










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            third party for purposes of administering this act.       

            In addition, the bill authorizes third-party sellers to deduct  
            and retain 2% of the amounts collected from prepaid consumers  
            for the prepaid MTS surcharge and local charges.  Carriers  
            waive the right to the 2% vendor compensation in their stores  
            when they are the seller of the prepaid mobile services.  

           4)Impact on surcharge revenue  :  Proponents of this measure  
            predict this measure will bring a revenue windfall to the  
            state.  Thus opponents argue against this claim noting that  
            because carriers currently are required to remit based on  
            retail sales revenue, administrative costs would outweigh any  
            best-case revenue increase and estimates do not accurately  
            account for the 30% of prepaid service the providers currently  
            sell directly to the consumer.  

            To address many of these concerns and provide some consumer  
            safeguards, this bill imposes a three-year sunset. The bill  
            will:  1) express legislative intent that for the sunset to be  
            extended, the provisions of the bill must generate as much as  
            revenue as the current collection methods, 2) require carriers  
            pay as they do today for one year while the new tax begins,  
            and 3): change the intrastate percentage on which the tax is  
            based to be calculated by the PUC on real intrastate numbers. 

           5)Treatment of eligible LifeLine consumers  :  The LifeLine  
            program provides discounted basic telephone service to  
            eligible low-income California households.  Presently there is  
            no LifeLine program for wireless though the PUC has an open  
            proceeding to develop the rules for such a program.  Earlier  
            versions of this bill did not contemplate taxes and fees on  
            lifeline services.  The bill extends the exemption of the  
            prepaid MTS surcharge to eligible LifeLine consumers.  The  
            exemption is applied only to the amount paid for the portion  
            of the prepaid mobile telephony service that the lifeline  
            program specifies is exempt from the surcharges and fees that  
            comprise the prepaid MTS surcharge.

           6)Sunset provision  :  Finally, the provisions of the Prepaid  
            Mobile Telephony Services Surcharge Collection Act and the  










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            Local Prepaid Mobile Telephony Services Collection Act  
            automatically sunset on January 1, 2018, to evaluate the  
            program.  

           GOVERNOR'S VETO MESSAGE :

               This bill would establish an additional system for  
               collecting and remitting fees, surcharges and taxes  
               applicable to prepaid mobile services. These charges  
               would be collected from prepaid customers and remitted  
               to the Board of Equalization, while fees collected  
               from postpaid customers would continue to be remitted  
               directly to the Public Utilities Commission, State 911  
               Fund and local governments. 

               There is no question that the state needs an effective  
               system for capturing local taxes related to the sale  
               of prepaid phones. The solution, however, proposed by  
               this bill is duplicative, complex and will result in  
               significant and unnecessary costs to the state. 

               I encourage the author to partner with the local  
               governments and State Agencies affected by these  
               revenues and craft a bill with a more cost effective  
               solution.


           Analysis Prepared by  :    DaVina Flemings / U. & C. / (916)  
          319-2083


                             David Ruff / REV. & TAX. / (916) 319-2098


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