BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 349
                                                                  Page  1

          Date of Hearing:   April 17, 2013

                           ASSEMBLY COMMITTEE ON EDUCATION
                                Joan Buchanan, Chair
                     AB 349 (Gatto) - As Amended:  April 1, 2013
           
          SUBJECT  :   Classified employees: misconduct against a child:  
          reports.

           SUMMARY  :   Establishes a new process for tracking classified  
          employees who have a change in employment status while an  
          allegation of misconduct against a child is pending, as  
          specified.   Specifically,  this bill  :  

          1)Requires, when a classified employee is dismissed, resigns, is  
            suspended, retires, or is otherwise terminated by a decision  
            not to employ or reemploy, as a result of an allegation of  
            misconduct against a child or while an allegation of  
            misconduct against a child is pending, the superintendent of  
            the employing school district or a charter school  
            administrator to report the change in employment status to the  
            California Department of Education (CDE) no later than 30 days  
            after the employment action.

          2)Defines "allegation of misconduct against a child" to mean an  
            offense specified in Sections 11165.2 to 11165.6, inclusive,  
            of the Penal Code, a sex offense as specified in Section  
            44010, and aiding or abetting the unlawful sale to, use by, or  
            exchange to minors of a controlled substance listed in  
            Schedule I, II, or III as included in Sections 11054, 11055,  
            and 11056 of the Health and Safety Code. 

          3)Defines the term "school district" to include a county office  
            of education.

          4)Requires the report to CDE to contain all known information  
            about each alleged act of misconduct; and, requires the report  
            to be made to the department regardless of any proposed or  
            actual agreement, settlement, or stipulation not to make such  
            a report. The report shall also be made if allegations of  
            misconduct against a child served on the employee are  
            withdrawn in consideration of the employee's resignation,  
            retirement, or other failure to contest the truth of the  
            allegations. The CDE shall maintain these reports by county  
            and by school district or charter school.








                                                                  AB 349
                                                                  Page  2


          5)Requires the superintendent of an employing school district or  
            a charter school administrator to, in writing, inform a  
            classified employee if that employee is dismissed, resigns, is  
            suspended, retires, or is otherwise terminated by a decision  
            not to employ or reemploy, as a result of an allegation of  
            misconduct against a child or while an allegation of  
            misconduct against a child is pending.

           EXISTING LAW :

          1)Requires the governing board of any school district to require  
            each person to be employed in a position not requiring  
            certification qualifications, except a secondary school pupil  
            employed in a temporary or part-time position by the governing  
            board of the school district having jurisdiction over the  
            school attended by the pupil, to have two fingerprint cards  
            bearing the legible rolled and flat impressions of the  
            person's fingerprints together with a personal description of  
            the applicant prepared by a local public law enforcement  
            agency having jurisdiction in the area of the school district,  
            which agency shall transmit the cards, together with the fee  
            required to the Department of Justice; except that any  
            district, or districts with a common board, may process the  
            fingerprint cards if the district so elects. (Education Code  
            45125)

          2)Specifies that no person shall be employed or retained in  
            employment by a school district who has been convicted of any  
            sex offense as defined in Section 44010; and, specifies that  
            no person shall be employed or retained in employment by a  
            school district, who has been convicted of a controlled  
            substance offense as defined in Section 44011.
             a)   Specifies that if, however, a conviction is reversed and  
               the person is acquitted of the offense in a new trial or  
               the charges against him or her are dismissed, this section  
               does not prohibit his or her employment thereafter.
             b)   Specifies the governing board of a school district may  
               employ a person convicted of a controlled substance offense  
               if the governing board of the school district determines,  
               from the evidence presented, that the person has been  
               rehabilitated for at least five years.  The governing board  
               shall determine the type and manner of presentation of the  
               evidence, and the determination of the governing board as  
               to whether or not the person has been rehabilitated is  








                                                                  AB 349
                                                                  Page  3

               final. (Education Code 45123)

          3)Specifies that no person who has been convicted of a violent  
            or serious felony shall be employed by a school district; and,  
            specifies that a school district shall not retain in  
            employment a current classified employee who has been  
            convicted of a violent or serious felony, and who is a  
            temporary, substitute, or a probationary employee who has not  
            attained permanent status. (Education Code 45122.1)

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   According to the author, classified school employees  
          serve in a number of roles essential to California's public  
          school system, working in positions such as office and  
          administrative personnel, groundskeepers, campus aides,  
          librarians, security officers, counselors, food service workers,  
          and bus drivers. In 2010, there were more than 265,000  
          classified employees working in more than 1,000 school districts  
          in California's public school system. In 2012, almost 30,400  
          classified employees worked for the Los Angeles Unified School  
          District (LAUSD) alone, the largest district in the state  
          serving more than 659,200 elementary, middle, and high school  
          students.  Spurred by numerous accounts of child abuse in LAUSD  
          that remained unreported for years, the Legislature requested an  
          audit of LAUSD's process for handling allegations of employee  
          abuse against students. In November 2012, the Auditor completed  
          and released a report titled "Los Angeles Unified School  
          District: It Could Do More to Improve Its Handling of Child  
          Abuse Allegations."  Amongst its findings, the State Auditor  
          reported that there is no statewide, centralized mechanism to  
          communicate information about the circumstances under which a  
          classified employee leaves one school district to find  
          employment in another school district. Absent such a system, a  
          classified employee that left a school by dismissal, resignation  
          or settlement during the course of an investigation for child  
          abuse that did not result in an arrest or criminal conviction  
          can easily return to work in another school district, a system  
          failure that puts California's children at risk.

          This bill will align the reporting requirements for allegations  
          of misconduct against a child as they pertain to classified  
          school employees with those established for certified teachers,  
          thereby creating a centralized, statewide information system.   
          It requires the supervising superintendent of a school district  








                                                                  AB 349
                                                                  Page  4

          or charter school administrator to report to the CDE whenever a  
          classified employee is dismissed, resigns, is suspended, retires  
          or is otherwise terminated as a result of an allegation of  
          misconduct against a child or while an allegation of misconduct  
          against a child is pending. This bill defines "allegation of  
          misconduct against a child" as any act that constitutes child  
          abuse as already specified in the Penal Code, any sex offense as  
          already specified in the Education Code, and any act which  
          constitutes aiding or abetting the unlawful sale, use, or  
          exchange to a minor of a Schedule I, II or III controlled  
          substance. Finally, AB 349 requires the reporting superintendent  
          or charter school administrator to notify the classified  
          employee in writing of the contents of the report.


           State Auditor's Report on LAUSD  :  In the State Auditor's recent  
          report entitled, "Los Angeles Unified School District: It Could  
          Do More to Improve Its Handling of Child Abuse Allegations," the  
          Auditor made the following recommendation regarding classified  
          employees, "The Legislature should consider establishing a  
          mechanism to monitor classified employees who have separated  
          from a school district by dismissal, resignation, or settlement  
          during the course of an investigation for misconduct involving  
          students, similar to the oversight provided by the commission  
          for certificated employees. If such a mechanism existed, school  
          districts throughout the State could be notified before hiring  
          these classified employees."  This bill attempts to address that  
          recommendation by creating a new process for tracking classified  
          employees who have a change in employment status due to pending  
          allegations of misconduct involving child abuse, sexual  
          misconduct or drug use or sales involving children.



           Process Questions  :  Because this bill creates an entirely new  
          employee tracking program, there are many unanswered process  
          questions.  For instance, once an employee is placed on this  
          list, what is the process by which they are removed from the  
          list if the allegations are found to be false?  Who will  
          investigate the allegations?  Typically, once a classified  
          employee leaves employment pending these types of allegations,  
          the employing agency stops investigating; therefore, it is  
          unclear how employees will ever be removed from this list.   
          Additionally, the bill requires CDE to maintain a report of  
          these employee names, but doesn't address how or if employing  








                                                                  AB 349
                                                                  Page  5

          agencies (school districts, county offices of education or  
          charter schools) would obtain information about whether a  
          prospective employee is on the list or not.  According to the  
          author, the intent is to authorize school districts to access  
          the list maintained by the CDE, however, the author doesn't plan  
          to include that process in the bill until they determine the  
          appropriate manner in which to remove employees from the list.  



           Is CDE the right agency for this process  ?  Currently, the  
          Commission on Teacher Credentialing (CTC) does similar work  
          compared to the contents of this bill, as it pertains to  
          certificated employees. The CTC receives subsequent arrest  
          records and reports from employing school districts and  
          investigates misconduct.  The CTC takes action on a certificate  
          holder's credential when the misconduct warrants such action.  
          While the CTC does not currently track classified employees, the  
          committee should consider whether the CTC has greater expertise  
          in these matters and may be a more appropriate place to house  
          this new process, rather than the CDE. The committee should also  
          consider the CTC's existing workload and whether they have the  
          capacity to add this type of process to their workload, without  
          a source of funding. If the committee chooses to pass this bill,  
          the committee should consider amending the bill to include  
          intent language specifying that CDE and the CTC shall enter into  
          an interagency agreement for the CTC to provide assistance to  
          the CDE in setting up this process. 



          Additionally, the bill requires the CDE to maintain reports by  
          county and by school district or charter school.  If the  
          committee chooses to pass this bill, the committee should  
          consider amending the bill to require the CDE to maintain these  
          reports by county and by person's name, in a searchable format.   
          It is logical, that when an employing agency wants to make an  
          inquiry regarding a new employee, they may not know their last  
          known school employer, particularly if the applicant is trying  
          to hide prior allegations of misconduct.


           Tracking Different Offenses for Classified Employees than  
          Teachers  :  This bill requires districts to report to the CDE  
          when a classified employee has a change in employment status  








                                                                  AB 349
                                                                  Page  6

          pending allegations of misconduct involving specified drug  
          offenses, sex offenses and child abuse.  This list of offenses  
          is smaller than the existing list of offenses which ban  
          employment in a school district.  It is also a narrower list of  
          offenses than those which require notification to the CTC when a  
          certificated employee has a change in employment status.  The  
          author has indicated that they which to have a narrower scope of  
          employees tracked by the CDE than the existing list of offenses  
          for which a certificated employee is tracked by the CTC.  The  
          committee should consider whether this list of specified drug  
          offenses, sex offenses and child abuse offenses is the  
          appropriate list of misconduct that should be reported to the  
          CDE. If the committee chooses to pass this bill, the committee  
          should consider amending the bill to clarify that reports shall  
          be made when allegations of misconduct "involve acts related" to  
          the offences referenced in the bill.  This will clarify that  
          individuals do not need to be charged with these offences, but  
          can be accused of acts related to those offences.  Further, the  
          bill does not require classified employees accused of violent  
          felonies to be tracked by the CDE.  The committee may wish to  
          consider adding in violent felonies as referenced in Education  
          Code Section 45122.1.
           
          CTC Regulation Changes  : The CTC is currently in the process of  
          making changes to their regulations regarding a superintendent's  
          duty to report changes in employment status of credential  
          holders when allegations of misconduct are pending.  First, the  
          regulatory changes clarify that superintendent's must only  
          report changes in employment status when allegations of  
          misconduct are pending and, that dismissal for unsatisfactory  
          performance or layoff due to reduction in force do not need to  
          be reported to the CTC.  The changes also specify which  
          documents should be submitted to the CTC when a superintendent  
          reports a change in employment status for a credential holder;  
          and, specify that the COC shall (instead of may) investigate any  
          superintendent that holds a credential who fails to file such  
          reports. Further the regulatory changes specify requirements for  
          official records, specify that the CTC will establish  
          jurisdiction based upon an affidavit or declaration of facts  
          that a superintendent has failed to report; and, require the CTC  
          to send a letter to the superintendent when the CTC has  
          information or belief that a report has not been made. The  
          committee should consider whether to ask the author to conform  
          this bill to the final regulations that are adopted by the CTC.   









                                                                  AB 349
                                                                  Page  7

           
          Possible Committee Amendments  : If the committee chooses to pass  
          this bill, the committee should consider the following  
          amendments:
             1)   Add intent language specifying that CDE and the CTC  
               shall enter into an interagency agreement for the CTC to  
               provide assistance to the CDE in setting up this process.
             2)   Specify that "allegations of misconduct against a child"  
               should instead be referred to as "allegations of misconduct  
               involving a child" and clarify that the definition of this  
               term should include allegations "involving acts related" to  
               the offenses list. This will clarify that individuals do  
               not need to be charged with one of those offenses. 
             3)   Require CDE to maintain reports by county and by  
               person's name, in a searchable format.

           Related Legislation  : SB 160 (Lara), which is pending hearing in  
          the Senate Education Committee, is substantially similar to this  
          measure.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California Catholic Conference, Inc.
          California State Conference of the National Association for the  
          Advancement of Colored People
          EdVoice

           Opposition 

           None on file.
           
          Analysis Prepared by  :    Chelsea Kelley / ED. / (916) 319-2087