BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 409
                                                                  Page  1

          CONCURRENCE IN SENATE AMENDMENTS
          AB 409 (Quirk-Silva)
          As Amended  August 29, 2013
          2/3 vote.  Urgency
           
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          |ASSEMBLY:  |     |(May 28, 2013)  |SENATE: |37-0 |(September 11, |
          |           |     |                |        |     |2013)          |
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                       (vote not relevant)
           
           Original Committee Reference:   HIGHER ED.   
           
           SUMMARY  :  Permits the Fair Political Practices Commission (FPPC)  
          to develop and operate an online system for filing statements of  
          economic interests (SEIs).  

           The Senate amendments  delete the Assembly version of this bill,  
          and instead:

          1)Permit the FPPC to develop and operate an online system for  
            filing SEIs as required by the Political Reform Act (PRA).  

          2)Require the FPPC, if it develops an online system for filing  
            SEIs pursuant to this bill, to do all of the following:

             a)   Include the following features in any system it  
               develops:

               i)     A method by which a filer can electronically file  
                 his or her SEI free of charge;

               ii)    Security safeguards, including firewalls, data  
                 encryption, secure authentication, and necessary hardware  
                 and software and industry best practices to ensure the  
                 security and integrity of the information contained in  
                 each SEI; and,

               iii)   The ability to issue a confirmation to a person who  
                 files his or her SEI using the system, including a  
                 notification of the date and time that the SEI was  
                 received by the FPPC and method for the filer to view and  
                 print the information received.

             b)   Conduct public hearings on the implementation of the  








                                                                  AB 409
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               system, maintain ongoing coordination among affected state  
               and local agencies as necessary, and develop training and  
               assistance programs for filing officers and the filer;

             c)   Specify the categories of persons that are permitted to  
               file their SEIs using that system, and, with respect to any  
               category of filer that it permits to file SEIs using that  
               system, assume the duties of the filing officer for each  
               filer within that category of filers upon authorization of  
               the designated filing officer.  With respect to any filing  
               officer from which the FPPC assumes the duties of that  
               officer, requires the filing officer to provide the FPPC  
               with the name and contact information for each filer in the  
               officer's jurisdiction, and provides that the duties  
               assumed by the FPPC include the following:

               i)     Notifying the filer of his or her filing obligation;

               ii)    Receiving the filer's statement of economic  
                 interests; 

               iii)   Ensuring compliance with filing requirements in the  
                 event the filer fails to file in a timely manner or is  
                 required to amend his or her SEI; and,

               iv)    Distributing to filing officers copies of the  
                 completed SEI of a person who is required to file more  
                 than one SEI for each period, and who, despite being  
                 authorized to file the SEI with the FPPC electronically,  
                 elects to file the SEI with the FPPC using a paper form.

          3)Require the FPPC to notify a filing officer who may be  
            affected by a determination by the FPPC to authorize a  
            category of filers to file SEIs electronically no later than  
            six months before the implementation of that determination, in  
            order to allow adequate preparation for implementation.

          4)Provide that a paper copy of an SEI filed electronically and  
            of the confirmation that is retained by the filer, and that  
            shows that the filer timely filed his or her SEI, creates a  
            rebuttable presumption that the SEI was filed on time.

          5)Permit the FPPC to make the data filed using the online system  
            for filing of SEIs available on its Web site, and requires the  
            FPPC to provide assistance to those seeking public access to  








                                                                  AB 409
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            the information.  Requires the FPPC to redact private  
            information from the data that is made available on the  
            Internet, as specified.

          6)Provide that a person who is required to file more than one  
            SEI for each reporting period and who files his or her SEI  
            with the FPPC electronically is not required to file an SEI  
            with any other person or agency.

          7)Permit the FPPC, after it makes an initial determination  
            regarding which categories of persons are permitted to file  
            SEIs electronically through the online system, to revise the  
            determination at any time, as specified.

          8)Add an urgency clause, allowing this bill to take effect  
            immediately upon enactment.

           AS PASSED BY THE ASSEMBLY  , this bill required the California  
          State University Board of Trustees and the California Community  
          Colleges Board of Governors to convene a task force to evaluate  
          and report to the Governor and the Legislature how best to serve  
          the transitional needs of postsecondary student veterans, as  
          specified, and encouraged the University of California Regents  
          to participate in the task force.
           
          FISCAL EFFECT  :  According to the Senate Appropriations  
          Committee, pursuant to Senate Rule 28.8, negligible state costs.

           COMMENTS  :  This bill was substantially amended in the Senate and  
          the Assembly-approved provisions of this bill were deleted.   
          This bill, as amended in the Senate is inconsistent with  
          Assembly actions.


           Analysis Prepared by  :    Ethan Jones / E. & R. / (916) 319-2094 

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