BILL ANALYSIS                                                                                                                                                                                                    Ó




                   Senate Appropriations Committee Fiscal Summary
                            Senator Kevin de León, Chair


          AB 449 (Muratsuchi) - Certificated School Employees: Misconduct  
          Reporting
          
          Amended: June 6, 2013           Policy Vote: Education 9-0
          Urgency: No                     Mandate: Yes
          Hearing Date: July 1, 2013      Consultant: Jacqueline  
          Wong-Hernandez
          
          This bill may meet the criteria for referral to the Suspense  
          File. 

          
          Bill Summary: AB 449 requires a superintendent of a school  
          district or county office of education (COE) or the  
          administrator of a charter school to report changes in the  
          employment status of certificated employees that result from  
          allegations of misconduct to the Commission on Teacher  
          Credentialing (CTC). This bill also makes failure of the  
          specified administrator to report a misdemeanor punishable by a  
          personal fine of between $500 and $1000. 

          Fiscal Impact: Potentially significant increased administrative  
          workload for the CTC, depending on the number of additional  
          misconduct reports it receives pursuant to this bill.

          Background: Existing law provides that any principal, teacher,  
          or school officer of any elementary or secondary school who  
          refuses or willfully neglects to make reports to the CTC as are  
          required by law is guilty of a misdemeanor and is punishable by  
          a fine of not more than one hundred dollars.  (Education Code §  
          44030) 

          Existing law further provides that each allegation of an act or  
          omission by an applicant for, or holder of, a credential for  
          which he or she may be subject to an adverse action shall be  
          presented to the CTC's Committee of Credentials. The Committee  
          of Credentials has jurisdiction to begin an initial review of a  
          credential upon receipt of any of the following:

          1)   Official records of the Department of Justice, of a law  
               enforcement agency, of a state or federal court, and of any  
               other agency of this state or another state.








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          2)   An affidavit or declaration signed by person or persons  
               with personal knowledge of the acts alleged to constitute  
               misconduct.

          3)   A statement from an employer notifying the CTC that, as a  
               result of, or while an allegation of misconduct is pending,  
               a credential holder has been dismissed, suspended for more  
               than 10 days, or placed pursuant to a final adverse  
               employment action on unpaid administrative leave for more  
               than 10 days, or has resigned or otherwise left employment.

          4)   A notice from an employer that a complaint was filed with  
               the school district alleging sexual misconduct by a  
               credential holder.

          5)   A notice from a school district, employer, public agency,  
               or testing administrator of a violation of various sections  
               of law, as specified.
          6)   An affirmative response on an application submitted to the  
               commission as to any conviction, adverse action on, or  
               denial of, a license, or pending investigation into a  
               criminal allegation or pending investigation of a  
               noncriminal allegation of misconduct by a governmental  
               licensing entity, or failure to disclose any of these  
               matters. (Education Code § 44242.5) 

          Current regulations require the superintendent of an employing  
          school district to notify the CTC when a credential holder  
          working in a position requiring a credential is dismissed,  
          resigns, is suspended for more than 10 days, retires, or is  
          terminated as a result of an allegation of misconduct or while  
          an allegation of misconduct is pending.  These regulations also  
          require the superintendent of the employing school district to  
          report the change in employment status to the CTC not later than  
          30 days after the employment action.  (California Code of  
          Regulations Title 5, Section 80303).

          Proposed Law: AB 449 requires the superintendent of a school  
          district or COE, or the administrator of a charter school,  
          employing a person with a credential to report any change in the  
          employment status of the credential holder to the CTC not later  
          than 30 days after the change in employment status, if the  
          credential holder, while working in a position requiring a  








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          credential, and as a result of an allegation of misconduct or  
          while an allegation of misconduct is pending, dismissed, is  
          nonreelected, resigns, is suspended or placed on unpaid  
          administrative leave for more than 10 days as a final adverse  
          action, retires, or is otherwise terminated by a decision not to  
          employ or reemploy. This bill specifically provides that for  
          purposes of the reporting requirement a change of employment  
          status due solely to unsatisfactory performance or a reduction  
          in force is not a result of an allegation of misconduct. This  
          bill also: 

          1)    Provides that the failure to make the report is  
               unprofessional conduct and may subject the superintendent  
               of the school district or COE, or the administrator of a  
               charter school, to adverse action by the CTC.

          2)   Requires that refusing or willfully neglecting to make the  
               report is a misdemeanor, punishable by a fine of not less  
               than $500 or more than $1,000, and that all fines imposed  
               are the personal responsibility of the superintendent of  
               the school district or COE, or the administrator of a  
               charter school, and may not be paid or reimbursed with  
               public funds.

          Staff Comments: In November 2012, the California State Auditor  
          released a report regarding the Los Angeles Unified School  
          District's (LAUSD) handling of allegations of teacher  
          misconduct, in which the State Auditor found that LAUSD failed  
          to timely report at least 144 cases of teacher misconduct when  
          required to do so. As a result, the CTC was not able to review  
          teachers who may have been unfit for the classroom. 

          This bill seeks to strengthen reporting requirements for charter  
          school administrators, school district superintendents, and COE  
          superintendents to notify the CTC when a certificated employee  
          has a specified employment status change resulting from an  
          allegation of misconduct or while an allegation of misconduct is  
          pending. The bill clarifies what constitutes misconduct for the  
          purposes of the reporting requirement, and places penalties on  
          individuals who fail to report.

          It is unclear how many charter school administrators, school  
          district superintendents, and COE superintendents are not  
          reporting this information to the CTC, and unclear how many  








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          additional reports will be generated by the strengthened  
          penalties and clarified requirements of this bill. In 2011-12,  
          the CTC processed 765 such reports from LEAs statewide. If this  
          bill results in a significant increase in reports, the CTC will  
          be responsible for processing those increased reports.