BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 470
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          Date of Hearing:   April 24, 2013

                           ASSEMBLY COMMITTEE ON EDUCATION
                                Joan Buchanan, Chair
                     AB 470 (Mullin) - As Amended:  April 9, 2013

           [This bill is being heard for informational purposes.  No vote  
                           will be taken at this hearing.]
           
          SUBJECT  :   School Safety and Teacher Training

           SUMMARY  :   Removes the Teacher Credentialing Block Grant from  
          Tier 3 flexibility, makes changes to the California Beginning  
          Teacher Support and Assessment (BTSA) Program, and specifies  
          that $321,000 shall be apportioned for specified strategies to  
          reduce school crime and violence.  Specifically,  this bill  :

          1)Strikes the provision specifying that funds appropriated under  
            that School Safety Consolidated Competitive Grant are  
            available for encumbrance for five years from the date of  
            appropriation.

          2)Strikes the Teacher Credentialing Block Grant from the  
            provisions authorizing recipients of funds to use funding  
            received for any educational purpose.

          3)Requires the Superintendent of Public Instruction (SPI) to  
            perform onsite reviews for all approved teacher induction  
            programs at least every four years, as a midpoint review  
            within the accreditation process currently conducted by the  
            Commission on Teacher Credentialing (CTC) every seven years.

          4)Specifies that the SPI's review shall be conducted in  
            consultation with the CTC on selected elements of the  
            induction program and include a complete fiscal review.

          5)Requires the SPI to make the results of the onsite reviews  
            available to the CTC.

          6)Requires the SPI to enforce each teacher induction program's  
            standards to ensure each program is meeting state standards.

          7)Prohibits a school district or consortium of schools that  
            receives state funding for its induction program from charging  
            beginning teachers for participation in the induction program.








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          8)Specifies that from the amounts appropriated in the Budget Act  
            for the School Safety Consolidated Competitive Grants program,  
            $321,000 shall be apportioned for the strategies, programs,  
            and activities specified in Education Code Section 32261(d).

           EXISTING LAW  :

          1)Establishes the School Safety Consolidated Competitive Grant  
            and requires the SPI, in partnership with the Attorney  
            General's Office, to distribute grant funds through a  
            competitive process.  

          2)Expresses the intent of the Legislature to encourage school  
            districts, county offices of education, law enforcement  
            agencies, and agencies serving youth to develop and implement  
            interagency strategies, in-service training programs, and  
            activities that will improve school attendance and reduce  
            school crime and violence, including vandalism, drug and  
            alcohol abuse, gang membership, gang violence, hate crimes,  
            bullying, including bullying committed personally or by means  
            of an electronic act, teen relationship violence, and  
            discrimination and harassment, including, but not limited to,  
            sexual harassment.

          3)Specifies that for Fiscal Year (FY) 2008-09 to FY 2014-15,  
            specified categorical program funds may be used for any  
            educational purposes.

          4)Specifies that for FY 2009-10 to FY 2014-15, the SPI or other  
            administering state agency shall apportion the funds based on  
            the same relative proportion that a recipient received in FY  
            2008-09 for specified categorical programs.

          5)Specifies that, for FY 2008-09 to FY 2014-15, local  
            educational agencies (LEAs) that use the flexibility provision  
            shall be deemed to be in compliance with the program and  
            funding requirements contained in statutory, regulatory, and  
            provisional language.

          6)Requires the governing board of a school district or a county  
            office of education to hold a public meeting prior to and  
            independent of a meeting where the governing board adopts a  
            budget for use of the specified categorical funds.









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          7)Requires the SPI and the CTC to jointly administer the  
            California BTSA System.  This joint administration requires  
            the SPI and the CTC to provide, or contract for the provision  
            of, all of the following:

             a)   Establish requirements that will govern the review and  
               approval of local BTSA programs;

             b)   Implement a system that ensures BTSA program quality and  
               effectiveness;

             c)   Improve and refine the formative assessment system;

             d)   Improve and refine professional development materials  
               and strategies for those who will implement the teacher  
               induction programs;

             e)   Conduct and track research related to beginning teacher  
               induction; and,

             f)   Evaluate the validity of California's Standards for the  
               Teaching Profession and the Standards of Quality and  
               Effectiveness for the BTSA Program.

          8)Permits a school district or a consortium of school districts  
            to apply to the SPI for funding to establish a local teacher  
            induction program and requires the SPI to allocate $3,000 per  
            each participating teacher.  

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   Categorical Flexibility  .  There are approximately 60  
          categorical programs that serve specific goals (e.g., to assist  
          high school students in passing the high school exit exam) or  
          for specific programs (e.g., ROC/Ps, special education).  There  
          are also numerous statutes and regulations that specify  
          allowable use of categorical funds and how funds are allocated.   
          The FY 2009-10 budget had an important impact on categorical  
          programs.  The budget agreement imposed a 20% reduction on 39  
          programs and gave LEAs that received those funds in FY 2007-08  
          the flexibility to use the funds for any educational purposes  
          from FY 2008-09 through FY 2012-13 (SBX3 4 (Ducheny), Chapter  
          12, Statutes of the 2009-10 Third Extraordinary Session).  This  
          reduction and flexibility provision is commonly known as "Tier  
          3" flexibility, which essentially gives LEAs $4.5 billion in  








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          additional unrestricted funds.  Tier 1 protected four  
          categorical programs from cuts and flexibility while 11  
          categorical programs sustained reductions but were given no  
          flexibility under Tier 2.  For Tier 3 funds, school districts  
          receive their allocations based on the applicable percentage the  
          programs received in FY 2008-09.  SB 70 (Budget Committee),  
          Chapter 7, Statutes of 2011, extended categorical flexibility to  
          2014-15.  Until 2015-16, LEAs are not required to justify or  
          report average daily attendance in order to receive the  
          specified categorical funds.  

          The 39 Tier 3 programs include:  Adult Education, Advanced  
          Placement Programs, American Indian Early Childhood Education  
          Centers, American Indian Education Centers, Arts and Music Block  
          Grant, California Association of Student Councils, CAHSEE -  
          Instructional Support, California School Age Families Education,  
          Certificated Staff Mentoring, Charter School Categorical Block  
          Grant, Child Oral Health Assessments, Civic Education, Class  
          Size Reduction (9th Grade), Community Day Schools,  
          Community-Based English Tutoring Program, County Office of  
          Education:  Williams Audit, Deferred Maintenance, Educational  
          Technology - CTAP, Gifted and Talented, Instructional Materials  
          Block Grant, Mathematics and Reading Professional Development,  
          National Board Certification Incentives, Peer Assistance and  
          Review, Physical Education Teacher Incentive Program, Principal  
          Training Program, Professional Development Block Grant, Public  
          School Accountability Act, Pupil Retention Block Grant, Regional  
          Occupational Centers and Programs, Sanctions - High Priority  
          Schools Grant Program, School and Library Improvement Block  
          Grant, School Safety Block Grant (8-12), School Safety  
          Competitive Grants, Specialized Secondary Program Grants,  
          Supplemental Instruction (Summer School), Supplemental School  
          Counseling Program, Targeted Instructional Improvement Block  
          Grant, Teacher Credentialing Block Grant, and Teacher Dismissal  
          Apportionments.  

           This bill  has two separate parts.  One part of the bill sets  
          aside funds for the School Community Violence Prevention  
          Training program using funds from the School Safety Consolidated  
          Competitive Grants and the other part of the bill removes the  
          Teacher Credentialing Block Grant from Tier 3 flexibility and  
          makes changes to the BTSA program.  

           School Safety Consolidated Competitive Grants  .  The School  
          Safety Consolidated Competitive Grants consolidated six programs  








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          - the Safe School Planning and Partnership Mini-grants, School  
          Community Policing, Gang-Risk Intervention Program, Safety Plan  
          for New Schools, School Community Violence Prevention Training,  
          and Conflict Resolution - into one program administered by both  
          the California Department of Education (CDE) and the Attorney  
          General's Office.  The program received $14.3 million in FY  
          2012-13.  This bill requires $321,000 from the School Safety  
          Consolidated Competitive Grants to be allocated for the  
          activities specified in EC Section 32261(d), which encourages  
          school districts, county offices of education, law enforcement  
          agencies and agencies serving youth to develop and implement  
          interagency strategies, in-service training programs, and  
          activities to improve attendance and prevent school crime and  
          violence, including bullying.  According to the CDE, these  
          activities are conducted through the School Community Violence  
          Prevention Training Grant.  The Kern County Office of Education  
          is awarded the funds to administer and coordinate trainings on  
          three topics:  safe school planning, crisis preparedness and  
          response, and bullying and cyberbullying prevention and  
          intervention.  The trainings are offered on a statewide basis in  
          various parts of the state divided into 11 regions and are  
          conducted by law enforcement and education professionals.   
          According to the CDE, there has been an increased demand in the  
          trainings since the December 14, 2012 shooting at Sandy Hook  
          Elementary in Newtown, Connecticut.  

          Education Code Section 32283, which directs the Department of  
          Justice and the CDE to contract with one or more professional  
          trainers to coordinate statewide workshops for school districts,  
          county offices of education, and schoolsite personnel to assist  
          them in the development of their respective school safety and  
          crisis response plans, and provide training in the prevention of  
          bullying, is also an appropriate section to cite regarding the  
          trainings.  Staff recommends adding a reference to EC Section  
          32283.

          According to the author, the purpose of the bill is to withdraw  
          the training grants funds from Tier 3 flexibility.  The author  
          states, "local flexibility threatens the training program's  
          existence and schools are in danger of losing access to leading  
          edge safety research and processes, as well as regional support  
          in post-crisis environments.  Given recent school shootings,  
          both in California and the country, it is imperative we do  
          everything we can to ensure our schools are prepared for crisis  
          situations."  The bill directs $321,000 of the funds from the  








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          School Safety Consolidated Competitive Grants to be apportioned  
          for this purpose.  However, the School Safety Consolidated  
          Competitive Grants remains in Tier 3 flexibility. To make it  
          clear that these funds are to be removed from Tier 3, staff  
          recommends an amendment to exempt these funds in the provision  
          authorizing the flexibility.  

           BTSA Program  : In the 2011-2012 school year there were 14,689  
          participating teachers in the BTSA program.  The BTSA program  
          engages first and second year teachers in a job-embedded  
          formative assessment system of support and professional growth  
          while they are completing the requirements for the Clear  
          Credential. BTSA induction programs are locally designed and  
          implemented in accordance with the Standards of Quality and  
          Effectiveness for Professional Teacher Induction Programs and  
          aligned to the California Standards for the Teaching Profession.  
            This program was established in 1998 with the intent to  
          implement standards that govern all aspects of teacher  
          preparation, including subject matter knowledge, professional  
          preparation, induction, and credential renewal, to strengthen  
          teacher preparation by better integrating theory and practice,  
          and to expand teacher induction programs and programs to attract  
          qualified persons to teaching. SB 2042 (Alpert), Chapter 548,  
          Statutes of 1998. Through formative assessment of teaching  
          practices and individualized support and instruction, BTSA  
          induction programs aim to increase teachers' skill, knowledge,  
          and abilities, and to improve student achievement by enabling  
          teachers to provide effective instruction for students of  
          diverse cultural, linguistic, and academic backgrounds, within  
          the context of their teaching assignment. The SPI is seeking to  
          remove this this program from the Tier 3 flexibility. In each  
          the last two fiscal years, $91,325,000 was appropriated for this  
          purpose under the Teacher Credentialing Block Grant. 

          In addition to the removal from Tier 3 flexibility, this bill  
          requires the SPI to conduct an on-site review of each program at  
          least every four years and enforce each teacher induction  
          program's standards. By returning oversight of this program to  
          the SPI and CTC and increasing the oversight by the SPI, the  
          intent is to strengthen the quality of BTSA programs across the  
          state.  According to the SPI, it is in the state's interest to  
          maintain the integrity of this program by upholding high  
          programmatic standards and quality and that proper training and  
          support of teachers is a necessary investment for successful  
          teaching outcomes and student achievement. Additionally, this  








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          bill prohibits participating induction programs from charging  
          beginning teachers for participation.  

          While neither the author nor the sponsor have identified any  
          empirical evidence to suggest that these induction programs are  
          low quality or are being offered only at a cost to the teacher,  
          this committee can look to a report released by the SPI in  
          September, 2012 (Greatness by Design: Supporting Outstanding  
          Teaching to Sustain a Golden State).  In this report the SPI  
          asserts that in the current context, existing strong programs  
          are imperiled in many districts due to budget cuts, and many  
          have suffered from lack of guidance to ensure that investments  
          are made efficiently and effectively. 

          The committee may wish to consider the validity of the  
          assumptions underlying the bill's changes to BTSA.  The portions  
          of this bill related to BTSA are built on the assumptions that  
          school districts are not providing their beginning teachers with  
          high quality induction programs and that the programs that are  
          being offered are being offered at a cost to the teacher.  No  
          empirical evidence of either practice has been offered to this  
          committee nor has any evidence that teachers have, as a result  
          of the flexibility in categorical programs, been unable to meet  
          the requirements of the Clear Credential.  While the value of a  
          high quality BTSA program cannot be underestimated, the removal  
          of these funds from flexibility, and the increased supervisory  
          role of the SPI do little to ensure the needs of beginning  
          teachers will be better served.  Therefore, committee staff  
          recommends removing all references to BTSA, including the budget  
          line item on page 3, line 18, the requirement for the SPI to  
          conduct onsite reviews every four years as specified on page 8,  
          lines 9-16, and the prohibition against fees on page 9, lines  
          5-6. 

           FY 2013-14 Budget  .  The Governor's FY 2013-14 budget proposal  
          includes a new formula and methodology for K-12 funding called  
          the Local Control Funding Formula (LCFF).  The LCFF would  
          replace revenue limit funding and most categorical program  
          funding with a uniform per-pupil rate based on K-3, 4-6, 7-8,  
          and 9-12 grade spans, augmented by supplemental funding based on  
          additional needs of students, such as English learners or  
          students from low income families.  The teacher credentialing  
          block grant and the School Safety Competitive Grants are  
          proposed to be folded into the LCFF.  









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           Arguments in Support  .  The SPI states, "New teachers and leaders  
          can either become highly competent in their first years on the  
          job or they may develop counterproductive approaches or leave  
          the profession entirely, depending on the kind and quality of  
          help they encounter when they enter.  With its pioneering BTSA  
          program, California has been a national leader in developing  
          mentoring programs for beginning teachers.  This program has  
          been found to reduce attrition and improve teacher competence.   
          However, in the current context of local flexibility, existing  
          strong programs are imperiled in many districts due to budget  
          cuts, and many have suffered from lack of guidance to ensure  
          that investments are made efficiently and effectively.  Given  
          the huge educational and financial costs associated with  
          replacing teachers and leaders and leaders who leave schools  
          prematurely (more than $7 billion a year nationally), a strong  
          induction system will continue to protect California's  
          investment in teacher preparation."

           Arguments in Opposition  .  The Association of California School  
          Administrators states, "In 2009, the state faced massive budget  
          deficits necessitating huge reductions to the education budget.   
          In an effort to minimize the cuts, the state budget collapsed  
          over 30 categorical programs and allowed school districts to  
          make local decisions related to implementing budget reductions.   
          Public education has faced ongoing fiscal reductions each year  
          since the 2007-08 fiscal year and not until the passage of Prop  
          30, have schools had the resources to begin restoring the cuts  
          from the past several years.  As a matter of fact, districts  
          receive 20% less funding than they should be receiving.  Prop 30  
          revenues will take at least 3 to 5 years to restore these cuts.   
          This is not the time to remove programs from the current law  
          flexibility provisions."    


           Related legislation  .  AB 88 (Buchanan), pending in this  
          Committee, would implement the Governor's Local Control Funding  
          Formula.

          AB 200 (Hagman), pending in this Committee, changes the method  
          of allocating funds for specified categorical programs and  
          requires local education agencies to provide reports on the  
          expenditure of those funds at each schoolsite, as specified.    

          AB 1152 (Ammiano), pending in this Committee, removes the  
          California School Age Families Education Program (Cal-SAFE) from  








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          Tier 3 flexibility and prohibits the program from being included  
          in any education financing proposal that would eliminate  
          categorical programs.  
           
          AB 1186 (Bonilla), pending in this Committee, extends Tier 3  
          flexibility through 2019-20, provided the recipient LEA spends  
          at least 7% of the funds on either professional development  
          related to the implementation of the common core curriculum or  
          implementation of science, technology, engineering, and  
          mathematics (STEM) programs in grades 7 through 12.

          AB 1214 (Muratsuchi), pending in this Committee, requires the  
          annual budget to provide an annual appropriation from the  
          General Fund directly to the Southern California Regional  
          Occupational Center (SCROC) for purposes of providing career  
          technical education services.

          SB 223 (Liu), pending in the Senate Appropriations Committee,  
          extends categorical flexibility in exchange for the recipient  
          LEA agreeing to specified accountability preconditions.


           REGISTERED SUPPORT / OPPOSITION  :   

           Support 

           Superintendent of Public Instruction, Tom Torlakson (sponsor)
          Coalition for Adequate School Housing
          Individual BTSA district coordinators and regional directors
          Individual educators

           Opposition 
           
          Association of California School Administrators
           
          Analysis Prepared by  :    Sophia Kwong Kim and Jill Rice / ED. /  
          (916) 319-2087