BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 491
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          CONCURRENCE IN SENATE AMENDMENTS
          AB 491 (Torres)
          As Amended  June 24, 2013
          Majority vote
           
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          |ASSEMBLY:  |70-0 |(May 16, 2013)  |SENATE: |33-0 |(July 8, 2013) |
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           Original Committee Reference:    B. & F.  

           SUMMARY  :   Allows a corporation to take actions necessary to  
          conduct the corporation's ordinary business during an emergency.  
           Specifically,  this bill  :  

          1)Provides that actions taken in anticipation of, or during an  
            emergency can include: 

             a)   Modifying lines of succession to accommodate the  
               incapacity of any director, officer, employee, or agent  
               resulting from the emergency;

             b)   Relocating the principal office.

          2)Specifies during an emergency that a corporation take either  
            or both of following actions:

             a)   Giving notice to a director or directors in any  
               practical manner under the circumstances, including, but  
               not limited to, by publication and radio;

             b)   Deeming that one or more officers of the corporation  
               present at a board meeting is a director, as necessary to  
               achieve a quorum.

          3)Prohibits the board during an emergency from taking any action  
            that requires the vote of the members or an action that is  
            outside the corporation's ordinary course of business, unless  
            the required voted was obtained prior to the emergency.  

          4)Provides any action taken in good faith during an emergency  
            binds the corporation and may not be used to impose liability  
            on a corporate director, office, employee, or agent.  

          5)Defines "emergency" as any of the following:








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             a)   A natural catastrophe, including, but not limited to, a  
               hurricane, tornado, storm, high water, wind-driven water,  
               tidal wave, tsunami, earthquake, volcanic eruption,  
               landslide, mudslide, snowstorm, or drought; or, regardless  
               of cause, any fire, flood, or explosion.  

             b)   An attack on this state or nation by an enemy of the  
               United States of America, or upon receipt by this state of  
               a warning from the federal government indicating that an  
               enemy attack is probable or imminent.  

             c)   An act of terrorism or other man-made disaster that  
               results in extraordinary levels of casualties or damage or  
               disruption severely affecting the infrastructure,  
               environment, economy, government functions, or population,  
               including, but not limited to, mass evacuations.  

             d)   A state of emergency proclaimed by the Governor.  

          6)Authorizes a corporation to adopt bylaws to further direct the  
            operations of the corporation during an emergency.  

           The Senate amendments  make technical and clarifying changes.
           
          EXISTING LAW  :

          1)Establishes the Corporations Code to provide the fundamental  
            terms and provisions for the governance of corporations.   
            Sections 200-213 relate to corporations organization and  
            bylaws.  

          2)Defines three conditions or degrees of emergency: 

             a)   "State of war emergency" means the condition which  
               exists immediately, with or without a proclamation thereof  
               by the Governor, whenever this state or nation is attacked  
               by an enemy of the United States, or upon receipt by the  
               state of a warning from the federal government indicating  
               that such an enemy attack is probable or imminent.

             b)   "State of emergency" means the duly proclaimed existence  
               of conditions of disaster or of extreme peril to the safety  
               of persons and property within the state caused by such  
               conditions as air pollution, fire, flood, storm, epidemic,  








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               riot, drought, sudden and severe energy shortage, plant or  
               animal infestation or disease, the Governor's warning of an  
               earthquake or volcanic prediction, or an earthquake, or  
               other conditions, other than conditions resulting from a  
               labor controversy or conditions causing a "state of war  
               emergency," which, by reason of their magnitude, are or are  
               likely to be beyond the control of the services, personnel,  
               equipment, and facilities of any single county, city and  
               county, or city and require the combined forces of a mutual  
               aid region or regions to combat, or with respect to  
               regulated energy utilities, a sudden and severe energy  
               shortage requires extraordinary measures beyond the  
               authority vested in the California Public Utilities  
               Commission.

             c)   "Local emergency" means the duly proclaimed existence of  
               conditions of disaster or of extreme peril to the safety of  
               persons and property within the territorial limits of a  
               county, city and county, or city, caused by such conditions  
               as air pollution, fire, flood, storm, epidemic, riot,  
               drought, sudden and severe energy shortage, plant or animal  
               infestation or disease, the Governor's warning of an  
               earthquake or volcanic prediction, or an earthquake, or  
               other conditions, other than conditions resulting from a  
               labor controversy, which are or are likely to be beyond the  
               control of the services, personnel, equipment, and  
               facilities of that political subdivision and require the  
               combined forces of other political subdivisions to combat,  
               or with respect to regulated energy utilities, a sudden and  
               severe energy shortage requires extraordinary measures  
               beyond the authority vested in the California Public  
               Utilities Commission. (Government Code Section 8558)
           
          FISCAL EFFECT  :  None 

           COMMENTS  :  According to the sponsor, State Bar of California,  
          Business Law Section, Corporations Committee, "Although there is  
          no ready example of a corporation facing managerial setbacks  
          because of an emergency, the possibility of catastrophic events  
          effectively disabling boards cannot be ignored.  Recent acts of  
          terrorism, earthquakes, tsunamis and nuclear disasters are  
          timely reminders of the vulnerability of the ordinary course of  
          business in the face of large-scale emergencies."

          This bill would enact two provisions in California's  








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          Corporations Code, one implementing emergency powers and one  
          implementing emergency bylaws.  Currently, California  
          corporations do not have any emergency provisions in place.  In  
          case of an emergency, this bill would allow corporations to take  
          certain actions it might not otherwise be able to take, as well  
          as, adopt provisions not conflicting with the articles necessary  
          to manage business.  

          This bill is based off the Model Business Corporation Act (MBCA)  
          which contains both a provision on emergency bylaws and  
          emergency powers.  The MBCA is a model set of laws prepared by  
          the Committee on Corporate Laws of the Section of Business Law  
          of the American Bar Association (ABA).  This bill closely  
          mirrors both provisions of the MBCA section 2.07, emergency  
          bylaws, and section 3.03, emergency powers.  This bill does  
          differ from the MBCA in terms of the emergency definition but  
          the definition in the bill combines elements from California  
          Emergencies Services Act, Government Code Section 8558 and  
          federal National Emergencies Act, 50 United States Code 1601.  

          Thirty-eight of 52 U.S. jurisdictions have adopted emergency  
          powers provisions for for-profit corporations.  Twenty-eight  
          jurisdictions have adopted both an emergency powers provision  
          and emergency bylaws provision.  

          An example of California law that expanded authority during a  
          disaster can be seen through domestic insurers.  Under Insurance  
          Code Section 688, "the Legislature declares that it is desirable  
          for the general welfare and in particular for the welfare of  
          insurance beneficiaries, policyholders, injured claimants and  
          others that the business of domestic insurers be continued  
          notwithstanding the event of a national emergency."


           Analysis Prepared by  :    Mark Farouk / B. & F. / (916) 319-3081 


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