BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 498
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          ASSEMBLY THIRD READING
          AB 498 (Chávez)
          As Amended May 7, 2013
          Majority vote 

           HEALTH              18-0        APPROPRIATIONS      17-0        
           
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          |Ayes:|Pan, Logue, Ammiano,      |Ayes:|Gatto, Harkey, Bigelow,   |
          |     |Atkins, Bonta, Chesbro,   |     |Bocanegra, Bradford, Ian  |
          |     |Gomez,                    |     |Calderon, Campos,         |
          |     |Roger Hernández,          |     |Donnelly, Eggman, Gomez,  |
          |     |Lowenthal, Maienschein,   |     |Hall, Rendon, Linder,     |
          |     |Mansoor, Mitchell,        |     |Pan, Quirk, Wagner, Weber |
          |     |Nazarian, Nestande,       |     |                          |
          |     |V. Manuel Pérez, Wagner,  |     |                          |
          |     |Wieckowski, Wilk          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Exempts cost-based fee-for-service (FFS) payments to a  
          non-designated public hospital (NDPH) for inpatient services on  
          or after July 1, 2012, and supplemental payments from the Safety  
          Net Care Pool (SNCP) and the Delivery System Reform Incentive  
          Pool (DSRIP), established in the 2012 Section 1115 Medi-Cal  
          Waiver, Bridge to Reform, from being subject to a peer grouping  
          inpatient reimbursement limitation (PIRL) by the Department of  
          Health Care Services (DHCS), unless otherwise required by  
          federal law.  

           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, as currently drafted, costs are likely to be  
          negligible as this bill is intended to ensure the state takes  
          advantage of federal funds for district hospital Medi-Cal  
          payments.

           COMMENTS  :  According to the author, this bill prohibits DHCS or  
          the federal Centers for Medicare and Medicaid Services (CMS)  
          from applying an existing statutory or regulatory rate  
          limitation on a NDPH when they convert their Medi-Cal inpatient  
          reimbursement methodology to the Certified Public Expenditures  
          (CPE) system.  The author states the current PIRL is in place  
          for traditional Medi-Cal providers, specifically non-contract  
          providers.  This bill will prevent the PIRL rate limitation from  








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          being applied and will allow NDPHs to report their full costs to  
          CMS.

          AB 1467 (Budget Committee), Chapter 23, Statutes of 2012, the  
          Health Omnibus Budget Trailer Bill, revised the reimbursement  
          methodology for NDPHs, effective July 1, 2012.  The new  
          methodology is intended to result in savings to the general fund  
          and allow NDPHs to be compensated for the loss by drawing down  
          additional federal funds.  Until it is implemented, NDPHs  
          continue to receive either the California Medical Assistance  
          Commission (CMAC) negotiated per diem rate or a cost-based  
          reimbursement for Medi-Cal FFS inpatient services.  These  
          payments are 50% General Fund (GF) and 50% federal funds.  With  
          the proposed change in methodology, NDPHs would be reimbursed  
          for their inpatient Medi-Cal FFS days in the same manner as  
          county and University of California (UC) hospitals or designated  
          public hospitals (DPHs) in that they will use their CPEs to draw  
          down federal funds.  This change was estimated to result in  
          $94.4 million GF savings as local governmental funds or CPEs  
          would be used instead of state GF as a match for federal funds  
          to reimburse NDPHs.  In addition, qualified NDPHs were  
          previously receiving supplemental reimbursements from the NDPH  
          Supplemental Fund, which is funded with 50% GF and 50% federal  
          funds.  This supplemental reimbursement will no longer be  
          available, resulting in an additional GF savings of $1.9  
          million.  Finally, NDPHs would no longer be eligible for the  
          supplemental payments authorized by AB 113 (Monning), Chapter  
          20, Statutes of 2011, which are funded by intergovernmental  
          transfers (IGTs) and federal funds.  The reimbursement changes  
          are contingent upon DHCS receiving federal approval via an  
          amendment to the Section 1115 Medicaid Demonstration Waiver, A  
          Bridge to Reform which requests an increase in the SNCP and the  
          DSRIP for the supplemental funding, as well as approval of a  
          State Plan Amendment (SPA).  Approval of the waiver amendment  
          and SPA are still pending.  The additional funds will be made  
          available to NDPHs to offset their uncompensated care costs and  
          to support their efforts to enhance the quality of care and the  
          health of the patients and families they serve.  NDPHs are  
          currently not eligible for these funds.  

          The Selective Provider Contracting Program (SPCP) was  
          established by the Legislature in 1982 (AB 3480 (Robinson),  
          Chapter 329, Statutes of 1982) under a 1915(b) waiver and  
          allowed CMAC to selectively contract as long as there was  








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          adequate access to hospital beds to serve the Medi-Cal  
          population in a Health Facility Planning Area.  Except for  
          emergencies, most FFS Medi-Cal beneficiaries in a closed area  
          are required to receive inpatient care at a contracting  
          hospital.  Selective contracting allowed CMAC to negotiate a  
          competitive rate in place of the traditional "cost-based"  
          reimbursement system used by most states.  Since its inception  
          CMAC has saved the state $12.7 billion in state GF savings.   
          Hospitals in an open area continue to be reimbursed on a  
          cost-based system.  On July 1, 2012, CMAC was eliminated and the  
          SPCP was transferred to DHCS for negotiation and administration  
          until the SPCP is replaced by the implementation of the new  
          discharge-based diagnosis related group (DRG) hospital inpatient  
          payment methodology scheduled for July 1, 2013.  DHCS is using a  
          three year transition period to implement DRGs that limits  
          hospitals' projected change from what they would have received  
          under the current reimbursement methodology, with full  
          implementation in year four.  The purpose of the transition  
          period is to allow time for hospitals to make adjustments to  
          systems of care due to the fundamental change in the payment  
          system.  The PIRL became effective for Medi-Cal non-contract  
          inpatient FFS acute care services beginning with the state's  
          1993 fiscal period.  It replaced the Medi-Cal Inpatient  
          Reimbursement Limitation that went into effect in the state's  
          1980 fiscal year.  The limit's purpose was to slow down the rate  
          of Medi-Cal inpatient acute care expenditures through two sets  
          of limitations.  Both limitations are based upon a hospital's  
          Medi-Cal cost per discharge.  According to the sponsor of this  
          bill, the District Hospital Leadership Forum, the first is to  
          limit the growth of Medi-Cal expenditures by the hospital from  
          one period to the next, while the other capped the hospital's  
          Medi-Cal cost per discharge at the 60th percentile of its peer  
          group.  These limitations are found in regulations and were  
          intended to control costs for non-contract hospitals, as the  
          CMAC contracting program was created to control costs for  
          contract hospitals through the negotiations process.  The PIRL  
          is the lowest of:  1) the all-inclusive rate per discharge  
          limitation; 2) the peer grouping rate per discharge limitation;  
          3) customary charges; or, 4) allowable costs.  It is applied to  
          the hospitals' FFS charges in calculating the maximum allowable  
          reimbursement rate.

          In 2005, the State of California sought a five year federal  
          waiver as a Medicaid demonstration project under the authority  








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          of Section 1115(a) of the Social Security Act.  Under this  
          waiver, hospital financing was fundamentally restructured.  The  
          waiver created the SNCP to pay for services to the uninsured and  
          for unreimbursed Medi-Cal expenditures delivered through DPHs,  
          other governmental entities and state-funded programs.   
          Contracting through the SPCP program continued in a modified  
          fashion under the 2005 hospital waiver.  CMAC retained authority  
          to continue negotiating rates under the SPCP for private and  
          NDPHs for the provision of hospital inpatient services in the  
          Medi-Cal FFS program.  One of the most significant revisions  
          under the 2005 hospital waiver was to make fundamental changes  
          in Medi-Cal hospital financing for public hospitals.   
          Reimbursement for Medi-Cal per diem for the 21 UC and county  
          DPHs is now based on CPEs, rather than state GF.  The inpatient  
          reimbursement rate was no longer negotiated by CMAC and is  
          determined by DHCS.  The waiver also created the SNCP which  
          provides a fixed amount of federal funds to cover uncompensated  
          care.  CPEs are the expenditures certified by counties, state  
          university teaching hospitals, or other public entities as  
          having been spent on Medi-Cal patients or on the uninsured.  

          In November 2010, California received federal approval for a new  
          five year Section 1115 Medi-Cal Demonstration and Pilot Project  
          Waiver, entitled "A Bridge to Reform."  This waiver is a renewal  
          of the 2005 Hospital Financing and Uninsured Waiver and includes  
          a continuation of the hospital financing provisions from the  
          2005 waiver but with modifications to the allocation of SNCP  
          funds.  Hospitals submit CPEs and use IGTs to draw down federal  
          funds.  The DSRIP is a newly created source of funding within  
          the SNCP to support California's public hospitals' efforts to  
          enhance the quality of care and health of the patients and  
          families they serve.  Funding is up to $6.5 billion over five  
          years.  Each hospital is individually responsible for progress  
          towards, and achievement of, milestones and other metrics in its  
          proposal.  There are four areas for which funding is available:   
          1) infrastructure development; 2) innovation and design; 3)  
          population-focused improvement; and, 4) urgent improvement in  
          care, hospital specific.

          The District Hospital Leadership Forum (DHLF), sponsor of this  
          bill, states that this bill addresses a technical issue related  
          to the PIRL that non-contract district and municipal hospitals  
          (otherwise known as NDPHs) were subject to prior to July 1,  
          2012.  The 2012-13 State Budget proposed that district and  








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          municipal hospitals transition to CPEs for Medi-Cal inpatient  
          FFS reimbursement coupled with accessing supplemental federal  
          funds as part of the 2010 Medi-Cal 1115 Waiver.  DHLF explains  
          that in other words, the state would have achieved a savings of  
          approximately $100 million annually and these public hospitals  
          would have provided the non-federal share of Medi-Cal funds by  
          certifying their costs of providing care to Medi-Cal FFS  
          beneficiaries.  This transition was slated for implementation on  
          July 1, 2012, and the state and the NDPHs were awaiting final  
          approval on the various components by CMS.  

          The Governor's May 2013 Budget Revision eliminates the assumed  
          savings because CMS approval has not been received timely and  
          DHCS is no longer pursing the reimbursement change enacted by AB  
          1467.  NDPHs will continue to receive GF reimbursement through  
          per diem, contracted rates and supplemental payments. 


           Analysis Prepared by  :    Marjorie Swartz / HEALTH / (916)  
          319-2097 


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