BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                            



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                                    THIRD READING


          Bill No:  AB 619
          Author:   Garcia (D)
          Amended:  As introduced
          Vote:     21

           
          SENATE JUDICIARY COMMITTEE  :  6-0, 6/18/13
          AYES:  Evans, Walters, Corbett, Jackson, Leno, Monning
          NO VOTE RECORDED:  Anderson

           ASSEMBLY FLOOR  :  75-0, 4/8/13 (Consent) - See last page for vote


           SUBJECT  :    Court facilities

           SOURCE  :     Judicial Council
                      State Association of County Auditors


           DIGEST  :    This bill provides that penalty payments on the  
          delinquent transfer of court fees to the State Facilities Court  
          Construction Fund be made by the entity (county, city and  
          county, or court) responsible for the error or other action that  
          caused the failure to pay, as determined by the State Controller  
          (Controller) in notice given to the responsible entity.  This  
          bill also recalculates the penalty on a delinquent payment, and  
          authorizes the Controller to permit the entity to pay the  
          interest or penalty amounts under a payment schedule if the  
          interest or penalty amount causes hardship to the entity, and  
          applies these changes to all delinquent payments for which the  
          Controller has not issued a final audit before January 1, 2014. 

           ANALYSIS  :    
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          Existing law:

          1.Provides that the state has sole responsibility for funding  
            court operations, as defined, and each county must remit to  
            the state certain statutorily specified amounts for funding  
            court operations. 

          2.Establishes the State Court Facilities Construction Fund  
            (SCFCF) for the improvement of court facilities to further  
            reasonable access to the courts and judicial process  
            throughout the state.  SCFCF is funded by various civil and  
            criminal fees, fines, penalties, and surcharges.  SCFCF  
            proceeds may be used in the planning, design, construction,  
            rehabilitation, leasing or acquisition of court facilities. 

          3.Establishes the Immediate and Critical Needs Account (ICNA) of  
            the SCFCF, the proceeds of which can be used only for any of  
            the following:

             A.   The planning, design, construction, rehabilitation,  
               renovation, replacement or acquisition of court facilities;

             B.   Repayment for monies appropriated for lease of court  
               facilities pursuant to the issuance of lease-revenue bonds;  
               and

             C.   Payment for lease or rental of court facilities or  
               payment of service contracts, including those made for  
               facilities in which one or more private sector participants  
               undertake some of the risks associated with the financing,  
               design, construction, or operation of the facility. 

          1.Requires a county to transmit the fees and penalties collected  
            for SCFCF or ICNA to the Controller no later than 45 days  
            after the end of the month in which they were collected. 

          2.Requires the Controller, upon receipt of a delinquent payment,  
            to calculate a penalty on the delinquent payment by  
            multiplying the amount of the delinquent payment at a daily  
            rate equivalent to 1.5 percent per month for the number of  
            days the payment is delinquent.  Penalties calculated on  
            delinquent payments must be paid to the Controller no later  
            than 45 days after the end of the month in which the penalty  

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            was calculated. 

          3.Requires the Controller to deposit delinquent payment  
            penalties in the SCFCF. 

           4. Requires a court to reimburse a county general fund in an  
             amount equal to the delinquent payment penalty, if the  
             penalty imposed resulted from a court's failure to deposit  
             money with the county treasurer in a timely manner. 

           5. Establishes the Trial Court Trust Fund (TCTF), funded  
             primarily from court fees, to support trial court operations  
             and other specified purposes. 

           This bill:

           1.Provides that any interest or penalty payments on any  
            delinquent transfer of court fees to the SCFCF and ICNA be  
            made by the entity (county, city and county, or court)  
            responsible for the error or other action that caused the  
            failure to pay, as determined by the Controller, accompanied  
            by a remittance advice identifying the collection month and  
            the account to which the payment shall be made.  

           2.Provides that the party responsible for the error or other  
            action that caused the failure to pay may include, but is not  
            limited to, the party that collected the funds who is not the  
            party responsible for remitting the funds to the SCFCF or the  
            ICNA, if the collecting party failed to provide or delayed  
            providing the remitting party with sufficient information  
            needed by the remitting party to distribute the funds.

          3.Requires the Controller upon receipt of a delinquent payment  
            to:

             A.   Calculate interest on the delinquent payment by  
               multiplying the delinquent interest rate, calculated based  
               on the daily return rate for funds deposited in the Local  
               Agency Investment Fund (LAIF), from the date payment was  
               originally due to either (1) 30 days after the Controller  
               issues the final audit report concerning the failure to  
               pay, or (2) the date of the payment by the responsible  
               entity, whichever comes first; in calculating the interest  
               rate, the Controller must apply the average monthly LAIF  

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               rate over the period of delinquency; and

             B.   Calculate the penalty at a daily rate equal to 1.5  
               percent per month from the day 30 days after the date of  
               issuance by the Controller of the final audit report  
               concerning the failure to pay.

          1.Permits a court to pay any penalty or interest imposed due to  
            an error or other action by the court from money received from  
            the TCTF.  This bill allows the Controller to permit a county,  
            city and county, or court to pay the penalty amounts according  
            to a payment schedule in the event that a large penalty amount  
            causes hardship to the paying entity.

          2.Provides that the above changes apply to all delinquent  
            payments for which the Controller has not issued a final audit  
            before January 1, 2014.

           Background
           
          The Lockyer-Isenberg Trial Court Funding Act of 1997 spearheaded  
          an era of significant restructuring of the state court system.  
          The act, among other things, shifted sole responsibility for  
          funding court operations to the state, and required each county  
          to remit to the state certain statutorily specified amounts for  
          funding court operations. 
           
          The Trial Court Facilities Act of 2002 established the SCFCF,  
          which supports, among other things, the construction,  
          renovation, and facility modifications for state courts.  SCFCF  
          is funded by fines and fees collected within the judicial  
          branch, with a limited amount of county reimbursements.  In  
          2008, SB 1407 (Perata, Chapter 311, Statutes of 2008)  
          established the ICNA of the SCFCF which, among other things,  
          supports the most critically needed construction and renovation  
          of courthouses and provides limited funding for facility  
          modifications.  ICNA is funded by fines and fees established by  
          SB 1407. 

          Various statutory provisions govern the transfer of funds  
          collected by the counties and courts to support SCFCF and ICNA.  
          These provisions establish specified penalties for delinquent  
          payment of the required funds to SCFCF and ICNA. The delinquent  
          payments are uncovered in periodic audits by the Controller - in  

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          some smaller counties these audits are performed every five to  
          seven years. 
           
          In 2007, SB 539 (Margett, Chapter 435, Statutes of 2007) was  
          enacted to require the Controller to give notice to the entity  
          responsible for delinquent payments of fees to be deposited in  
          the Trial Court Trust Fund, recalculate the penalty on a  
          delinquent payment, and authorize the Controller to permit  
          payment of the penalty according to a payment schedule if the  
          penalty amount causes a hardship to the paying entity.  This  
          bill would apply those same provisions for delinquent payments  
          to delinquent payments to the SCFCF and ICNA. 

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No   Local:  
           No

           SUPPORT  :   (Verified  6/18/13)

          Judicial Council (co-source) 
          State Association of County Auditors (co-source) 
          California State Association of Counties

           ARGUMENTS IN SUPPORT  :    The State Association of County  
          Auditors, co-source of the bill, states that, "[t]his bill will  
          give small to medium-sized entities an opportunity to correct  
          underpayments to the State Trial Court Construction Fund when  
          brought to their attention, without 18 [percent] annual accrued  
          interest as a penalty.  Small to medium-sized counties are  
          audited on a multi-year schedule, some only as often as one  
          every 5-7 years.  If the underpayment took place early in the  
          cycle, the interest will accrue to an unmanageable amount over  
          time until it is uncovered in an audit.  As with obligations to  
          other funds, the entities will continue to be responsible to pay  
          interest on the balance (calculated with the LAIF rate)." 

           ASSEMBLY FLOOR  :  75-0, 4/8/13
          AYES:  Achadjian, Allen, Ammiano, Atkins, Bigelow, Bloom,  
            Blumenfield, Bocanegra, Bonilla, Bonta, Bradford, Brown,  
            Buchanan, Ian Calderon, Campos, Chau, Chávez, Chesbro, Cooley,  
            Dahle, Daly, Dickinson, Donnelly, Eggman, Fong, Fox, Frazier,  
            Beth Gaines, Garcia, Gatto, Gomez, Gordon, Gorell, Gray,  
            Grove, Hagman, Hall, Harkey, Roger Hernández, Holden, Jones,  
            Jones-Sawyer, Levine, Linder, Logue, Maienschein, Medina,  
            Melendez, Mitchell, Morrell, Mullin, Muratsuchi, Nazarian,  

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            Nestande, Olsen, Pan, Patterson, Perea, V. Manuel Pérez,  
            Quirk, Quirk-Silva, Rendon, Salas, Skinner, Stone, Ting,  
            Torres, Wagner, Waldron, Weber, Wieckowski, Wilk, Williams,  
            Yamada, John A. Pérez
          NO VOTE RECORDED:  Alejo, Conway, Lowenthal, Mansoor, Vacancy


          AL:nl  6/25/13   Senate Floor Analyses 

                           SUPPORT/OPPOSITION:  SEE ABOVE

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