BILL ANALYSIS                                                                                                                                                                                                    �






                 Senate Committee on Labor and Industrial Relations
                              William W. Monning, Chair

          Date of Hearing: June 26, 2013               2013-2014 Regular  
          Session                              
          Consultant: Gideon L. Baum                   Fiscal:Yes
                                                       Urgency: No
          
                                   Bill No: AB 641
                                   Author: Rendon
                        As Introduced/Amended: June 17, 2013
          

                                       SUBJECT
          
                 Childcare: family child care providers: bargaining  
                                   representative.


                                      KEY ISSUE

          Should the state exempt family child care providers from  
          antitrust laws and allow them to organize to negotiate over  
          wages, benefits, and other occupational matters?


                                      ANALYSIS
          
           Existing law  requires that all day care centers and family child  
          care homes, with certain exceptions, be licensed and registered  
          with the state.  The licensing fee is dependent on the number of  
          children that the centers or homes take care of.  Family child  
          care homes, where the child care is provided by someone who  
          resides in the home where the care is provided, may only take  
          care of up to 14 children, while day care centers may be  
          licensed for more.  
          (Health and Safety Code �� 1596.78, 1596.80, and 1596.803)

           Existing law  exempts family child care providers from the  
          licensing requirement for any of the following reasons:

             1)   The family day care home is providing care for only one  
               family in addition to the provider's own children;
             2)   Parents have come together for a cooperative arrangement  
               to combine their efforts for the care of all of their  
               children and no payment is involved;









             3)   The provider is taking care of a relative's child;
             4)   The family child care program operates only one day per  
               week for no more than four hours.  
          (Health and Safety Code �� 1596.792 & 1597.53)
           
          Existing law  allows the Superintendent of Public Instruction to  
          develop standards for quality child care programs and to enter  
          into contracts with child care centers and family child care  
          homes.  Existing law also authorizes the Department of Education  
          to create alternative payment providers in each county to  
          establish a reimbursement system for subsidized child care in  
          which:

            a)   Eligible parents can choose a licensed day care center or  
            family child care home, and the state reimburses the provider  
            the same rate that the provider charges a family that is not  
            subsidized, up to a ceiling established by the state;

            b)   Eligible parents can choose a provider that is exempt  
            from the licensing requirements, and the state reimburses that  
            provider at a rate set within each county, based on the mean  
            cost of licensed care in the county;

            c)   Eligible parents can enroll their children in a center or  
            network of family child care homes that has a direct contract  
            with the State Department of Education.  Child care in these  
            programs is reimbursed at a daily rate established in the  
            contract.  For most contractors, the daily rate is the  
            Standard Reimbursement Rate, set in statute and adjusted by  
            the Legislature to reflect changes in the cost of living;

            d)   The daily rate for providers that contract directly with  
            the state is adjusted by a statutory formula for infants,  
            school-aged children, children with disabilities, children  
            at-risk of abuse or neglect, children who have limited English  
            proficiency, and children who spend less than six hours per  
            day in care or more than eight-and-one-half hours per day in  
            care. 

          (Education Code �� 8220 to 8227)

           This bill  would give licensed and unlicensed child care  
          Hearing Date:  June 26, 2013                             AB 641  
          Consultant: Gideon L. Baum                               Page 2

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          providers the right to form a single, statewide child care  
          provider organization to negotiate collectively with the state.   


           Specifically, this bill would:  

             a)   State that the purpose of this bill would promote  
               quality, access, and stability in the child care system, as  
               well as full communication between child care providers and  
               the state by authorizing family child care providers to  
               form a provider organization;

             b)   Extend the state action antitrust exemption to the  
               activities of the family child care providers and their  
               representatives.  This bill also states, however, that the  
               status of family child care providers as independent  
               business owners does not change, nor does this bill  
               classify family child care providers as public employees;

             c)   Create a right for family child care providers to form  
               provider organizations.  Child care providers would retain  
               the right to join or not join such an organization;

             d)   Require that, within 10 days of receipt of a request  
               from a provider organization, the State Department of  
               Social Services must make available to that provider  
               organization information regarding licensed family child  
               care providers, including each provider's contact  
               information;

             e)   Require that, within 30 days of receipt of a request  
               from a provider organization, the Department of Education,  
               with the assistance of the relevant organization, must  
               collect information regarding family child care providers,  
               including each provider's contact information, and whether  
               or not the provider has participated in a child care  
               subsidy program in the previous six months and must make  
               that information available to the provider organization.  
               The provider organization must bear the reasonable costs of  
               collecting the information.

           This bill would also create a certification process as follows:  
          Hearing Date:  June 26, 2013                             AB 641  
          Consultant: Gideon L. Baum                               Page 3

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             a)   Provides that a unit of provider organizations may  
               choose to designate the provider organization that shall be  
               the exclusive representative for negotiations with the  
               state.  In order for a unit of provider organizations to be  
               considered appropriate,  the unit must include all family  
               child care providers in the state.

              b)   Provides that the Public Employment Relations Board  
               (PERB) must conduct an election to certify the provider  
               organization as the exclusive bargaining representative.   
               PERB is also required receive and act upon challenges,  
               petitions for unit certification, and other representation  
               issues.  All provider organizations on the ballot must  
               share equally in the cost of the election;

             c)   Provides that an election to certify or decertify the  
               provider organization must be conducted through a  secret  
               ballot election  among family child care providers; 

             d)   Empowers PERB to contract with a neutral third party to  
               conduct all necessary elections and other representation  
               requests filed with PERB.
           
          This bill would also create a representation process as follows:   


             a)   Provides that the child care organization would  
               represent all child care providers in negotiations with the  
               Governor and state agencies on issues that fall within the  
               child care provider organization's scope of representation.  
                

             b)   Provide that issues within the scope of representation  
               include: 

               a)     The administration of laws and regulations governing  
                 licensing for providers;
               b)     Joint labor-management committees;
               c)     Contract grievance arbitration;
               d)     Expanded access to professional development and  
                 training opportunities for providers;
          Hearing Date:  June 26, 2013                             AB 641  
          Consultant: Gideon L. Baum                               Page 4

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               e)     Benefits for providers;
               f)     Payment procedures for child care subsidy programs;
               g)     Reimbursement rates and other economic matters;
               h)     Expanded access to food and nutrition programs;
               i)     The deduction of membership dues, fair share fees,  
                 and other authorized voluntary deductions;
               j)     Building connections between the family child care  
                 system and the elementary and secondary educational  
                 system;
               aa)    Expanded access to the subsidized family child care  
                 system for families in need;
               bb)    Any changes to current practice other than those  
                 listed in above that would improve recruitment and  
                 retention of child care providers, quality of child care  
                 programs, additional education of qualified child care  
                 providers, and the promotion the health and safety of  
                 providers and the children in their care.

             a)   Requires that The Governor, through the Department of  
               Human Resources, in consultation with the Superintendent,  
               other state agencies that administer programs of publicly  
               funded child care, and their contractors, must meet and  
               confer in good faith regarding on all matters within the  
               scope of representation with representatives of a certified  
               provider organization; 

             b)   Requires that, before the Governor or other state  
               entities arrive at a determination of policy or course of  
               action, shall consider fully the presentations made by the  
               certified provider organization on behalf of the providers  
               it represents.

             c)   Provides that if an agreement is reached is reached  
               between the Governor, through the Department of Human  
               Resources, and the certified provider organization, they  
               jointly shall prepare a written memorandum of  
               understanding.  
           
              d)   Provides the child care provider organization with the  
               same rights to enter an agreement with the state for the  
               deduction of membership dues and fair share fees from child  
               care subsidy payments made to providers.
          Hearing Date:  June 26, 2013                             AB 641  
          Consultant: Gideon L. Baum                               Page 5

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             e)   Prohibits the child care provider organization from  
               directing or calling a strike.  In the event of a dispute,  
               the parties may agree to submit unresolved issues to the  
               California State Mediation and Conciliation Service for  
               mediation or binding arbitration. 

           This bill  would also establish the Family Child Care Advisory  
          Committee to advise the Governor, or his or her designee, and  
          any certified provider organization regarding issues related to  
          the quality, affordability, and accessibility of child care  
          offered through child care subsidy programs of the state.

           The Family Child Care Advisory Committee shall consist of the  
          following 11 members  :

             1)   Nine members who are parents or guardians of children  
               who participate or have participated in a child care  
               subsidy program (three each appointed by the Governor, the  
               Speaker of the Assembly, and the President pro Tempore of  
               the Senate).

             2)   The Director of the State Department of Social Services,  
               or his or her designee.

             3)   The Superintendent of Public Instruction, or his or her  
               designee.
           
          This bill  would also make legislative findings and declarations  
          on the need for quality and affordable child care and the risks  
          of turnover and instability in the child care system among child  
          care providers.

                                          
                                      COMMENTS

          
          1.  A Brief Background on Family Child Care Homes and the Child  
            Care System in California:

            According to data from the UC Berkley Center for Labor  
            Research and Education report, Economic Impacts of Early Care  
          Hearing Date:  June 26, 2013                             AB 641  
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            and Education in California (2011), California primarily  
            distributes child care funding through a voucher system.  The  
            majority of the vouchers are given to families that are  
            CALWORKS recipients, though families with incomes at or below  
            75 percent of the state median income, which is, as of 2011,  
            $45,228 for a family of three, are eligible to receive these  
            vouchers.  

            The state's subsidized child care system serves around 360,000  
            subsidized children.  Care is provided to children in families  
            currently or previously receiving CalWORKs, as well as to  
            other working families subject to available resources.  The  
            state spends a total of approximately $2.2 billion on child  
            care, which is made up of a mix of state funds and federal  
            funds from the Temporary Assistance for Needy Families (TANF)  
            and the Child Care and Development block grants.  An estimated  
            300,000 eligible children are not served because of a shortage  
            of resources.

            The same report from the UC Berkley Center for Labor Research  
            and Education noted that the highest paid child care providers  
            were in licensed day care centers, had a college degree, and  
            were paid on average $34,382 -- $16,000 less than an average  
            California kindergarten teacher.  In family child care homes,  
            the average income for small homes was $11,968, while family  
            child care providers in larger family child care homes  
            received an average of $19,254.

          2.    Antitrust Law and the "State Action" Doctrine  

            As family child care home providers are self-employed, any  
            arrangement where the providers would get together and fix  
            prices and level of services would immediately encounter  
            antitrust difficulties.  California state antitrust laws are  
            based on the federal Sherman Act of 1890, which prohibits  
            "every contract, combination, or conspiracy in restraint of  
            trade", as well as the Clayton Act of 1914.  However, court  
            decisions since the creation of these antitrust laws,  
            particularly Parker v. Brown (317 U.S. 341) in 1943, have  
            acknowledged that the federal government did not intend for  
            antitrust laws to apply to states and their agents when those  
            agents are engaged in activities that are tied to a state  
          Hearing Date:  June 26, 2013                             AB 641  
          Consultant: Gideon L. Baum                               Page 7

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            policy and are under some management or supervision from the  
            state.  By explicitly stating that the formation of provider  
            organizations are exempted under the "state action" doctrine  
            in antitrust law, this bill exempts the activities of family  
            child care providers and their representatives from federal  
            and state antitrust laws.

          3.  Proponent Arguments  :
            
            This bill is jointly sponsored by the American Federation of  
            State, County and Municipal Employees (AFSCME) and the Service  
            Employees International Union (SEIU).  The sponsors state that  
            our current system of child care is fragmented, standards vary  
            greatly, and it is plagued by high turnover among providers,  
            as approximately 40% of providers are leaving the profession  
            each year.  In addition, with low net income and no  
            employer-provided health care, many family child care  
            providers struggle to gain and maintain health insurance  
            needed to stay healthy and care for children.  All of these  
            problems directly contribute to the high turnover in the  
            profession, and what this ultimately means is that children  
            are not receiving the quality of care they need and deserve.

            The sponsors argue that this bill aims to improve access and  
            to improve the quality of child care by creating a more stable  
            workforce and allowing family child care providers to join  
            together on matters that affect their profession.  These  
            matters include developing joint marketing programs,  
            developing a substitute provider pool, purchasing group health  
            benefits, and the ability to meet with state licensing  
            agencies to address areas of common concern and improve  
            consistency in the enforcement of regulations affecting  
            licensed family providers.

          4.  Opponent Arguments  :
          
            The Professional Association of Childhood Education (PACE) is  
            in opposition to this bill.  They believe that AB 641 will  
            have an adverse impact on low income families receiving State  
            child care subsidies and support, on eligible families on the  
            waiting list for State child care subsidies and support, on  
            the preschool readiness efforts of the Department of  
          Hearing Date:  June 26, 2013                             AB 641  
          Consultant: Gideon L. Baum                               Page 8

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            Education, and on the current system of locating and  
            reimbursing subsidized child care.  

          5.  Prior Legislation  :

            AB 101 (Perez) of 2012 was nearly identical to this bill.  It  
            was vetoed by Governor Brown, who cited budgetary challenges  
            as the primary reason for his veto.

            SB 867 (Cedillo) of 2008 was nearly identical to AB 1164 (see  
            below).  It was vetoed by Governor Schwarzeneger.

            AB 1164 (De Leon) was very similar to this bill.  It was  
            vetoed by Governor Schwarzenegger.  In his veto message,  
            Schwarzenegger stated the following: "Changes in the current  
            reimbursement structure, increases in family child care  
            provider reimbursement rates, expanded provider training  
            efforts, or other program enhancements could come at the  
            expense of the number of available child care slots. In light  
            of the current structural budget deficit, it is imperative  
            that we balance our fiscal reality and the need to provide  
            services to working families."



                                       SUPPORT
          
          American Federation of State, County and Municipal Employees,  
          AFL-CIO (AFSCME)(Co-sponsor)
          Service Employees International Union (SEIU) (Co-sponsor)
          California Correctional Peace Officers Association
          California Labor Federation, AFL-CIO
          DREAM Team Los Angeles
          United Auto Workers, Local 4123
          27-individuals
          

                                     OPPOSITION
          
          Professional Association for Childhood Education


          Hearing Date:  June 26, 2013                             AB 641  
          Consultant: Gideon L. Baum                               Page 9

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          Hearing Date:  June 26, 2013                             AB 641  
          Consultant: Gideon L. Baum                               Page 10

          Senate Committee on Labor and Industrial Relations