BILL ANALYSIS Ó AB 643 Page 1 Date of Hearing: April 17, 2013 ASSEMBLY COMMITTEE ON EDUCATION Joan Buchanan, Chair AB 643 (Stone) - As Amended: March 19, 2013 [Note: This bill is doubled referred to the Assembly Human Services Committee and will be heard as it relates to issues under its jurisdiction.] SUBJECT : Pupil Records: Confidentiality SUMMARY : Amends Education Code to conform to the federal Uninterrupted Scholars Act of 2013. Specifically, this bill : 1)Creates an exception to the general rule that a school district shall not permit access to pupil records without written parental consent or under judicial order by recognizing an agency caseworker or other representative of a state or local child welfare agency, or tribal organization, that has legal responsibility, in accordance with state law, for the care and protection of the pupil. 2)Specifies that records, and the personally identifiable information within, disclosed to a state or local child welfare agency, or tribal organization, that has legal responsibility for the care and protection of the pupil may be disclosed by that agency or organization to an individual or entity who is engaged in addressing the pupil's educational needs and is authorized by that agency or organization to receive the disclosure. 3)Eliminates the obligation of a school district to make a reasonable effort to notify the parent or guardian in advance of complying with a request for pupil records or the personally identifiable information therein via a lawfully issued subpoena when the subpoena is issued pursuant to a court proceeding involving child abuse or neglect in which the parent or legal guardian is a party. 4)Eliminates the obligation of a school district to make a reasonable effort to notify the parent or guardian in advance of complying with a request for pupil records or the personally identifiable information therein via a court order AB 643 Page 2 when the order is issued in the context of a dependency matter in which the parent or legal guardian is a party. 5)Makes other technical, non-substantive changes to these sections. EXISTING LAW : 1)Protects, under the federal Family Educational Rights and Privacy Act (FERPA) (20 U.S.C. § 1232g; 34 CFR Part 99) and state law, the privacy of pupil education records by requiring written permission from the parent or eligible student, with specified exceptions, in order for a school district to release any information from a student's education record. 2)Requires that when a school district discloses a pupil's records or personally identifiable information pursuant to a court order or lawfully issued subpoena, the school district make a reasonable effort to notify the parent or guardian and the pupil in advance of complying with the order. 3)Defines, in the United States Code "child abuse and neglect" to mean, at a minimum, any recent act or failure to act on the part of a parent or caretaker, which results in death, serious physical or emotional harm, sexual abuse or exploitation, or an act or failure to act which presents an imminent risk of serious harm. (42 U.S.C. § 5101 (note)). FISCAL EFFECT : This bill is keyed non-fiscal by the Legislative Counsel. COMMENTS : This bill updates California law to recognize the exceptions created to FERPA by the federal Uninterrupted Scholars Act of 2013. The language in this bill is substantially similar, and in most instances identical, to the language of the Uninterrupted Scholars Act of 2013. According to advocates for foster youth, the Uninterrupted Scholars Act of 2013, and in turn this bill will help to close the academic achievement gap between children in foster care and their peers by providing youth with the support they need to avoid problems like inappropriate course placement and lost credits upon changing schools. Specifically, it will allow caseworkers to access transcripts and report cards for foster youth while maintaining important privacy protections. AB 643 Page 3 According to the author, prior to this law, FERPA unintentionally created a harmful barrier that prevented child welfare caseworkers with legal responsibility for foster children from being able to quickly access the school records necessary to help meet the educational needs of students in foster care. This led to significant delays that contributed to inappropriate course placements, enrollment delays, lost credits, delayed graduation, and drop-outs. In fact, foster youth sometimes had to repeat coursework they had already taken because child welfare agencies have incorrect or limited educational information. These youth also missed school for extended periods of time while waiting for school records to transfer when placed with a new caregiver. This bill allows child welfare agencies access to the education records of children within their care while also preserving the educational privacy rights granted to students under current federal law. As a result, the more than 56,000 foster youth in California will now have additional tools for their advocates to ensure they are immediately enrolled into school and have access to the interventions they may need to succeed academically. In order to facilitate the intent of this bill, while balancing the privacy rights of pupils and the rights of parents and guardians, the author may wish to consider continuing to work with the Assembly Education Committee to ensure the confidentiality of pupil records pursuant to the provisions of this bill. Section 2 of this bill raises significant issues the committee may wish to consider. Under the proposed language excusing the school district from the obligation to notify a parent or guardian prior to disclosure of records pursuant to a court order or subpoena as specified, there remains an obligation to notify the student. And while the student is not a party to the underlying action in this scenario and therefore his/her rights are unchanged, it can be assumed that the pupil will often be an alleged victim or subject of the underling action. Does such a notification to the pupil offset the intended safety this measure intends? Further, while this language specifies that the school district need not notify the parent if the parent is a party in the underlying action, is the school district similarly relieved of its obligation to notify another parent or person holding the educational rights if one is on record? Additionally, when producing pupil records pursuant to a AB 643 Page 4 subpoena or court order, the nature of the underlying action will not be known to the school district. In the proposed language, the school district will have a difficult time ascertaining whether the exception to the requirement to notify the parent is applicable. Finally, while this bill makes clear that a school district is not required to notify the parent or guardian prior to disclosure in these circumstances, is such a disclosure permitted? Would such a disclosure pose a liability to the school district? Therefore, staff recommends, section 2 be deleted from this bill. Previous legislation : AB 733 (Ma) Chapter 388, Statutes of 2012, made technical changes to this section in order to conform to amendments to FERPA. This measure passed out of this committee on a 10-0 vote. AB 143 (Fuentes) Chapter 434, Statutes of 2011, revised pupil privacy laws regarding release of records to legal counsel and the re-release of pupil records. AB 261 (Salas, 2009) and AB 2630 (Salas, 2007) were substantially similar to AB 733. Although both bills were keyed as non-fiscal, both were vetoed by Governor Schwarzenegger with similar veto messages stating that the Department of Finance claimed the bills would impose reimbursable mandates to schools. REGISTERED SUPPORT / OPPOSITION : Support California Alliance of Child and Family Services Children's Rights Project at Public Counsel Legal Advocates for Children and Youth National Center for Youth Law Opposition None on file Analysis Prepared by : Jill Rice / ED. / (916) 319-2087 AB 643 Page 5