BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                            



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                                    THIRD READING


          Bill No:  AB 672
          Author:   Harkey (R)
          Amended:  6/11/13 in Senate 
          Vote:     21

           
           SENATE GOVERNANCE & FINANCE COMMITTEE  :  7-0, 6/5/13
          AYES:  Wolk, Knight, Beall, DeSaulnier, Emmerson, Hernandez, Liu

           SENATE APPROPRIATIONS COMMITTEE  : Senate Rule 28.8

           ASSEMBLY FLOOR  :  76-0, 04/18/13 (Consent) - See last page for  
            vote


           SUBJECT  :    Tax administration:  tax clearance certificates

           SOURCE  :     Franchise Tax Board


           DIGEST  :    This bill eliminates the requirement for the  
          representative of specified estates to obtain a tax clearance  
          certificate from the Franchise Tax Board (FTB) prior to the  
          probate court accepting the final accounting of the estate.   
          This bill also eliminates, until December 1, 2018, the tax  
          clearance certificate requirement related to nonresident  
          beneficiaries deduction for taxable years beginning January 1,  
          2014.

           ANALYSIS  :    

          Existing law:

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                                                                     AB 672
                                                                     Page  
          2

          1. Prohibits a probate court from accepting a final accounting  
             from a fiduciary of an estate, unless the fiduciary obtains a  
             tax clearance certificate from the FTB, if the estate has  
             more than $1 million in assets at the date of the decedent's  
             death and the fair market value of the assets distributable  
             to one or more nonresident beneficiaries exceeds $250,000.

          2. Authorizes the FTB to prescribe regulations setting the  
             minimum value of the assets of the estate at the death of the  
             decedent and the minimum value of the assets distributable to  
             one or more nonresidents, which requires the estate to obtain  
             a tax clearance certificate from the FTB. 

          3. Provides that, within 30 days after receiving a request for a  
             certificate, the FTB must either issue the certificate or  
             notify the person requesting the certificate of the amount of  
             tax, interest, and/or penalties that shall be paid or the  
             amount of bond, deposit, or other security that shall be  
             furnished as a condition of issuance of the certificate.

          4. Specifies that the certificate does not relieve the estate or  
             the fiduciary for any amounts of tax, interest and/or  
             penalties that are due and unpaid at the time the certificate  
             is issued or which may become due from the decedent or estate  
             after the issuance of the certificate.  

          5. Provides that a claim by a public entity against an estate  
             must be filed within the time provided or is barred.  

          6. Requires notice of administration of decedent's estate be  
             provided to the FTB.  Specifically, requires a general  
             personal representative or attorney of a decedent's estate to  
             give notice of the administration of the estate to the FTB  
             not later than 90 days after the date letters of  
             administration are first issued.  

          7. Requires the FTB to mail notice assessing taxes and commence  
             any proceeding in court within 18 months after written  
             request is filed (after the tax return is made) by the  
             fiduciary of the estate or trust.  

          This bill deletes the following requirements regarding tax  
          clearance certificates related to the final account of the  
          fiduciary in probate cases:

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                                                                     AB 672
                                                                     Page  
          3


          1.Disallowing a trust's income distributed deduction claimed for  
            a distribution made to a nonresident beneficiary when the  
            fiduciary hasn't obtained the certificate.

          2.Removing the prohibition against a Probate Court allowing the  
            fiduciary's final account without a tax clearance certificate.

          3.Requiring FTB to issue a tax clearance certificate, or provide  
            the amount due, within 30 days of request.

          4.Clarifying language that FTB's issuing the tax clearance  
            certificate does not erase the decedent's tax due.

          5.Erasing FTB's authority to charge specialized tax service fees  
            for processing tax clearance certificates.

          This bill also eliminates, until December 1, 2018, the tax  
          clearance certificate requirement related to the nonresident  
          beneficiaries' deduction for taxable years beginning January 1,  
          2014.  

           Comments
           
          According to the author's office, probate is already a  
          challenging and lengthy ordeal.  This bill eliminates a  
          burdensome process that is part of probate that is not necessary  
          to prevent assets under probate control from being distributed  
          to nonresident beneficiaries before state income tax liabilities  
          are paid.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

           SUPPORT  :   (Verified  6/25/13)

          Franchise Tax Board (source)
          California Taxpayers Association

           ASSEMBLY FLOOR  :  76-0, 4/18/13
          AYES:  Achadjian, Alejo, Allen, Ammiano, Atkins, Bigelow, Bloom,  
            Blumenfield, Bocanegra, Bonilla, Bonta, Bradford, Brown,  
            Buchanan, Ian Calderon, Campos, Chau, Chávez, Chesbro, Conway,  
            Cooley, Dahle, Daly, Dickinson, Donnelly, Eggman, Fong, Fox,  

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                                                                     AB 672
                                                                     Page  
          4

            Frazier, Beth Gaines, Garcia, Gatto, Gomez, Gordon, Gorell,  
            Gray, Grove, Hagman, Hall, Harkey, Roger Hernández, Jones,  
            Jones-Sawyer, Levine, Linder, Logue, Maienschein, Mansoor,  
            Medina, Melendez, Morrell, Mullin, Muratsuchi, Nazarian,  
            Nestande, Olsen, Pan, Patterson, Perea, V. Manuel Pérez,  
            Quirk, Quirk-Silva, Rendon, Salas, Skinner, Stone, Ting,  
            Torres, Wagner, Waldron, Weber, Wieckowski, 
          Wilk, Williams, Yamada, John A. Pérez
          NO VOTE RECORDED:  Holden, Lowenthal, Mitchell, Vacancy

          AB:d  6/26/13   Senate Floor Analyses 

                           SUPPORT/OPPOSITION:  SEE ABOVE

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