BILL ANALYSIS                                                                                                                                                                                                    Ó          1





                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                 ALEX PADILLA, CHAIR
          

          AB 687 -  Hernández                               Hearing Date:   
          June 18, 2013              A
          As Amended:         May 24, 2013             FISCAL       B
                                                                        
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                                      DESCRIPTION
           
           Current law  authorizes individual retail non-residential end-use  
          customers to acquire electric service from other providers in  
          each electrical corporation's (IOU) distribution service  
          territory, up to the historically highest amount of  
          kilowatt-hours (kWh) of annual DA sales for each utility.    
          Increases authorized in 2009 require a phase-in period for new  
          customer enrollments of not less than three years and not more  
          than five years.  The program is commonly referred to as "direct  
          access" or DA.  (Public Utilities Code 365.1)

           This bill  requires IOUs to, in allocating additional DA  
          transactions, give priority to entities that are remediating  
          groundwater which has been identified as contaminated and, that  
          the United States Environmental Protection Agency (US EPA) has  
          placed on its Superfund list, or to public or private water  
          agencies that serve disadvantaged or severely disadvantaged  
          communities.  Eligible entities would be required to use the  
          funds saved on electricity purchases as a result of DA  
          subscription for the treatment or remediation of contaminated  
          groundwater.

                                      BACKGROUND
           
          Deregulation - In 1996 the California State Legislature led the  
          nation by deregulating the sale of electricity to residential  
          and non-residential customers.  The reform was historic and  
          intended to transition the state to a more competitive  
          electricity market structure that allowed its citizens and  
          businesses to achieve the economic benefits of industry  
          restructuring, create a new market structure that provided  











          competitive, low cost and reliable electric service, provide  
          assurances that electricity customers in the new market would  
          have sufficient information and protection, and preserve  
          California's commitment to developing diverse, environmentally  
          sensitive electricity resources.  Those goals were not achieved.

          The practical effect of the program was that customers could buy  
          electricity direct from private sector wholesale sellers and use  
          the IOU only for distribution and transmission services.  As a  
          consequence the vertical monopoly of electricity delivery  
          provided by heavily regulated electric utilities was upended and  
          those utilities were largely required to sell off power plants  
          and transfer management of their transmission systems to the  
          newly created California Independent System Operator.  Within a  
          few years the state suffered electricity shortages which  
          resulted in rolling blackouts, skyrocketing prices, and bankrupt  
          or nearly bankrupt utilities.

          The Electricity Crisis - The effects of California's  
          deregulation debacle have been largely managed.  Customers have  
          figured out how to cope with much higher electric rates, the  
          IOUs have been returned to financial health, and adequate  
          electric supplies have been procured.  This period of relative  
          calm is probably attributable to a number of actions including  
          electricity purchases through long-term contracts by the  
          Department of Water Resources (for which ratepayers continue to  
          pay the costs), the freezing of DA, better coordination of  
          powerplant outages, longer term electricity contracting by the  
          IOUs, and the bankruptcy of Enron and the imprisonment of many  
          of its officers, to name the most obvious.  However, a  
          comprehensive analysis of the causes of the electricity crisis  
          and the steps taken to avert a repeat has not been performed by  
          the CPUC.  California will continue to rely on the federal  
          government, though the Federal Energy Regulatory Commission, to  
          intervene if electricity markets malfunction again.   
          Unfortunately, in 2001 our reliance on the FERC was badly  
          misplaced.<1>

          Direct Access Today - During the electricity crisis DA  
          enrollment was suspended but preexisting contracts were  
          permitted to continue in effect accounting for approximately six  
          ---------------------------
          <1> See, for example,  Attorney General's Energy White Paper, A  
          Law Enforcement Perspective on the California Energy Crisis  ;  
          Attorney General Bill Lockyer, April 2004.









          percent of the IOU's annual retail electric sales.  In 2009,  
          after months of negotiation, comprehensive legislation  
          addressing many of the ongoing impacts of the electricity crisis  
          was adopted.  Among the provisions of SB 695 (Kehoe) was an  
          increase in DA transactions which roughly doubled the permitted  
          capacity of the program. 

          The SB 695 cap was intended to limit any potential risk  
          associated with reopening of DA by eliminating uncertainty  
          associated with load migration. The adopted phase-in schedule  
          provided lead time for the IOUs to account for small shifts in  
          load and thereby avoid unwarranted cost shifting and stranded  
          costs.  

          In 2010, the CPUC adopted a four-year phase-in period with  
          annual caps which was deemed to  reasonably accommodate the  
          utilities' long-term procurement and resource planning needs,  
          while providing for timely implementation of new DA load  
          consistent with the provisions of SB 695.  The phase-in was  
          complete this year and DA is now fully subscribed.  The new load  
          eligible for DA doubled enrollment in the IOU territories and  
          the program now serves approximately 12% of the entire electric  
          load served by those utilities.

          The ongoing process to be followed if and when additional  
          capacity becomes available under the DA load cap is a lottery  
          process which is intended to facilitate a level playing field.   
          There is a wait list for the program which was developed by  
          assigning random numbers to each interested customer which is  
          placed on a wait-list in the order assigned.  

                                       COMMENTS
           
              1.   Author's Purpose  .  Public entities cleaning up polluted  
               superfund groundwater and many public drinking water  
               systems operate 365 days a year with especially high costs  
               incurred during the summer power demand peak period.  Some  
               community water systems cannot afford treatment or lack  
               alternative water sources, and have served water that  
               exceeds the public drinking water standards. In a 2013  
               report to the Legislature, the State Water Resource Control  
               Board found that 680 community water systems rely on a  
               contaminated groundwater source. Of those water systems,  
               265 have served water that did not meet the minimum public  










               drinking water standards.  This measure ensures that public  
               entities cleaning up environmental pollution can defray  
               costs to advance the restoration of hazardous waste sites  
               to safe and productive use. This provides for the long-term  
               protection of human health and the environment.

              2.   Limits of Direct Access  .  Enrollment in the DA program  
               has been capped due to the legacy of the energy crisis and  
               market manipulations but also because the business model  
               under the DA program is generally not reflective of the  
               state's clean energy goals.  Entities which serve DA  
               customers are referred to as energy service providers  
               (ESPs) which are required to comply with the Renewables  
               Portfolio Standard.  However, most ESPs purchase power on  
               the short-term, spot market which tends to be "left-over"  
               electricity of myriad out-of-state, fossil-fueled,  
               generation facilities not subject to California's air  
               quality standards.  The power is also referred to as system  
               power.  

              3.   Disadvantaged Communities  .  This bill permits any  
               Superfund site as well as any publicly or privately held  
               water companies that serve a disadvantaged community (which  
               is not defined in this bill) to have priority as a DA  
               subscriber in the event that any subscribers drop from the  
               program or new enrollment is authorized by the Legislature.  
                

               This spring the CalEPA released the CalEnviroScreen 1.0 to  
               identify these communities.  It is a science-based tool  
               that identifies the California communities most burdened by  
               pollution from multiple sources and most vulnerable to its  
               effects.  According to the EPA, "Every major region of the  
               state except the rural North has some communities that  
               ranked among the highest 10 percent for combined burdens  
               and vulnerabilities from pollution, other environmental  
               factors and population characteristics. Approximately half  
               of the ZIP codes that ranked in the top 10 percent are in  
               the greater Los Angeles area, including the Inland Empire.  
               The San Joaquin Valley contains another 29 percent of the  
               most vulnerable communities.  

               This bill does not define a disadvantaged community or  
               seriously disadvantaged community.  In theory every area of  










               the state is disadvantaged in some way by air quality or  
               other adverse environmental impacts.  To ensure that the  
               priority called for in this bill is limited to those  
               communities most impacted, the committee may wish to  
               consider amending the bill to define those communities as  
               some percentage of the highest burdens and vulnerabilities  
               as identified by CalEnviroScreen.

              4.   Cutting in the Front of the Line  .  Enrollment in the DA  
               program is capped to approximately 12% the state's electric  
               load in the territories of the state's three largest IOUs.   
               It is fully subscribed.  Any additional availability of DA  
               will involve customers on DA returning to bundled utility  
               service or a separate action of the Legislature to increase  
               the statutory cap.  Because of the lower cost of the system  
               power under the DA program demand for subscriptions is much  
               greater than available supply and each of the three IOUs  
               have waiting lists.  In the event that a current DA  
               subscriber drops out of the program, the IOU, by lottery,  
               picks new subscribers for the supply of kilowatt hours that  
               have been made available.

               The wait list for the three IOUs combined has more than 850  
               customers with more than 10,000 electric accounts for a  
               total demand of 2,800 gigawatt hours. 

               Even if the bill is narrowed to water entities serving some  
               smaller percentage of disadvantaged communities, it is  
               important to note that the priority enrollment called for  
               in this bill will likely ensure that any new capacity in  
               the program is strictly limited to those water entities.   
               This will effectively preclude any other private or public  
               IOU customer from qualifying for DA in the future also make  
               it unlikely that any of those customers on the wait list  
               will ever be enrolled.  

              5.   Administrative Impact  .  The CPUC reports that the bill  
               would "require substantial changes to existing DA programs,  
               since it requires the CPUC to ensure that a specific class  
               of potential DA service customers has priority over other  
               direct access service customers."  

             6.   Double Referral  . Should this bill be approved by the  
               committee, it will be re-referred to the Senate Committee  










               on Environmental Quality for its consideration. 

                                    ASSEMBLY VOTES
           
          Assembly Floor                                 (51-22)
          Assembly Appropriations Committee              (12-5)
          Assembly Environmental Safety and Toxic Materials Committee     
          (5-1)
          Assembly Utilities and Commerce Committee      (9-5)

                                       POSITIONS
           
           Sponsor:
           
          San Gabriel Basin Water Quality Authority

           Support:
           
          Central Basin Municipal Water District
          San Gabriel Valley Municipal Water District
          San Gabriel Valley Water Association
          Three Valleys Municipal Water District
          Walnut Valley Water District

           Oppose:
           
          California Manufacturers & Technology Association

          
          Kellie Smith 
          AB 687 Analysis
          Hearing Date:  June 18, 2013