BILL ANALYSIS                                                                                                                                                                                                    Ó



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         ASSEMBLY THIRD READING
         AB 729 (Roger Hernández)
         As Amended May 6, 2013
         Majority vote 

          JUDICIARY           7-3                                         
          
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         |Ayes:|Wieckowski, Alejo, Chau,  |     |                          |
         |     |Dickinson, Garcia,        |     |                          |
         |     |Muratsuchi, Stone         |     |                          |
         |     |                          |     |                          |
         |-----+--------------------------+-----+--------------------------|
         |Nays:|Wagner, Gorell,           |     |                          |
         |     |Maienschein               |     |                          |
         |     |                          |     |                          |
          ----------------------------------------------------------------- 
          SUMMARY  :  Creates a new evidentiary privilege relating to union  
         agents and represented employees.  Specifically,  this bill  :  

         1)Provides that a union agent and a represented employee or former  
           employee have a privilege to refuse to disclose, in any court or  
           to any administrative board or agency, or in any arbitration or  
           other proceeding, whether civil or criminal, any confidential  
           communication between the employee or former employee and the  
           union agent while the union agent was acting in his or her  
           representative capacity.  In addition, the employee or former  
           employee shall have a privilege to prevent others from  
           disclosing a confidential communication. 

         2)Permits a union agent to use or reveal a confidential  
           communication made during the course of fulfilling his or her  
           professional representative duties in any of the following  
           circumstances:

            a)   If it appears necessary to prevent the commission of a  
              crime that is likely to result in a clear, imminent risk of  
              serious injury or death of another person. 

            b)   In actions, civil or criminal, against the union agent in  
              his or her personal or official representative capacity, or  
              against the local union or subordinate body thereof or  
              international union of affiliated or subordinate body thereof  
              or any agent thereof in their personal or official  








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              representative capacities. 

            c)   When required by court order.

            d)   When, after full disclosure has been provided, the written  
              or oral consent of the bargaining unit member has been  
              obtained, or, if the bargaining unit member is deceased or  
              has been adjudged incompetent by a court of competent  
              jurisdiction, the written or oral consent of the bargaining  
              unit member's estate or guardian or conservator. 

         3)Defines "union agent" for purposes of this bill to mean a person  
           employed, elected, or appointed by a labor organization and  
           whose duties include the representation of employees in a  
           bargaining unit in a grievance procedure or in negotiations for  
           a labor agreement and the labor organization.  Specifies that an  
           appointed employee steward is not a union agent except to the  
           extent a represented employee or former employee communicates in  
           confidence to the steward regarding a grievance or potential  
           grievance. 


          
         EXISTING LAW  : 

         1)Governs the admissibility of evidence in court proceedings and  
           generally provides a privilege to refuse to testify or otherwise  
           disclose confidential communications made in the course of  
           certain relations, including the following:

            a)   The attorney-client relation;
               
            b)   The spousal relation;

            c)   The physician-patient relation;

            d)   The psychotherapist-patient relation;

            e)   The clergy-penitent relation;

            f)   The sexual assault counselor-victim relation; and

            g)   The domestic violence counselor-victim relation.









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         1)Provides that a person's right to claim a privilege based on one  
           of the relations listed above is waived with respect to a  
           communication protected by the privilege if any holder of the  
           privilege, without coercion, has disclosed a significant part of  
           the communication or has consented to a disclosure made by  
           anyone.  

         2)Provides that if two or more persons are joint holders of a  
           privilege, a waiver of a right of a particular joint holder of  
           the privilege to claim the privilege does not affect the right  
           of another joint holder to claim the privilege.  In the case of  
           the spousal privilege, the right of one spouse to claim the  
           privilege does not affect the right of the other spouse to claim  
           the privilege.  

         3)Provides that if a privilege is claimed on the ground that the  
           matter sought to be disclosed is a communication made in  
           confidence in the course of a recognized privileged relation,  
           the communication is presumed to have been made in confidence  
           and the opponent of the claim of privilege has the burden of  
           proof to establish that the communication was not confidential.   
           A communication does not lose its privileged character for the  
           sole reason that it was communicated by electronic means or  
           because persons involved in the delivery, facilitation, or  
           storage of electronic communication may have access to the  
           content of the communication.  

          FISCAL EFFECT  :  None 

         COMMENTS  :  This bill seeks to create a new evidentiary privilege  
         for confidential communications between union agents and  
         represented employees, similar to those traditionally granted to  
         other relations characterized by, or assuming, confidentiality,  
         including those between spouses, attorney and client, doctor and  
         patient, and a clergy person and a penitent.  More recently the  
         privilege was extended to cover relations between a  
         psychotherapist and a patient, a domestic violence counselor and a  
         victim of domestic violence, and a sexual assault counselor and a  
         victim of sexual assault.  The privilege is an exclusionary rule  
         of evidence that permits the holder of the privilege, or the  
         professional who may assert it on behalf of the holder, to refuse  
         to disclose the content of a confidential communication between  
         certain classes of persons.









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         Aside from the spousal privilege, most of the other evidentiary  
         privileges recognized in existing law involve a relationship  
         between a professional of some sort and a "client" who divulges  
         confidential information to that professional:  for example,  
         attorney-client, doctor-patient, psychotherapist-patient, trained  
         domestic violence or sexual assault counselor-victim, and  
         clergy-penitent.  Usually it is the "client" or the "patient" -  
         that is, the non-professional in the relationship - who is the  
         holder of the privilege.  This means that it is the patient or  
         client who has the right to invoke, or waive, the privilege.  Not  
         only can the patient or client invoke the privilege in order to  
         refuse to testify or otherwise disclose the contents of a  
         confidential communication, the patient or client can prevent  
         others, including the trained professional, from testifying about  
         or disclosing the content of the confidential communication.  In  
         short, the privilege is primarily intended to protect the person  
         who discloses confidential information to a trusted person.  This  
         assumption of a special trust is also, of course, at the core of  
         the spousal privilege.  

         However, in one of the privileged relations, both parties - to  
         varying degrees - are deemed the holder of the privilege.  Under  
         the clergy-penitent privilege, both the clergy person and the  
         penitent are deemed to be holders of the privilege, even though  
         the privilege is greater for the penitent than it is for the  
         clergy person.  The penitent may assert the privilege to refuse to  
         disclose, or to prevent another from disclosing, the content of  
         the confidential communication.  The clergy person can assert the  
         privilege in order to refuse to disclose the confidential  
         communication, but he or she does not have the right to assert the  
         privilege to prevent another from disclosing the information.  

         This bill would create a similar distribution of the privilege:   
         both the union agent and the employee would have a privilege to  
         refuse to disclose, but only the employee would have a privilege  
         to prevent another person from disclosing a confidential  
         communication made to the union agent.  Like any other evidentiary  
         privilege, the union agent-represented employee privilege is  
         subject to many exceptions.  For example, like any other privilege  
         protecting confidential communications, it would only protect  
         communications that were made in confidence and only to the other  
         party.  If a third party were present, or if the communication is  
         voluntarily shared with any third party, the privilege is waived.   
         Similarly, the bill makes standard exemptions for instances in  








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         which disclosure is necessary to prevent the commission of crime  
         that would likely result in serious injury or death, or pursuant  
         to a court order. 

         According to the sponsor, the California Labor Federation (CLF),  
         when "a union member confides in a union representative, he or she  
         has every expectation that the conversation will remain private.   
         The ability to speak confidentially is essential to a union  
         representative's ability to provide effective representation.  It  
         is also important to resolving workplace conflicts expeditiously,  
         fairly, and without litigation."  

         The California Chamber of Commerce and a coalition of business and  
         trade associations oppose this bill because, they contend, "it is  
         a one-sided proposed evidentiary privilege that can be misused by  
         labor union representatives to preclude employees who voluntarily  
         want to testify, from testifying regarding discussions with union  
         representatives."  

          
         Analysis Prepared by  :   Thomas Clark / JUD. / (916) 319-2334 


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