BILL ANALYSIS                                                                                                                                                                                                    Ó







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        |Hearing Date:January 13, 2014      |Bill No:AB                         |
        |                                   |759                                |
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                      SENATE COMMITTEE ON BUSINESS, PROFESSIONS 
                               AND ECONOMIC DEVELOPMENT
                              Senator Ted W. Lieu, Chair
                                           

                           Bill No:        AB 759Author:Daly
                    As Amended:January 6, 2014         Fiscal: Yes

        
        SUBJECT:  Alarm companies.
        
        SUMMARY:  An urgency measure expanding the locksmith license exemption  
        to include a person registered with the Bureau of Security and  
        Investigative Services (BSIS) as an employee of an alarm company, if  
        the duties of the person that constitute locksmithing are ancillary to  
        the primary duties of installing, maintaining or monitoring the alarm  
        system.

        Existing law:
        
       1)Licenses and regulates alarm companies and employees, locksmith  
          companies and locksmiths, security guards, proprietary private  
          security employers and officers, private investigators, private  
          patrol operators, and repossession agencies and their employees by  
          the BSIS within the Department of Consumer Affairs (DCA).

       2)Licenses and regulates locksmiths and registers employees of  
          locksmiths by the BSIS.  (Business and Professions Code (BPC),  
          Division 3, Chapter 8.5, commencing with § 6980)

           a)   Defines "locksmith" to mean any person who, for any  
             consideration or compensation, engages in the business of  
             rekeying, installing, repairing, opening or modifying locks, or  
             who originates keys for locks, including electronic cloning of  
             transponder keys and any other electronic programming of  
             automotive keys and electronic operating devices, such as key  
             fobs, door and ignition key devices, and successive electronic  
             and other high-security key technology.  A "locksmith" does not  
             mean a person whose activities are limited to making a duplicate  





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             key from an existing key.  (BPC § 6980 (j))

           b)   Prohibits a person from engaging in the activities of a  
             locksmith unless he or she holds a valid locksmith license, is  
             registered under the locksmith law, or is exempt from the  
             provisions of the locksmith law.  (BPC § 6980.10)

           c)   Exempts from locksmith licensing and regulation certain  
             individuals and practices, including, as specified:  tow truck  
             operators, retail services limited to rekeying and recombination  
             of locks, law enforcement officers, firefighters, emergency  
             medical personnel, and new motor vehicle dealers.  (BPC 6980.12)

           d)   Further exempts from locksmith licensing a person registered  
             with the BSIS as an employee of a repossessor, if the duties  
             constituting locksmithing are ancilliary to the primary duties  
             and functions of the person's position.  (BPC § 6980.12 (e))

       3)Licenses and regulates repossession agencies, repossessors, and  
          repossessor qualified managers by BSIS under the Collateral Recovery  
          Act.  (BPC § 7500 et seq.) 

           a)   Defines "repossession agency" to mean any person who, for any  
             consideration, engages in business or accepts employment to  
             locate or recover collateral, whether voluntarily or  
             involuntarily, including vehicles.  (BPC § 7500.2)

       4)Licenses and regulates alarm companies and alarm company managers and  
          employees under the Alarm Company Act (BPC, Division 3, Chapter  
          11.6, commencing with § 7590).

           a)   Defines "alarm company operator" to mean any person who, for  
             any consideration, engages in business or accepts employment to  
             install, maintain, alter, sell, monitor, or service alarm  
             systems, or who responds to alarm systems, except for any alarm  
             agent, as specified.  (BPC § 7590.2)

           b)   Provides that a "person" under this Act means any individual,  
             firm, company, association, organization, partnership, limited  
             liability company, or corporation.  (BPC § 7590.1)

        This bill:

       1)Expands the locksmith license or registration exemption to include a  
          person registered with the BSIS as an employee of an alarm company  
          if the duties of the person that constitute locksmithing are  





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          ancillary to the primary duties and functions of installing,  
          maintaining or monitoring the alarm system.

       2)Declares that the bill is to take effect immediately as an urgency  
          statute.


        FISCAL EFFECT:  Unknown.  This bill has been keyed "fiscal" by  
        Legislative Counsel.

        COMMENTS:
        
       1.Purpose.  This bill is sponsored by  ADT Security Services  (Sponsor)  
          in order to reflect new technologies in the field of home security  
          systems, and to modernize the day to day operations of an alarm  
          company by exempting alarm operators from having to become licensed  
          as a locksmith through the state.

       According to the Author, alarm company operators and locksmiths are  
          licensed and regulated by the Bureau of Security and Investigative  
          Services.  Current statue relating to alarm companies does not  
          reflect the emerging home automation security market.  Home  
          automation security systems include the ability to control locks,  
          turn off lights remotely, open and close window blinds, and adjust  
          room temperature.  Installation and altering of locking mechanisms  
          is a major service component of these security systems.  

       The Author states, that whereas locksmiths must be licensed by the  
          state, certain professions such as tow truck operators and  
          repossessors are not required to do so.  This bill will exempt alarm  
          companies from being required to obtain a locksmith license if  
          locksmithing is part of its service model.

       2.Background.  The current issue in this bill relating to alarm  
          companies carrying out certain locksmithing functions was raised  
          late in the first year of this Session by the Sponsor of this bill.   
          In 2012,  SB 1077  (Price, Chapter 291, Statutes of 2012) was carried  
          by the then Chair of this Committee to authorize an alarm company to  
          be organized and licensed by BSIS as a limited liability company  
          (LLC).  

       In applying this new business structure, licensed alarm companies have  
          ran into difficulty because of the crossover between the practice of  
          locksmithing and alarm companies in installing and monitoring  
          electronic surveillance systems that monitor door locks and allow  
          the alarm company and/or the owner to remotely lock and unlock the  





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          doors of a building.  Under the provisions of the Locksmith Act,  
          only a licensed locksmith can install and maintain such a system.   
          Therefore, in order for a licensed alarm company to install door  
          locking devices in an alarm system, the alarm company must either  
          obtain a locksmith license or employ or hire a licensed locksmith to  
          carry out those activities.  Initially, alarm companies licensed as  
          LLCs, sought to become licensed as locksmiths; however, it was found  
          that licensed locksmiths are not allowed to be organized as LLCs  
          under the law.  In addition, since the practice of locksmithing and  
          alarm companies are both licensed and regulated by BSIS, both types  
          of licensees must undergo criminal background checks by the BSIS.  

       The proponents of this bill contend that requiring an alarm company to  
          also be licensed as a locksmith, or to use a licensed locksmith is  
          unnecessary and duplicative, since both are under the jurisdiction  
          of the BSIS.  In addition, proponents would suggest this bill  
          narrowly addresses the issue by authorizing only those locksmithing  
          functions that are ancillary to the primary duties and functions of  
          the alarm company practice.

       3.Prior Versions of This Bill.  Prior versions of this bill related to  
          private patrol operators and changed the terminology from "private  
          patrol operators" to instead refer to "private security  
          contractors," specify what a security guard's distinctive uniform  
          may include, and revise the requirements for a qualifying manager to  
          a private security contractor.  The January 6, 2014 amendments  
          remove the prior contents of the bill and insert the current  
          language relating to alarm companies.

       4.Prior Legislation.   SB 1077  (Price, Chapter 291, Statutes of 2012)  
          authorized a licensed alarm company to be organized as a limited  
          liability company (LLC) until January 1, 2016, and authorized the  
          Bureau of Security and Investigate Services (BSIS) to cite  
          unlicensed alarm company operators.

        SB 791  (Hagman, Chapter 340, Statutes of 2013) prohibited a repossessor  
          from selling repossessed collateral or accepting payment from a  
          debtor in lieu of repossession, forbid a repossession agency from  
          disclosing personal employee information, and authorized a  
          repossessor to wear certain identification.

       5.Arguments in Support.  In sponsoring this bill,  ADT Security Services   
          argues:  "Licensing requirements and other regulations should be  
          commensurate with the responsibilities performed.  In this case, we  
          believe requiring alarm companies to also hold locksmith licenses is  
          duplicative and unnecessary.  AB 759 builds on an existing exemption  





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          within the Locksmith Law that was provided to the repossesser  
          industry, because their work with locks is ancillary to their  
          primary duties, just as they are for alarm companies.  Alarm  
          companies should continue to be fully licensed as alarm companies,  
          but we do not believe that they should need a second, duplicative  
          license from the BSIS to offer their products within the State of  
          California."

       The  California Alarm Association  states:  "The security industry is  
          advancing in leaps and bounds.  Many new security systems allow  
          homeowners and businesses to control their security systems from  
          their phones or other remote devices.  Alarms systems, lights,  
          climate controls, and door locks can now all be controlled remotely.  
           Installing these new technologically advanced systems requires  
          alarm companies to install new door locks.  Technically this work  
          could be construed to be locksmithing, which would require the alarm  
          company to get a locksmithing license.  However, securing a second  
          license is redundant because both locksmiths and alarm companies are  
          licensed by the BSIS and undergo the same background checks and  
          other similar application processes.  AB 759 would remove a costly  
          and burdensome redundancy in the licensing process by allowing alarm  
          companies to install new door locks as long as they are part of a  
          new security system."  

        6.Policy Issue  :  Will BSIS Have Sufficient Authority Over Locksmithing  
          Activities?
       This bill would establish an exemption to the locksmith Licensing Act.   
          Over the years, the Legislature has been cautious about enacting  
          exceptions to licensing acts.  The concern is with the unintended  
          consequences of such exemptions.  Are those being granted the  
          exemption able to safely practice in the authorized area?  Are there  
          unanticipated activities or areas of practice that would be granted  
          by the exemption?  Are consumers adequately protected by the  
          exemption?  Does the regulatory agency have adequate authority to  
          address issues that may be presented under the exemption?  What is  
          the impact of the exemption on the regulatory agency, including the  
          operational and fiscal impact?

       By narrowly crafting the exemption to only apply to alarm companies  
          already licensed by the BSIS, the bill keeps the exempt activities  
          within the regulatory authority of the BSIS.  By only authorizing  
          those locksmithing activities that are ancillary to the primary  
          duties and functions of the alarm company, the exemption does not  
          authorize general locksmithing practices.  Both of these issues are  
          important to addressing any concern with regard to adequate  
          protection of the consumer.  Simply put, the BSIS maintains  





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          regulatory jurisdiction over the exempt activities.  

       While it is not the focus of this Committee, there will no doubt be  
          some fiscal impact upon the BSIS due to the loss of some locksmith  
          licensing revenue under the exemption.  Fiscal issues will be dealt  
          with by the Appropriations Committee where the bill will be next  
          referred.

       The remaining issue appears to be whether the BISIS has the adequate  
          regulatory authority to address issues which may occur under the  
          exemption.  By only granting an exemption under the Locksmith Act  
          for alarm companies licensed under the Alarm Company Act, it appears  
          that if a problem were to occur with a licensed alarm company acting  
          under the exemption, the BISIS may be limited to taking action  
          against an alarm company for unlicensed locksmithing activity.  This  
          issue may be addressed by reflecting the locksmithing exemption in  
          the Alarm Company Act (see suggested technical amendment below).  In  
          this way, if there are violations by an alarm company relating to  
          the locksmithing provisions, the BISIS could either take action  
          under the Alarm Company Act or as unlicensed activity under the  
          Locksmith Act. 

       7.Suggested Technical Author's Amendment.  In discussing this bill with  
          the Sponsor and interested parties, it has been pointed out that  
          although the bill addresses issues related to alarm companies, the  
          current bill only makes changes in the Locksmith Act.  It would be  
          appropriate to make a corresponding change in the Alarm Company Act  
          to reflect the exemption which is being proposed to the Locksmith  
          Act.  This would also allow the BSIS to take disciplinary action  
          against an alarm company for violations of this provision.   
          Therefore, the following technical amendment will be offered as an  
          Author's amendment in Committee.

             Amend BPC § 7590.2 to add:

              (c) Pursuant to paragraph (e) of section 6980.12, any person  
             licensed, certified, or registered under the Alarm Company Act is  
             exempt from locksmith licensing requirements if the duties  
             performed that constitute locksmithing are ancillary to the  
             primary duties and functions of an alarm agent.
         
        
        SUPPORT AND OPPOSITION:
        
        Support:  






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        ADT Security Services (Sponsor)
        California Alarm Association

         Opposition:  

        None received as of January 7, 2014



        Consultant:G. V. Ayers