BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 806
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          Date of Hearing:   April 23, 2013

                       ASSEMBLY COMMITTEE ON HIGHER EDUCATION
                                 Das Williams, Chair
                     AB 806 (Wilk) - As Amended:  April 11, 2013
           
          SUBJECT  :   Community colleges: salaries of classroom  
          instructors.

           SUMMARY  :   Revises the "current expense of education" at the  
          California Community Colleges (CCC), for purposes of the 50%  
          law, to include academic salaries, as defined, including the  
          salaries of librarians, counselors, and department chairs,  
          commencing with the 2014-15 academic year.  Specifically,  this  
          bill  :

          1)Revises the following definitions to expand the faculty  
            salaries that count toward a district's current expense of  
            education:

               i)     "Academic salaries" means expenditures for salaries  
                 of employees in academic positions that require minimum  
                 qualifications established by the CCC Board of Governors  
                 (BOG);

               ii)    "Educational administrators salaries and benefits"  
                 means expenditures for salaries and health and welfare  
                 benefits of administrators who are employed in an  
                 academic position designated by the governing board of  
                 the district as having direct responsibility for  
                 supervising the operation of or formulating policy  
                 regarding the instructional or student services program  
                 of the college or district, including but not limited to,  
                 chancellors, presidents, and other supervisory or  
                 management employees designated by the governing board as  
                 educational administrators; and,

               iii)   "Instructional aide salaries" means expenditures for  
                 salaries of classified employees where any portion of  
                 their duties required to be performed under the  
                 supervision of an academic employee providing classroom  
                 instruction.

          2)Revises the definition of "salaries of classroom instructors"  
            that count toward a district's current expense of education to  








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            include all instructor activities and the health and welfare  
            benefits provided to instructional aides, as defined.

          3)Authorizes the CCC BOG to establish a compliance committee as  
            follows:

             a)   To review the auditing procedures adopted pursuant to  
               existing law to develop ways to ensure compliance with the  
               50% law as revised by this bill.

             b)   To review local district auditing procedures and  
               recommend to the BOG any changes to the procedures  
               published in the California Community Colleges Budget and  
               Accounting Manual that may be necessary to achieve the  
               current expense of education requirements as revised by  
               this bill. 

             c)   To be comprised of the following: 

               i)     The CCC Chancellor;

               ii)    One certified public accountant, to be selected by  
                 the board, who is licensed by the California Board of  
                 Accountants and has prepared an annual audit, as  
                 specified;

               iii)   One exclusive representative of classified employees  
                 of a district, to be selected by the BOG; and,

               iv)    One district administrator, to be selected by the  
                 BOG.

          4)Make technical and clarifying changes.

          5)Makes these provisions operative on July 1, 2014.

           Existing law  :  
           
          1)Requires each CCC district expend 50% of its current expense  
            of education, as defined, for payment of classroom  
            instructors, as defined.  This is also known as "the 50% law."  
             (Education Code � 84362)

          2)Requires each CCC district to contract for an independent  
            financial audit, which according to the CCC Chancellor's  








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            Office, must include an independent assessment of each  
            district's computation of compliance with the 50% law is a  
            required component of the audit.  (EC � 840430)

           FISCAL EFFECT  :   Unknown

           COMMENTS  :    Background  .  Since 1961, existing law has required  
          that each CCC district expend 50% of its current expense of  
          education, as defined, for payment of classroom instructors.   
          According to the CCC Chancellor's office, "current expense of  
          education" generally includes the unrestricted general fund  
          expenditures of a CCC district and excludes things such as  
          student transportation, food services, community services,  
          leases for plant equipment, and other costs specified in law and  
          regulations, as well as amounts expended from State Lottery  
          proceeds. 

          "Salaries of classroom instructors" is defined as salaries paid  
          to instructors for the actual portion of the salary spent in the  
          classroom, salaries of instructional aides performing duties  
          under the supervision of an instructor, and the cost of all  
          health and welfare benefits provided to instructors.

           Need for the bill  .  According to the author, the 50% law was  
          originally enacted to promote class size reduction when junior  
          colleges and K-12 were one system, by allocating more funding to  
          hire instructors to reduce the number of students in each  
          classroom.  Since that time, there have been considerable  
          changes to CCC instruction, authorizing more responsibility for  
          faculty members.  However, many of these activities, such as  
          counseling and librarian services, are not considered part of  
          "classroom instruction," thus falling on the "wrong" side of the  
          50% calculation.

          This bill would count faculty who serve in roles related to  
          instruction but do not provide "classroom instruction" on the  
          same side of the 50% law as classroom instructors, including  
          counselors, librarians, faculty coordinators, department chairs,  
          and faculty directors of programs (such as Extended Opportunity  
          Programs and Services and Disabled Support Programs and  
          Services).

           Reports and related efforts  .

          1)Auditor's report.  The Bureau of State Audits issued a report  








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            in October 2000 that noted that CCC districts were not  
            accurately reporting the level of resources dedicated to  
            instructor salaries.  The report cited poor oversight as the  
            underlying cause and noted that the Chancellor's office gives  
            little guidance or training to the districts on calculating  
            their compliance with the 50% law.  It also noted that the  
            Chancellor's office relies primarily on district-hired CPAs to  
            verify whether the districts reports are accurate, but because  
            these CPAs use inadequate audit procedures developed by the  
            Chancellor's office, they fail to discover errors.  The BSA  
            specifically recommended that the Chancellor's office:

                 Clarify its instructions; 

                 Provide the districts with regular training on  
               compliance; 

                 Discontinue its existing practice of excluding  
               non-instructional activities not enumerated in the 50% law  
               or seek an opinion from the Attorney General to support its  
               interpretation of the law as reflected in regulations;

                 Expand suggested audit procedures for district CPAs to  
               detect errors in risky areas, such as faculty reassignments  
               and exclusions from current educational expenses; and,

                 Perform routine, independent checks of the work CPAs do  
               for the districts.
          
             The Chancellor's office reports that, with the assistance of  
            the Association of Chief Business Officers, they have taken  
            action to respond to all recommendations made by the BSA.
           
           1)Institute for Higher Education Leadership & Policy (IHELP)  
            report.  In February 2007, IHELP released Rules of the Game:  
            How State Policy Creates Barriers to Degree Completion and  
            Impedes Student Success in the California Community Colleges,  
            raising concerns about the low rates of completion in the CCC  
            and citing state and system policies as a major cause.  

            Among the specific policy barriers identified in the report  
            was the 50% law.  The report noted, "Most significant is the  
            law that each college must spend at least 50% of its budget on  
            direct classroom instruction - on the salaries and benefits of  
            faculty for their classroom teaching.  This means that  








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            colleges face strict limits on what they can spend on staff  
            who provide support services that are essential to so many of  
            today's CCC students, such as academic advisors, financial aid  
            advisors, information technology consultants, health care  
            staff, and orientation leaders.  Also on the "wrong" side of  
            the 50% is the time that faculty spend working with students  
            outside of the classroom, such as advising, working with  
            student organizations, or updating curricula."  The report  
            notes that, in combination with other such laws, the result is  
            the hiring of a mix of faculty and staff that may not be  
            optimal to ensure student success, spending of funds on lower  
            priorities than those that could promote greater student  
            success, and spending scarce time and money documenting and  
            justifying inputs instead of outcomes.

          2)Legislative Analyst's Office (LAO) report.  In its June 2008  
            report, Back to Basics: Improving College Readiness of  
            Community College Students, the LAO recommended, among other  
            things, that giving colleges' fiscal flexibility to provide  
            students with the appropriate mix of classroom instruction and  
            counseling services would assist colleges to identify, place,  
            and advise basic skills students.  The LAO also noted that  
            orientation and counseling are constrained by the current 50%  
            law and must compete for a limited portion of a district's  
            funding, in some cases, resulting in funding these services at  
            a level lower than what a campus would otherwise desire.  The  
            LAO specifically recommended that the 50% law be amended to  
            include counseling staff in order to better serve students'  
            interests.

          3)Student Success Task Force.  Numerous recent studies have  
            noted that a significant percentage of students who are able  
            to enroll in CCC courses do not complete in a timely fashion.   
            These poor student success rates led to the enactment of SB  
            1143 of 2010, requiring the CCC BOG to convene a task force of  
            stakeholders to make recommendations to the Legislature to  
            improve CCC student success.  This effort resulted in 22  
            specific recommendations, adopted unanimously by the CCC BOG  
            in January 2012.  

            Central to these recommendations was the need to improve how  
            CCCs assists students, early in their academic careers, to  
            identify an educational goal and develop an education plan to  
            achieve that goal.  These recommendations have been  
            implemented through regulatory changes, system-wide  








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            administrative policies, local best practices, and legislation  
            (SB 1456, Lowenthal, Chapter 624, Statutes of 2012) that  
            created the Student Success Act of 2012.  Under SB 1456,  
            students who identify an educational goal and develop an  
            education plan receive improved support through counseling,  
            advisement, orientation, assessment, and education planning.    
             

           Arguments in support  .  The Association of California Community  
          College Administrators states that this bill would make some  
          small but needed adjustments to keep the 50% rule in place but  
          to modernize the definition of true costs directly associated to  
          instruction and include them in the right side of the equation.   
          College of the Canyons states that many services that enhance  
          student success fall outside the allowable 50% law expenditures,  
          particularly counselors, and while the Legislature recognized  
          the importance of counseling activities by passing SB 1456, it  
          will be very difficult to implement under the funding  
          constraints created by the 50% law.  

           Arguments in opposition  .  The California Teachers Association  
          argues this bill will dilute the funding spent on classroom  
          instruction, thereby providing a net gain to the amount of  
          monies spent outside the classroom on administration and other  
          purposes.  The Faculty Association of California Community  
          Colleges (FACCC) states, "Additionally, passage of this measure  
          could actually limit the hiring of this corps and/or decrease  
          the percentage of full-time faculty in a district.  This is  
          because unless a counselor or librarian is teaching a class,  
          they do not produce Full-Time Equivalent Students, a calculation  
          used by the state to determine funding levels per student."   
          FACCC suggests that instead of altering the 50% law, the  
          Legislature increase funding for counselors and librarians, both  
          of which are integral to student success.

           Prior legislation  .  AB 906 (Eng) of 2007, which died in the  
          Senate Education Committee, would have increased the 50%  
          threshold to 53% and included the salaries of counselors and  
          librarians.  

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Association of California Community College Administrators








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          College of the Canyons

           Opposition 
           
          California Federation of Teachers
          California Teachers Association
          Faculty Association of California Community Colleges
           

          Analysis Prepared by  :    Sandra Fried / HIGHER ED. / (916)  
          319-3960