BILL ANALYSIS                                                                                                                                                                                                    �






                                                       Bill No:  AB  
          906
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                       Senator Roderick D. Wright, Chair
                           2013-2014 Regular Session
                                 Staff Analysis



          AB 906  Author:  Pan
          As Amended:  May 24, 2013
          Hearing Date:  June 25, 2013
          Consultant:  Paul Donahue


                                     SUBJECT  

              Personal services contracts: independent contractors

                                   DESCRIPTION
           
          Limits the terms of certain state personal services  
          contracts to 2 years. Specifically, this bill:

          1)Prohibits a state agency from entering into a contract  
            for work that meets the standards for emergency  
            appointments or for services that are of an urgent,  
            temporary, or occasional nature, as specified, from  
            having a term exceeding two years.

          2)Prohibits a state agency from entering into a personal  
            services contract until the State Personnel Board has  
            contacted all of the organizations that represent state  
            employees who perform the type of work to be contracted.

                                   EXISTING LAW

           1)Establishes in the California Constitution a system of  
            civil service employment for state government. The civil  
            service includes every officer and employee of the state  
            except as otherwise provided in the Constitution.  
            (Const., art. VII, � 1(a)

          2)Restricts, but does not prohibit, private contracting by  
            public agencies. Public agencies are authorized to engage  





          AB 906 (Pan) continued                                    
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            in private contracting in various instances, including:

             a)   When the "nature of the services" is such that the  
               services cannot be adequately rendered by an existing  
               agency of the public entity.<1>

             b)   If the state seeks to contract for private  
               assistance to perform "new functions" not previously  
               undertaken by the state or covered by an existing  
               department.<2>

             c)   When the state, under specified conditions  
               contracts with private contractors to achieve cost  
               savings.<3> 

             d)   When the nature of the work is such that the  
               Government Code standards for emergency appointments  
               apply.

             e)   When the services are of such urgent, temporary, or  
               occasional nature that the delay incumbent in their  
               implementation under civil service would frustrate  
               their very purpose.

          3)Requires a state agency proposing to enter into a  
            personal services contract with a private contractor to  
            notify the State Personnel Board (SPB), which shall  
            contact employee organizations and allow a reasonable  
            opportunity for comment on the proposed contract. 

          4)Provides that an employee may request that SPB review the  
            proposed contract for compliance with applicable  
            exceptions to the restrictions on contracting out, and  
            that SPB shall upon request conduct a review of the  
            contract for compliance with the standards.

          5)Authorizes public agencies to contract out for  
            architectural and engineering services on public works  
          -------------------------
          <1> State Compensation Ins. Fund v. Riley (1937) 9 Cal.2d  
          126

          <2> Professional Engineers v. Department of Transportation  
          (1993) 13 Cal.App.4th 585
          <3> Govt. Code � 19130; California State Employees' Assn.  
          v. State of California (1982) 199 Cal.App.3d 840






          AB 906 (Pan) continued                                    
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            projects.<4> 

                                    BACKGROUND
                                         
           1)Purpose  : According to the sponsors, state agencies and  
            departments are undermining the Legislature's  
            appropriation authority and the state civil service  
            system by abusing their ability to enter into personal  
            services contracts. The Department of General Services  
            (DGS) is charged with reviewing and approving state  
            departments' requests to contract out personal services.  
            Unfortunately, DGS is failing to thoroughly review each  
            request to ensure the request makes good business sense  
            and the cost is reasonable.

            The sponsors conclude that this bill is a first step in  
            ensuring that state agencies and departments are working  
            in conjunction with the Legislature to build and maintain  
            a strong civil service system, as envisioned in the State  
            Constitution.

           2)Statements in support  : Supporters state that a broad  
            variety of studies and analyses have found that the state  
            could save hundreds of millions annually by utilizing  
            civil service employees instead of unnecessary and  
            wasteful privatization contracts.  Proponents say that  
            currently, there is very little oversight of the  
            magnitude of outsourcing performed by the hundreds of  
            state departments, boards and commissions. Supporters  
            also cite a 2009 study conducted by the SEUI Local 1000,  
            which found that the state could save about $350 million  
            annually by utilizing state employees instead of private  
            contractors. 

           3)Architectural and engineering contracts  : In Professional  
            Engineers in California Government v. Kempton (2007) 40  
            Cal.4th 1016, the California Supreme Court held that  
            Proposition 35, passed by the electorate in 2000,  
            authorizes public agencies to contract out for  
            architectural and engineering services without  
            legislative restrictions. 
          -------------------------
          <4> Cal. Const., art. XXII; Govt. Code � 4529.10 et seq.;  
          enacted by Proposition 35 in 2000. See also Professional  
          Engineers in California Government v. Kempton (2007) 40  
          Cal.4th 1016






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            The Court stated that the initiative represents a  
            comprehensive regulation of the entire subject of private  
            contracting for those services, that it prevails over  
            conflicting acts of the Legislature, and also that it  
            must be construed liberally to achieve its goal of  
            encouraging and authorizing private contracting of  
            architectural and engineering services. The Court also  
            held that, while authorizing the Legislature to amend the  
            initiative by statute, the initiative restricts that  
            power to such amendments as will "further its purposes."   


            In a later case,<5> the California Supreme Court held  
            that a provision of a memorandum of understanding (MOU)  
            between the state and a state employee union that  
            restricts the use of private contractors for  
            architectural and engineering services by public agencies  
            fatally conflicts with Proposition 35. Among other  
            things, the Court rejected attempts by the state employee  
            union to characterize the purpose of the MOU as "merely  
            an innocuous mechanism for gathering and analyzing data  
            on private contracting."   

            In light of the above, opponents to the bill, the  
            American Council of Engineering Companies, are seeking an  
            amendment excluding application of the bill to contracts  
            for architectural and engineering services. The author  
            and the committee may wish to consider an amendment to  
            the bill that would expressly exclude contracts for  
            architectural and engineering services from its  
            provisions.

           4)Disability services contracts  : The California Disability  
            Services Association contends that this bill would have  
            negative consequences on adults with developmental  
            disabilities who today have employment through member  
            agencies' contracts with state agencies. They note that  
            in some cases, the same individuals have successfully  
            performed services under contracts with the state for  
            many years. They would urge the author or the committee  
            to adopt an amendment that exempts employment of persons  
          -------------------------
          <5> Consulting Engineers & Land Surveyors of California,  
          Inc. v. Professional Engineers in California Government  
          (2007) 42 Cal.4th 578






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            with disabilities. 

                            PRIOR/RELATED LEGISLATION
           
          SB 335 (Yee), 2013-2014 Session. Would require the  
          Governor, upon implementation of the Financial Information  
          System for California (FI$Cal), to submit an annual report  
          to the Legislature detailing specific information on  
          current and proposed contracts for services awarded by the  
          state that are valued at $5,000 or more. (Pending in  
          Assembly)

          SB 252 (Vargas), 2011-2012 Session. Would have required the  
          Department of General Services to compile and publish  
          reports detailing all "privatization contracts" let by  
          state agencies. Furthermore, the bill specifies that all  
          contracts and related subcontracts are public documents  
          subject California Public Records Act. (Held in Assembly)

          AB 740 (Blumenfield), Chapter 685 Statutes of 2011.  
          Provides that if the SPB disapproves a state agency's  
          contract for personal services, the agency shall  
          immediately discontinue the contract unless otherwise  
          ordered by the SPB. It prohibits the state agency from  
          circumventing or disregarding the board's action by  
          entering into another contract for the same services, for  
          similar services, or to continue the services provided  
          under the disapproved contract. 

          AB 2494 (Blumenfield), 2009-2010 Session. Would have  
          specified that if the State Personnel Board disapproves a  
          state agency's contract for personal services, the agency  
          shall immediately discontinue the contract unless otherwise  
          ordered by the SPB. (Vetoed) 

          AB 756 (Eng), 2009-2010 Session. Would have required every  
          state agency to provide a link to a centrally located and  
          accessible state-run Internet website that includes a  
          listing of personal services and consulting services  
          contracts that it entered into during the previous fiscal  
          year. (Vetoed)

           SUPPORT:   

          American Federation of State, County and Municipal  
          Employees (AFSCME)





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          California Attorneys, Administrative Law Judges & Hearing  
          Officers in State Employment
          California Correctional Peace Officers Association
          Professional Engineers in California Government
          Service Employees International Union (SEIU) Local 1000
          Union of American Physicians and Dentists

           OPPOSE:   

          American Council of Engineering Companies of California
          California Chamber of Commerce
          California Disability Services
          The Arc / United Cerebral Palsy California Collaboration

           FISCAL COMMITTEE:  Senate Appropriations Committee


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