BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 974
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          Date of Hearing:  April 9, 2013

                            ASSEMBLY COMMITTEE ON HEALTH
                                 Richard Pan, Chair
                  AB 974 (Hall) - As Introduced:  February 22, 2013
           
          SUBJECT  :  Patient transfer: non-medical reasons: notice to  
          contact person or next of kin.

           SUMMARY  :  Establishes a requirement for hospitals seeking to  
          transfer a person from one facility to another for nonmedical  
          reasons to first ask for an emergency contact person who should  
          be notified and informed about any proposed transfer.  
          Specifically,  this bill  :  

          1)Requires hospitals to ask for an emergency contact person who  
            should be notified of proposed transfers.

          2)Requires hospitals to make a reasonable effort to ascertain  
            the identity of the emergency contact person or the next of  
            kin if the patient is unable to respond.

          3)Requires hospitals to contact the emergency contact person and  
            alert him or her about any proposed transfers of the patient.

           EXISTING LAW  :

          1)Requires in federal law, under provisions of the federal  
            Emergency Medical Treatment and Active Labor Act (EMTALA),  
            hospital emergency departments to provide emergency screening  
            and stabilization services without regard to the patient's  
            insurance status or ability to pay.  EMTALA requires hospitals  
            to maintain an on-call roster of specialists in a manner that  
            best meets the needs of its patients.

          2)Requires in state law, licensed hospitals which maintain and  
            operate an emergency department, to provide emergency care and  
            services to any person requesting emergency services or care,  
            or for whom emergency services or care is requested, for any  
            life-threatening or serious injury or illness, including a  
            psychiatric emergency medical condition.

          3)Prohibits in state law, hospitals from transferring any person  
            needing emergency services or care for any nonmedical reason  
            without all of the following conditions being met:








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             a)   The person is examined by a physician and surgeon as  
               well as any necessary consultations prior to transfer;
             b)   The person has been provided with adequate emergency  
               services and care to ensure that the transfer will not  
               cause a medical hazard to the person;
             c)   A physician and surgeon at the transferring hospital has  
               notified and obtained the consent to transfer by the a  
               physician and surgeon at the receiving hospital and  
               received confirmation ensuring that the patient meets the  
               hospitals admission criteria relating to appropriate bed,  
               personnel, and equipment needed to treat the patient;
             d)   The transferring hospital provides for the appropriate  
               personnel and equipment to effect the transfer;
             e)   Pertinent medical records and copies of appropriate  
               tests must be transferred with the patient;
             f)   Records transferred with the person must include a  
               "Transfer Summary" signed by the transferring physician and  
               surgeon. This "Transfer Summary" includes at minimum: the  
               person's name, address, sex, race, age, insurance status,  
               and medical condition; the name and address of the  
               transferring physician and surgeon or emergency department  
               personnel authorizing the transfer; the time and date the  
               person was first presented at the transferring hospital;  
               the name of the physician and surgeon at the receiving  
               hospital consenting to the transfer and the time and date  
               of the consent; the time and date of the transfer; the  
               reason for the transfer; and the declaration of the signor  
               that the signor is assured, within reasonable medical  
               probability, that the transfer creates no medical hazard to  
               the patient. Neither the transferring physician and surgeon  
               nor transferring hospital shall be required to duplicate,  
               in the "Transfer Summary," information contained in medical  
               records transferred with the person; and,
             g)   The transfer must conform to additional regulations  
               developed by the California Department of Public Health  
               (DPH).

          4)Prohibits in state law, health facilities from transferring or  
            discharging patients for purposes of affecting a transfer from  
            one hospital to another unless arrangements between facilities  
            have been made in advance, and the person legally responsible  
            for the patient has been notified or attempts over a 24-hour  
            period have been made and a responsible person cannot be  
            reached. Prohibits the transfer or discharge of patients in  
            the case that the patient's physician deems that the transfer  








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            or discharge would create a medical hazard for the patient.

          5)Requires a health plan that is contacted by a hospital, as  
            specified to, within 30 minutes of the time the hospital makes  
            the initial telephone call requesting information, either  
            authorize post stabilization care or inform the hospital that  
            it will arrange for the prompt transfer of the enrollee to  
            another hospital.  Requires a health plan that is contacted by  
            a hospital to reimburse the hospital for post-stabilization  
            care rendered to the enrollee if any of the following occurs:
             a)   The health plan authorizes the hospital to provide  
               post-stabilization care;
             b)   The health plan does not respond to the hospital's  
               initial contact or does not make a decision regarding  
               whether to authorize post-stabilization care or to promptly  
               transfer the enrollee within the specified timeframe; or,
             c)   There is an unreasonable delay in the transfer of the  
               enrollee, and the noncontracting physician and surgeon  
               determines that the enrollee requires post-stabilization  
               care.

           FISCAL EFFECT  :  This bill has not been analyzed yet by a fiscal  
          committee.

           COMMENTS  :   

           1)PURPOSE OF THIS BILL  .  According to the author, existing law  
            does not regulate the procedure for alerting an emergency  
            contact or next of kin of a patient's transfer between health  
            facilities.  The author asserts that this has resulted in a  
            statewide patchwork of procedures that vary from one transfer  
            agreement to another, which can lead to situations of  
            confusion and fear among families whenever a patient is  
            transferred and no emergency contact has been alerted.  The  
            author states that California hospitals that operate an  
            emergency department are required to provide care to any  
            person regardless of that patient's insurance status.   
            However, once the patient has been stabilized and is no longer  
            in immediate danger, he or she can be transferred from one  
            hospital to another for nonmedical reasons.  The author  
            proposes that existing law be amended to require hospitals to  
            obtain an emergency or next of kin contact and notify the  
            contact prior to the patient's transfer.  If the patient is  
            not able to respond, the hospital must make a reasonable  
            effort to identify an emergency contact or next of kin and  








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            alert them.  Further, the author believes this additional  
            requirement will bring uniformity to patient transfers between  
            hospitals and provide patients and their loved ones vital  
            information, comfort, and peace of mind

           2)BACKGROUND  .  Title 22 of the Californian Code of Regulations  
            states that a patient shall not be transferred to another  
            health facility unless certain conditions are met, including  
            that the patient or the person legally responsible for the  
            patient has been notified, or attempts have been made over a  
            24 hour period prior to the transfer and the patient's  
            responsible person cannot be reached. 

            According to DPH, 1309 complaints related to "Admission,  
            Transfer and Discharge Rights" were received between July 1,  
            2010 and June 30, 2012; however, only five of these complaints  
            resulted in citations being issued for violation of admission,  
            transfer, and discharge requirements.  Upon review, none of  
            these citations were related to the transfer of unconscious  
            patients without informing emergency contacts or next of kin. 

           3)SUPPORT IF AMENDED .  The California Chapter of the American  
            College of Emergency Physicians (Cal/ACEP) states that this  
            bill, as drafted, may have unintended consequences for  
            Emergency Department patients.  Cal/ACEP states that a  
            requirement to actually make contact with an appointed contact  
            person may result in delays of transfers and suggests that the  
            language reflect that a "reasonable effort" to contact be  
            made. Additionally, Cal/ACEP claims that the term "emergency  
            contact person" may be taken to mean the person listed on a  
            patient's record, which may not be the person the patient  
            wants contacted. Cal/ACEP suggests the language is changed to  
            reflect the patient's choice of whom and whether to contact an  
            emergency contact or next of kin.

           4)SUPPORT  .  Health Access California writes in support of this  
            bill, that requiring hospitals to notify an emergency contact  
            person before transferring a patient who has been stabilized  
            is a simple measure of human dignity and beneficial for  
            healthcare consumers.  California Advocates for Nursing Home  
            and Reform states that informing the next of kin or other  
            emergency contact is essential for the health and safety of  
            the elderly and people with disabilities.  These groups are  
            often given little information or no options about their  
            transfers, and involving their next of kin or emergency  








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            contact will help them make an informed decision.

           5)SUGGESTED AMENDMENTS  . 

             a)   This bill requires hospitals to obtain an emergency  
               contact person who should be notified prior to the  
               patient's transfer. As suggested by Cal/ACEP, there may be  
               unintended confusion regarding whether or not this  
               individual is the contact that the patient wants notified.   
               The author may wish to amend this bill to address this  
               issue.
             b)   As currently drafted, this bill may unintentionally  
               delay or prevent transfers if there is difficulty in  
               establishing contact with the listed contact person or next  
               of kin. To address both of these issues, the author may  
               wish to amend this bill as follows:
               i)     Section 1317.2 (h) The patient is first asked if  
                 there is a  preferred   emergency  contact person who should  
                 be notified, and prior to the transfer, the hospital  
                  makes a reasonable attempt  to contact that person and  
                 alert him or her about the proposed transfer. If the  
                 patient is not able to respond, the hospital shall make a  
                 reasonable effort to ascertain the identity of the  
                 emergency contact person or the next of kin and alert him  
                 or her about the transfer.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Alzheimer's Association
          Brotherhood Crusade
          California Advocates for Nursing Home Reform
          Consumer Attorneys of California
          Health Access California

           Opposition 
           
          None on file.
           
          Analysis Prepared by  :    Hammad Khan / HEALTH / (916) 319-2097 












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