Amended in Senate August 22, 2013

Amended in Senate August 21, 2013

Amended in Senate July 9, 2013

Amended in Senate June 25, 2013

Amended in Assembly May 28, 2013

Amended in Assembly May 8, 2013

Amended in Assembly April 3, 2013

California Legislature—2013–14 Regular Session

Assembly BillNo. 1001


Introduced by Assembly Member Gordon

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(Coauthor: Assembly Member Stone)

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February 22, 2013


An act to amend Sections 25214.14 and 25214.15 of the Health and Safety Code, relating to hazardous materialsbegin insert, and declaring the urgency thereof, to take effect immediatelyend insert.

LEGISLATIVE COUNSEL’S DIGEST

AB 1001, as amended, Gordon. Hazardous materials: packaging: exemptions.

Existing law, the Toxics in Packaging Prevention Act, prohibits a manufacturer, importer, agent, or supplier, as defined, from offering for sale or for promotional purposes in this state a package or packaging component that includes specified regulated metals and prohibits a person from offering for sale or for promotional purposes in the state a product in a package that includes those intentionally introduced regulated metals. A violation of the hazardous waste control laws, including the act, is a crime.

The act exempts from its requirements a package or a packaging component that meets any of specified conditions only if the manufacturer or supplier prepares, retains, and biennially updates documentation containing specified information for that package or packaging component and exempts, until January 1, 2010, a package or packaging component that contains no intentionally introduced regulated metals, but exceeds the applicable maximum concentration level set forth in the act only because of the addition of a recycled material. The act requires, upon a written request from the Department of Toxic Substances Control, the manufacturer or supplier, on or before 30 calendar days after the date of receipt of the request, to submit the required documentation to the department or to submit a letter to the department indicating the date by which the documentation shall be submitted, as specified.

This bill would extend this exemption to January 1, 2017, would require, no later than July 1, 2014, a manufacturer or supplier of packaging exercising the exemption under this provision to coordinate with the department to develop a specified study or studies measuring the content and leaching of regulated metals from the packaging seeking the exemption, and would require the manufacturer or supplier, no later than July 1, 2015, to provide to the department a specified report documenting the results of the study or studies. The bill would require the manufacturer or supplier to reimburse the department for its actual costs associated with coordinating the development of the study or studies and in reviewing and evaluating the report.

The bill would expand the documentation required to be updated by the manufacturer or supplier claiming the exemption and would require the manufacturer or supplier to submit the documentation for all exemptions under the act at least twice a year, on or before July 1 and January 1 of each year in which the exemption is being utilized. By creating new crimes under the act, the bill would impose a state-mandated local program.

The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.

This bill would provide that no reimbursement is required by this act for a specified reason.

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This bill would declare that it is to take effect immediately as an urgency statute.

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Vote: begin deletemajority end deletebegin insert23end insert. Appropriation: no. Fiscal committee: yes. State-mandated local program: yes.

The people of the State of California do enact as follows:

P3    1

SECTION 1.  

Section 25214.14 of the Health and Safety Code
2 is amended to read:

3

25214.14.  

A package or a packaging component is exempt
4from the requirements of Section 25214.13, and shall be deemed
5in compliance with this article, if the manufacturer or supplier
6 complies with the applicable documentation requirements specified
7in Section 25214.15 and the package or packaging component
8meets any of the following conditions:

9(a) The package or packaging component is marked with a code
10indicating a date of manufacture prior to January 1, 2006.

11(b) A regulated metal has been added to the package or
12packaging component in the manufacturing, forming, printing, or
13distribution process, to comply with the health or safety
14requirements of a federal or state law.

15(c) (1) The package or packaging component contains no
16intentionally introduced regulated metals, but exceeds the
17applicable maximum concentration level set forth in subdivision
18(c) of Section 25214.13 only because of the addition of a recycled
19material.

20(2) This subdivision, and all exemptions provided pursuant to
21it, expire on January 1, 2017.

22(3) (A) No later than July 1, 2014, a manufacturer or supplier
23of packaging seeking an exemption under this subdivision shall
24coordinate with the department to develop a study or studies
25measuring the content and leaching of regulated metals from the
26packaging seeking the exemption. The study or studies and the
27report required pursuant to subparagraph (B) may be a result of
28individual or collaborative efforts by multiple manufacturers or
29suppliers. At a minimum, the study or studies shall include the
30collection of samples from a statistically representative number
31of packaging units that contain recycled material. The collection
32of samples shall provide information regarding, but not limited to,
33the different levels of regulated metals in the packaging, the
P4    1varying length of time the contents are contained in or exposed to
2the packaging, the different types of contents in the packaging that
3represent the range of chemical composition and pH that are
4typically contained in the packaging, and the various temperatures
5representing the range of temperatures in which products are stored
6in the packaging. The study or studies shall use nationally or
7internationally accepted testing methods for this type of packaging
8to quantify the concentration of regulated metals in the packaging
9and the concentration of regulated metals that not only could leach
10from the packaging into the contents of the package but also that
11could leach into a landfill environment.

12(B) No later than July 1, 2015, a manufacturer or supplier of
13packaging conducting the study or studies pursuant to subparagraph
14(A) shall provide to the department a report documenting the results
15of the study or studies.

16(4) A manufacturer or supplier coordinating with the department
17to develop a study or studies pursuant to subparagraph (A) of
18paragraph (3), and submitting a report to the department pursuant
19to subparagraph (B) of paragraph (3) shall reimburse the
20department for its actual costs associated with coordinating the
21development of the study or studies and in reviewing and
22evaluating the report.

23(d) (1) A regulated metal has been added to the package or
24packaging component in the manufacturing, forming, printing, or
25distribution process for a use for which there is no feasible
26alternative.

27(2) For purposes of this subdivision, “a use for which there is
28no feasible alternative” means a use, other than for purposes of
29marketing, for which a regulated metal is essential to the protection,
30safe handling, or function, of the package’s contents, and technical
31constraints preclude the substitution of other materials.

32(e) (1) The package or packaging component is reused and
33contains no intentionally introduced regulated metals, but exceeds
34the applicable maximum concentration level set forth in subdivision
35(c) of Section 25214.13, and all of the following apply:

36(A) The product being conveyed by the package, the package,
37or packaging component is otherwise regulated under a federal or
38state health or safety requirement.

39(B) The transportation of the packaged product is regulated
40under federal or state transportation requirements.

P5    1(C) The disposal of the package is otherwise performed
2according to the requirements of this chapter or Chapter 8
3(commencing with Section 114960) of Part 9 of Division 104.

4(2) This subdivision, and all exemptions provided pursuant to
5it, expire on January 1, 2010.

6(f) (1) The package or packaging component has a controlled
7distribution and reuse and contains no intentionally introduced
8regulated metals, but exceeds the applicable maximum
9concentration level set forth in subdivision (c) of Section 25214.13.

10(2) This subdivision, and all exemptions provided pursuant to
11it, expire on January 1, 2010.

12(g) (1) The packaging or packaging component is a glass or
13ceramic package or packaging component that has a vitrified label,
14and that, when tested in accordance with the Waste Extraction
15Test, described in Appendix II of Chapter 11 (commencing with
16Section 66261.1) of Division 4.5 of Title 22 of the California Code
17of Regulations does not exceed 1.0 ppm for cadmium, 5.0 ppm
18for hexavalent chromium, or 5.0 ppm for lead. A glass or ceramic
19package or packaging component containing mercury is not
20exempted pursuant to this subdivision.

21(2) A glass bottle package with paint or applied ceramic
22decoration on the bottle does not qualify for an exemption pursuant
23to this section, if the paint or applied ceramic decoration contains
24lead or lead compounds in excess of 0.06 percent by weight.

25(3) This subdivision, and all exemptions provided pursuant to
26it, expire on January 1, 2010.

27

SEC. 2.  

Section 25214.15 of the Health and Safety Code is
28amended to read:

29

25214.15.  

(a) A package or packaging component qualifies
30for an exemption pursuant to Section 25214.14 only if the
31manufacturer or supplier prepares, retains, and biennially updates
32documentation containing all of the following information for that
33package or packaging component:

34(1) A statement that the documentation applies to an exemption
35from the requirements of Section 25214.13.

36(2) The name, position, and contact information for the person
37who is the manufacturer’s or supplier’s contact person on all
38matters concerning the exemption.

P6    1(3) An identification of the exemption and a reference to the
2 applicable subdivision in Section 25214.14 setting forth the
3conditions for the exemption.

4(4) A description of the type of package or packaging component
5to which the exemption applies.

6(5) Identification of the type and concentration of the regulated
7metal or metals present in the package or packaging component,
8and a description of the testing methods used to determine the
9concentration.

10(6) An explanation of the reason for the exemption.

11(7) Supporting documentation that fully and clearly demonstrates
12that the package or packaging component is eligible for the
13exemption.

14(8) The documentation listed in subdivisions (b), (c), (d), (e),
15(f), (g), or (h), whichever is applicable for the exemption.

16(b) In addition to the requirements specified in subdivision (a),
17if an exemption is being claimed under subdivision (a) of Section
1825214.14, the manufacturer or supplier shall prepare, retain, and
19biennially update documentation containing all of the following
20information for the package or packaging component to which the
21exemption applies:

22(1) Date of manufacture.

23(2) Estimated time needed to exhaust current inventory.

24(3) Alternative package or packaging component that meets the
25requirements of Section 25214.13.

26(c) In addition to the requirements specified in subdivision (a),
27if an exemption is being claimed under subdivision (b) of Section
2825214.14, the manufacturer or supplier shall prepare, retain, and
29biennially update documentation that contains all of the following
30information for each regulated metal intentionally introduced in
31the package or packaging component to which the exemption
32applies:

33(1) Identification of the specific federal or state law requiring
34the addition of the regulated metal to the package or packaging
35component.

36(2) Detailed information that fully and clearly demonstrates that
37the addition of the regulated metal to the package or packaging
38component is necessary to comply with the law identified pursuant
39to paragraph (1).

P7    1(3) A description of past, current, and planned future efforts to
2seek or develop alternatives to eliminate the use of the regulated
3metal in the package or packaging component.

4(4) A description of all alternative measures that have been
5considered, and, for each alternative, an explanation as to why the
6alternative is not satisfactory for purposes of achieving compliance
7with the law identified pursuant to paragraph (1).

8(d) In addition to the requirements specified in subdivision (a),
9if an exemption is being claimed under subdivision (c) of Section
1025214.14, the manufacturer or supplier shall prepare, retain, and
11biennially update documentation containing all of the following
12information for the package or packaging component to which the
13exemption applies:

14(1) The type and percentage of recycled material or materials
15added to the package or packaging component.

16(2) The type and concentration of each regulated metal contained
17in each recycled material added to the package or packaging
18component.

19(3) Efforts to minimize or eliminate the regulated metals in the
20package or packaging component.

21(4) A description of past, current, and planned future efforts to
22seek or develop alternatives to minimize or eliminate the use of
23the regulated metal in the package or packaging component.

24(5) A thorough description of the processes utilized in the
25manufacture of the packaging, including, but not limited to, the
26source and nature of feed stocks, physical and chemical processing,
27and the quality assurance and quality control measures utilized to
28identify and minimize the levels of regulated metals in the
29packaging product that are due to the addition of a recycled
30material.

31(e) In addition to the requirements specified in subdivision (a),
32if an exemption is being claimed under subdivision (d) of Section
3325214.14, the manufacturer or supplier shall prepare, retain, and
34biennially update documentation containing all of the following
35information for each regulated metal intentionally introduced into
36the package or packaging component to which the exemption
37applies:

38(1) Detailed information and evidence that fully and clearly
39demonstrates how the regulated metal contributes to, and is
P8    1essential to, the protection, safe handling, or functioning of the
2package’s contents.

3(2) A description of past, current, and planned future efforts to
4seek or develop alternatives to minimize or eliminate the use of
5the regulated metal in the package or packaging component.

6(3) A description of all alternative measures that have been
7considered, and, for each alternative, an explanation as to the
8technical constraints that preclude substitution of the alternative
9for the use of the regulated metal.

10(4) Documentation that the regulated metal is not being used
11for the purposes of marketing.

12(f) In addition to the requirements specified in subdivision (a),
13if an exemption is being claimed under subdivision (e) of Section
1425214.14, the manufacturer or supplier shall prepare, retain, and
15biennially update documentation containing all of the following
16information for the package or packaging component to which the
17exemption applies:

18(1) The percentage of reused materials.

19(2) Identification of the federal or state health or safety law
20regulating the product being conveyed by the package, the package,
21or the packaging component.

22(3) Identification of the federal or state transportation law
23regulating the transportation of the packaged product.

24(4) Information demonstrating that the package is disposed of
25in accordance with the requirements of this chapter or Chapter 8
26(commencing with Section 114960) of Part 9 of Division 104.

27(5) A description of past, current, and planned future efforts to
28seek or develop alternatives to minimize or eliminate the use of
29the regulated metal in the package or packaging component.

30(g) In addition to the requirements specified in subdivision (a),
31if an exemption is being claimed under subdivision (f) of Section
3225214.14, the manufacturer or supplier shall prepare, retain, and
33biennially update documentation containing all of the following
34information for the package or packaging component to which the
35exemption applies:

36(1) The percentage of reused materials.

37(2) Information and evidence that demonstrates that the
38environmental benefit of the controlled distribution and reuse of
39the package or packaging component is significantly greater, as
40compared to the same package or packaging component
P9    1manufactured in compliance with the applicable maximum
2concentration level set forth in subdivision (c) of Section 25214.13.

3(3) A means of identifying, in a permanent and visible manner,
4any reusable package or packaging component containing a
5regulated metal for which the exemption is sought.

6(4) A method of regulatory and financial accountability, so that
7a specified percentage of the reusable packages or packaging
8components that are manufactured and distributed to other persons
9are not discarded by those persons after use, but are returned to
10the manufacturer or identified designees.

11(5) A system of inventory and record maintenance to account
12for reusable packages or packaging components placed in, and
13removed from, service.

14(6) A means of transforming returned packages or packaging
15components that are no longer reusable into recycled materials for
16manufacturing, or a means of collecting and managing returned
17packages or packaging components as waste in accordance with
18applicable federal and state law.

19(7) A description of past, current, and planned future efforts to
20seek or develop alternatives to minimize or eliminate the use of
21the regulated metal in the package or packaging component.

22(h) In addition to the requirements specified in subdivision (a),
23if an exemption is being claimed under subdivision (g) of Section
2425214.14, the manufacturer or supplier shall prepare, retain, and
25biennially update the following documentation for the package or
26packaging component to which the exemption applies:

27(1) Applicable test data.

28(2) A description of past, current, and planned future efforts to
29seek or develop alternatives to minimize or eliminate the use of
30the regulated metal in the package or packaging component.

31(i) A manufacturer or supplier shall submit the documentation
32 required pursuant to subdivisions (a) to (h), inclusive, to the
33department, at least twice a year, on or before July 1 and January
341 of each year in which the exemption is being utilized. If the
35department finds that the documentation supplied pursuant to this
36section is incomplete or incorrect, the department shall notify the
37manufacturer or supplier that the documentation is incomplete or
38incorrect, and the manufacturer or supplier shall submit complete
39and correct documentation to the department within 60 calendar
40days after the date of receipt of the notification.

P10   1(j) If a manufacturer or supplier fails to comply with subdivision
2(i), the manufacturer or supplier shall, with respect to the package
3or packaging component to which the documentation request
4applies, comply with one of the following:

5(1) Immediately cease to offer the package or packaging
6component for sale or for promotional purposes in this state.

7(2) Replace the package or packaging component with a package
8or packaging component that conforms with the regulated metals
9limitations specified in Section 25214.13, in accordance with a
10schedule approved in writing by the department.

11(3) Submit complete and correct documentation for the package
12or packaging component, in accordance with a schedule approved
13in writing by the department.

14

SEC. 3.  

No reimbursement is required by this act pursuant to
15Section 6 of Article XIII B of the California Constitution because
16the only costs that may be incurred by a local agency or school
17district will be incurred because this act creates a new crime or
18infraction, eliminates a crime or infraction, or changes the penalty
19for a crime or infraction, within the meaning of Section 17556 of
20the Government Code, or changes the definition of a crime within
21the meaning of Section 6 of Article XIII B of the California
22Constitution.

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begin insertSEC. 4.end insert  

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begin insert

This act is an urgency statute necessary for the
24immediate preservation of the public peace, health, or safety within
25the meaning of Article IV of the Constitution and shall go into
26immediate effect. The facts constituting the necessity are:

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begin insert

27In order to extend this exemption and study various types of
28materials for the purpose of beverage container recycling at the
29earliest possible time, it is necessary for this act to take effect
30immediately.

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