BILL ANALYSIS                                                                                                                                                                                                    Ó






                             SENATE JUDICIARY COMMITTEE
                             Senator Noreen Evans, Chair
                              2013-2014 Regular Session


          AB 1005 (Alejo)
          As Amended June 3, 2013
          Hearing Date: June 11, 2013
          Fiscal: Yes
          Urgency: No
          RD


                                        SUBJECT
                                           
                       Judicial Appointments: Demographic Data

                                      DESCRIPTION  

          This bill would add disability and veteran status to the list of  
          demographic data that is provided annually by judicial  
          applicants, nominees, appointees, justices, and judges, and  
          required to be collected and released by the Governor, the  
          Commission on Judicial Nominees Evaluation of the State Bar, and  
          the Administrative Office of the Courts.  This bill would  
          provide that the collection of this demographic data would be  
          required only for judicial applicants, candidates, appointees,  
          nominees, justices, and judges who apply, or are reviewed,  
          appointed, nominated, or elected, on or after January 1, 2014,  
          and would require the release of this data to begin in 2015.

                                      BACKGROUND  

          Under existing law, the Governor, the Commission on Judicial  
          Nominees Evaluation (JNE Commission), and the Administrative  
          Office of the Courts (AOC) must collect and release demographic  
          data relative to ethnicity, race, and gender provided by  
          judicial applicants, nominees, appointees, justices, and judges.  
           (See SB 56 (Dunn, Ch. 390, Stats. 2006) and AB 159 (Jones, Ch.  
          722, Stats. 2007).) Since 2011, with the enactment of SB 182  
          (Corbett, Ch. 720, Stats. 2011), those entities must collect  
          data regarding gender identity and sexual orientation, as well.   
          Providing the specified information is voluntary, and any  
          release of the data must be done on an aggregated statistical  
          basis and cannot identify any individual applicant, justice, or  
          judge.  These disclosure requirements were added in order to  
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          better understand the diversity, or lack thereof, of the  
          judicial branch and judicial applicants.  

          The AOC's most recent report indicated that in 2012 women made  
          up 31.3 percent of all justices and judges, compared to 27.1  
          percent when reporting began in 2007.  That same report  
          indicated that the percentage of Hispanic or Latino judges  
          increased to 8.3 percent from 6.3 percent in 2007, Asian judges  
          increased to 5.8 percent from 4.4 percent; and Black or  
          African-American judges increased to 6.1 percent from 4.4  
          percent.  Also, the 2012 report noted that the number of persons  
          who provided no response or declined to indicate their race or  
          ethnicity shrank to 3.0 percent, down from 9.9 percent in 2007.  
          Pursuant to SB 182 (Corbett, Ch. 720, Stats. 2011), the AOC  
          report also indicated that, in 2012, 58.6 percent identified as  
          heterosexual; 1.1 percent identified as gay or lesbian,  
          respectively; 0.06 percent identified as transgender; none  
          identified as bisexual, and 39.1 percent provided no response or  
          declined to indicate their sexual orientation/gender identity  
          altogether.   

          With respect to judicial applicants and appointees, a 2012  
          report from Governor Brown indicated that women made up 36.3  
          percent of all judicial applicants and 34.7 percent of  
          appointees.  The report also indicated, among other things, that  
          Hispanics made up 13.8 percent of all judicial applicants and  
          17.3 percent of appointees; Asians made up 7.8 percent and 4  
          percent, respectively; and Blacks or African-Americans made up 8  
          percent and 9.3 percent, respectively.  That report also  
          indicates that 5.3 percent of applicants, as well as appointees,  
          identified as LGBT (i.e. lesbian, gay, bisexual or transgender).  
           

          By way of comparison, however, information from the 2010 U.S.  
          Census indicate that Hispanics or Latinos make up 37.6 percent  
          of California's population while Asians make up 13 percent and  
          Blacks or African-Americans 6.2 percent.  (2010 Census Results,  
          California  [as of June  
          1, 2013].)  Data offered in relation to SB 182 (Corbett, Ch.  
          720, Stats. 2012) indicated that as of October 2006, there were  
          nearly 1.4 million gay, lesbian, and bisexual Californians, or  
          5.2 percent of the population (transgender Californians were not  
          included).  (See "Same-sex Couples and the Gay, Lesbian,  
          Bisexual Population: New Estimates from the American Community  
          Survey," The Williams Institute, UCLA School of Law, October  
          2006.)
                                                                      



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          Similar to prior measures, this bill seeks to engender a similar  
          understanding of how the disabled and veteran communities are  
          represented in the judiciary by providing for demographic data  
          relative to disability and veteran status to be collected on a  
          voluntary basis and reported on an aggregated statistical basis.  


                                CHANGES TO EXISTING LAW
           
          1.    Existing law  provides that in the event of a vacancy in a  
            judicial office to be filled by appointment of the Governor,  
            or when the Governor is required under the Constitution to  
            nominate a candidate, the Governor must first submit the names  
            of all potential appointees or nominees to a designated agency  
            of the State Bar (the Commission on Judicial Nominees  
            Evaluation (JNE Commission)) for evaluation of their judicial  
            qualifications.  (Gov. Code Sec. 12011.5(a).)  
          
             Existing law  requires that all of the following occur on or  
            before March 1 every year:
                 The Governor must collect and release the following on  
               an aggregated statistical basis: (i) demographic data  
               provided by all judicial applicants relative to ethnicity,  
               race, gender, gender identity, and sexual orientation; (ii)  
               demographic data relative to ethnicity, race, gender,  
               gender identity, and sexual orientation as provided by all  
               judicial applicants, including both those whose names have  
               been, and whose names have not been, submitted to the JNE  
               Commission for evaluation; and (iii) demographic data  
               relative to ethnicity, race, gender, gender identity, and  
               sexual orientation, as provided by all judicial appointees  
               or nominees.
                 The JNE Commission must collect and release the  
               following on an aggregated statistical basis: (i) statewide  
               demographic data provided by all judicial applicants  
               reviewed regarding ethnicity, race, gender, gender  
               identity, and sexual orientation and areas of legal  
               practice and employment; and (ii) a statewide summary of  
               recommendations by ethnicity, race, gender, gender  
               identity, and sexual orientation and areas of legal  
               practice and employment. 
                 The Administrative Office of the Courts (AOC) must  
               collect and release demographic data provided by justices  
               and judges relative to ethnicity, race, gender, gender  
               identity and sexual orientation by specific jurisdiction.   
                                                                      



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               (Gov. Code Sec. 12011.5(n).)  

             Existing law  provides that the demographic data collected from  
            judicial applicants, nominees, and appointees shall be  
            disclosed only on an aggregated statistical basis and shall  
            not identify any individual applicant, justice, or judge.   
            (Gov. Code Sec. 12011.5(n)(3).)

             Existing law  specifies that all communications with the  
            Governor or his or her authorized agents or employees and to  
            the State Bar in furtherance of the purposes of the law  
            relating to judicial offices are "absolutely privileged from  
            disclosure and confidential."  (Gov. Code Sec. 12011.5(f).)

             This bill  would add disability and veteran status to the list  
            of self-reported demographic data required to be collected and  
            released by the Governor, the JNE Commission, and the AOC.  As  
            under existing law, providing the specified information would  
            be voluntary and any release of the data must be aggregated  
            statistical data and cannot identify any individual applicant,  
            justice, or judge.

             This bill  would limit the collection of demographic data  
            relative to disability and veteran status to judicial  
            applicants, candidates, appointees, nominees, justices, and  
            judges who apply, or are reviewed, appointed, nominated, or  
            elected, on or after January 1, 2014, and specify that the  
            release of this data is to begin in 2015.

          2.    Existing law  provides that "mental disability" includes,  
            but is not limited to, all of the following:
                 having any mental or psychological disorder or  
               condition, such as intellectual disability, organic brain  
               syndrome, emotional or mental illness, or specific learning  
               disabilities, that limits a major life activity, as  
               specified; 
                 any other mental or psychological disorder or condition  
               not described above that requires special education or  
               related services;
                 having a record or history of a mental or psychological  
               disorder or condition described by either of the above  
               provisions, which is known to the employer or other entity  
               covered by this part; 
                 being regarded or treated by the employer or other  
               entity covered by this part as having, or having had, any  
               mental condition that makes achievement of a major life  
                                                                      



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               activity difficult; or 
                 being regarded or treated by the employer or other  
               entity covered by this part as having, or having had, a  
               mental or psychological disorder or condition that has no  
               present disabling effect, but that may become a mental  
               disability as described in either of the first two  
               provisions above.  (Gov. Code Sec. 12926(j).) 
              
             Existing law  provides that "physical disability" includes, but  
            is not limited to, all of
            the following:
                 having any physiological disease, disorder, condition,  
               cosmetic disfigurement, or anatomical loss that does both  
               of the following: (i) affects one or more of the certain  
               body systems; and (ii) limits a major life activity, as  
               specified. 
                 any other health impairment not described above that  
               requires special education or related services;
                 having a record or history of a disease, disorder,  
               condition, cosmetic disfigurement, anatomical loss, or  
               health impairment described in the above provisions which  
               is known to the employer or other entity covered by this  
               part;
                 being regarded or treated by the employer or other  
               entity covered by this part as having, or having had, any  
               physical condition that makes achievement of a major life  
               activity difficult; or
                 being regarded or treated by the employer or other  
               entity covered by this part as having, or having had, a  
               disease, disorder, condition, cosmetic disfigurement,  
               anatomical loss, or health impairment that has no present  
               disabling effect but may become a physical disability as  
               described in either of the first two provisions above.   
               (Gov. Code Sec. 12926(l).)

             Existing law  specifies that neither "mental disability," nor  
            "physical disability" includes sexual behavior disorders,  
            compulsive gambling, kleptomania, pyromania, or psychoactive  
            substance use disorders resulting from the current unlawful  
            use of controlled substances or other drugs.  (Gov. Code Sec.  
            12926(j), (l).)

             Existing law  specifies that, notwithstanding the above  
            definitions, if the definition of "disability" used in the  
            federal Americans with Disabilities Act of 1990 would result  
            in broader protection of the civil rights of individuals with  
                                                                      



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            a mental disability or physical disability, as defined under  
            the state law outlined above, or would include any medical  
            condition not included within those definitions, then that  
            broader protection or coverage shall be deemed incorporated by  
            reference into, and shall prevail over conflicting provisions  
            of, the definitions in state law. (Gov. Code Sec. 12926(m).)
             Existing federal law  defines "veteran" to mean a person who  
            served in the active military, naval, or air service, and who  
            was discharged or released therefrom under conditions other  
            than dishonorable.  (38 U.S.C. Sec. 101(2).)  

             This bill  would define disability to include both physical and  
            mental disability, pursuant to the existing definitions above.  
              

             This bill  would define veteran status pursuant to existing  
            federal law above.  

          3.    Existing law  provides that members of the judicial  
            selection advisory committees are encouraged to recommend  
            candidates from diverse backgrounds and cultures reflecting  
            the demographics of California.  (Gov. Code Sec. 12926(o).)  

             This bill  would instead encourage the Governor and the  
            judicial advisory committees to give particular consideration  
            to candidates from diverse backgrounds and cultures reflecting  
            the demographics of California, including candidates with  
            demographic characteristics underrepresented among existing  
            judges and justices. 

                                        COMMENT
           
          1.    Stated need for the bill  

          According to the author: 

            Having professionals with diverse backgrounds on the bench  
            improves Californians' access to justice.  Members of the  
            judicial selection advisory committees are encouraged to  
            recommend candidates that reflect the demographics of  
            California.  Without the collection of data regarding veterans  
            and disabled persons, it will remain difficult to truly assess  
            the diversity of our judiciary.  

            According to the California Department of Veterans Affairs,  
            just over 1.8 million Californians are [v]eterans.  Likewise,  
                                                                      



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            the United States Census Bureau reported that approximately  
            5.9 million Californians have a disability.  In spite of these  
            significant numbers, veteran and disabled communities are not  
            considered when recommending [judicial] candidates that  
            reflect the demographics of California. 

            This bill adds veterans and persons with a disability to the  
            list of demographic data provided by judicial applicants,  
            nominees, appointees, justices, and judges. 

          The California Attorneys for Criminal Justice, in support, add  
          that "[b]y creating a broader pool of judicial applicants, the  
          more diverse the judges are in their own life experience, the  
          better than can be to understand the defendants before them."

          The American Bar Association [ABA], in support of the addition  
          of disability status to the demographic data that is collected,  
          writes that "[j]udicial diversity helps ensure that officials  
          representing the judiciary reflect those whom the system serves,  
          thus helping to promote public confidence in the decisions  
          rendered.  In recognition of the need for data collection to  
          determine progress in attaining diversity, the ABA House of  
          Delegates in 1991 adopted a policy calling for 'studies of the  
          existence, if any, of bias in the federal judicial system,  
          including bias based on race, ethnicity, gender, age, sexual  
          orientation and disability.'  Based on this policy, we believe  
          it is appropriate to provide for collection data relative to  
          disability status as a way to ensure that there are no barriers  
          that would in any way inhibit qualified individuals of diverse  
          backgrounds-including those with disabilities-to receive  
          consideration for judicial positions."

          2.    Bill would provide for collection and release of  
            self-reported demographic data concerning disability and  
            veteran status, consistent with existing law  

          This bill would add disability and veteran status to the list of  
          demographic data provided by judicial applicants, nominees,  
          appointees, justices, and judges.  That data is required to be  
          collected and released by March 1 of every year by the Governor,  
          the Commission on Judicial Nominees Evaluation (JNE Commission),  
          and the Administrative Office of the Courts (AOC).  This bill  
          would provide that the collection of this demographic data would  
          be required only for judicial applicants, candidates,  
          appointees, nominees, justices, and judges who apply, or are  
          reviewed, appointed, nominated, or elected, on or after January  
                                                                      



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          1, 2014, and would require the release of this data to begin in  
          2015.  In accordance with existing law, the first date of  
          release of this information would, therefore, be March 1, 2015.   


          Under existing law, a judicial applicant, nominee, appointee,  
          justice, or judge is not required to provide his or her  
          demographic data relative to ethnicity, race, and gender.  The  
          provision of that information is entirely voluntary.  For  
          example, the "Application for Appointment as Judge of the  
          Superior Court" states: "State law requires the Governor's  
          Office to collect, on an aggregate statewide basis, demographic  
          data relative to race, ethnicity, gender, gender identity and  
          sexual orientation [citation omitted]. To assist the Governor's  
          Office with these reporting obligations, applicants are asked to  
          voluntarily provide this information below. YOUR ANSWERS TO  
          THESE QUESTIONS ARE PURELY VOLUNTARY AND YOU MAY FREELY SKIP ANY  
          OR ALL OF THESE QUESTIONS AND GO DIRECTLY TO QUESTION 7.  If you  
          choose to respond, use the categories below to choose the one(s)  
          with which you most closely identify."  The scroll down menu for  
          ethnicity then gives applicants the option of choosing "American  
          Indian or Alaska Native," "Asian," "Black or African American,"  
          "Hispanic," "Native Hawaiian or Other Pacific Islander," "White  
          or Caucasian," or "Other."  Similarly, under it gives the  
          options of "Heterosexual," "Lesbian," "Gay," "Bisexual," or  
          "Transgender" for sexual orientation/gender identity. 

          Like existing law, this bill's addition of disability and  
          veteran status to the list of demographic data provided by  
          judicial applicants, nominees, appointees, justices, and judges  
          would be voluntary.  Staff notes that, at least in terms of the  
          categories of race and ethnicity, the number of individuals who  
          have declined to respond to questions about their race or  
          ethnicity has decreased. With respect to judges and justices,  
          the percentage of respondents who declined to disclose their  
          race or ethnicity has declined since reporting first began in  
          2007.  In 2007, according to the AOC's annual report, 9.9  
          percent of judges and justices provided no response or declined  
          to indicate their race and ethnicity.  In 2010, that number had  
          declined to 3.5 percent.  As of 2012, the number shrank further  
          to only 3.0 percent.  In contrast, the AOC report indicated that  
          39.1 percent provided no response or declined to indicate their  
          sexual orientation/gender identity.  The most recent JNE  
          Commission report similarly indicates that with respect to  
          evaluated candidates in 2012, 60 percent of women, and 70  
          percent of men declined to answer the sexual orientation/gender  
                                                                      



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          identity question.  

          With respect to this bill, data provided by the author's office  
          indicates that approximately 5.9 million Californians have a  
          disability, and that California's veteran population is  
          estimated at over 1.84 million, or 8.3 percent of the national.   
          (See Employment Development Department, Services for People with  
          Disability Statistics,  
           [as of June 1, 2013]; California Department of  
          Veterans Affairs, Snapshot of California Veterans (Dec. 30,  
          2012).)  As a matter of public policy, while the quality of  
          information depends on the willingness of respondents to provide  
          the information, the addition of disability and veteran status  
          would enhance the information regarding the diversity of the  
          judicial branch and applicants, in an effort to better reflect  
          the diversity of Californians within that branch with future  
          appointments.  

          3.   Legal Aid Society suggested amendments  

          The Legal Aid Society - Employment Law Center writes that "[t]he  
          integration of the legal profession to include qualified  
          individuals with disabilities, and the elimination of disability  
          bias within the profession and at entry points to law school,  
          bar membership, advancement, and judicial office are key  
          equality goals [as well as] long-term strategies for bringing  
          disability awareness and competency of all members to our legal  
          system, including decision-makers.  The provisions of AB 1005  
          are an important step in furtherance of this effort."  At the  
          same time, however, the Legal Aid Society proposed amendments to  
          the code section to remove the word "health" and words "health,  
          physical or mental condition" from specified provisions relating  
          to the qualifications of an individual, and to add the word  
          "voluntary" to certain provisions to make clear that individuals  
          are not required to provide this information.   

          Staff notes that nothing in the bill, or existing law, suggests  
          that the applicants, appointees, judges, or justices are  
          required to respond to these questions relating to demographic  
          data.  The requirement is for the Governor, JNE Commission and  
          AOC to collect and report that information.  As the application  
          for judicial appointment itself, as discussed in Comment 2  
          above, makes clear, any response is completely voluntary.  


                                                                      



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           Support  :  American Bar Association (support in part, relating to  
          disability status; neutral with respect to veteran status);  
          American Civil Liberties Union of California; American  
          Federation of State, County and Municipal Employees, Council 36;  
          American Legion - Department of California; AMVETS - Department  
          of California; California Attorneys for Criminal Justice (CACJ);  
          California State Commanders Veterans Council; Epilepsy  
                                                              California; Public Interest Law Project

           Opposition  :  None Known 

                                        HISTORY
           
           Source  :  Author

           Related Pending Legislation  : None Known

           Prior Legislation  :

          SB 182 (Corbett, Ch. 720, Stats. 2011) See Background.

          AB 126 (Davis, Ch. 667, Stats. 2011), among other things,  
          required the State Bar, in collecting and releasing statewide  
          demographic data on all judicial applicants, and the  
          Administrative Office of the Courts (AOC), in collecting and  
          releasing demographic data on justices and judges, to use  
          specified ethnic and racial categories.

          AB 159 (Jones, Ch. 722, Stats. 2007) See Background.

          SB 56 (Dunn, Ch. 390, Stats. 2006) See Background.

           Prior Vote  :

          Assembly Floor (Ayes 74, Noes 0)
          Assembly Appropriations Committee (Ayes 16, Noes 0) 
          Assembly Judiciary Committee (Ayes 10, Noes 0) 

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