BILL ANALYSIS Ó AB 1174 Page 1 Date of Hearing: April 16, 2013 ASSEMBLY COMMITTEE ON BUSINESS, PROFESSIONS AND CONSUMER PROTECTION Richard S. Gordon, Chair AB 1174 (Bocanegra and Logue) - As Amended: April 9, 2013 SUBJECT : Dental professionals: teledentistry under Medi-Cal. SUMMARY : This bill expands the scope of practice for registered dental assistants (RDA), registered dental assistant in extended functions (RDAEF), and registered dental hygienists (RDH) to better enable the practice of teledentistry in accordance with the findings of a Health Workforce Pilot Program (HWPP), and enables reimbursement by Medi-Cal for Virtual Dental Home (VDH) treatment. Specifically, this bill : 1)Authorizes an RDA, after completing a Dental Board of California (DBC) -approved educational program or course to that effect, to determine which radiographs to perform. 2)Authorizes an RDAEF licensed on or after January 1, 2010 to place an interim therapeutic restoration (ITR) if he or she: a) Places the ITR upon the order of the supervising [licensed] dentist under general supervision; b) Places the ITR pursuant to the order, control, and full professional responsibility of a licensed dentist, either under direct or general supervision, as determined by the supervising licensed dentist; and, c) Has taken a DBC-approved RDAEF education program or course to that effect in placing an ITR. 3)Authorizes a RDAEF licensed before January 1, 2010 to place an ITR if he or she: a) Places the ITR upon the order of the supervising [licensed] dentist under general supervision; b) Places the ITR pursuant to the order, control, and full professional responsibility of a licensed dentist, either under direct or general supervision, as determined by the supervising licensed dentist; and, AB 1174 Page 2 c) Provides evidence of having completed a DBC-approved course in placing an ITR and passed an examination. 4)Authorizes an RDH, after submitting to the Dental Hygiene Committee (DHC) evidence of satisfactory completion of a DHC- approved course of instruction, to do the following: a) Determine which radiographs to perform; and, b) Place an ITR upon the order of a licensed dentist. 5)Defines the following terms: a) "Asynchronous store and forward" means the transmission of a patient's dental information from an originating site to the health care provider at a distant site without the presence of the patient; b) "Distant site" means a site where a health care provider who provides health care services is located while providing these services via a telecommunications system; c) "Health care provider" means a person who is licensed by the DBC; d) "Interim therapeutic restoration" (ITR) as the removal of caries using hand instruments and placement of an adhesive restorative material. e) "Originating site" means a site where a patient is located at the time health care services are provided via a telecommunications system or where the asynchronous store and forward service originates; f) "Synchronous interaction" means a real-time interaction between a patient and a health care provider located at a distant site; g) "Teledentistry" means the mode of delivering dental health care services and public dental health via information and communication technologies to facilitate the diagnosis, consultation, treatment, education, care management, and self-management of a patient's dental health care while the patient is at the originating site AB 1174 Page 3 and the dental health care provider is at a distant site. Teledentistry includes synchronous interactions and asynchronous store and forward transfers; and, h) "Teledentistry by store and forward" means an asynchronous transmission of dental information to be reviewed at a later time by a licensed dentist at a distant site, where the dentist at the distant site reviews the dental information without the patient being present in real time. 6)Prohibits the requirement of face-to-face contact between a health care provider and a patient under the Medi-Cal program for teledentistry by store and forward, to the extent that federal financial participation is available. 7)States that services appropriately provided through the teledentistry store and forward process are subject to billing and reimbursement policies developed by the Department of Health Care Services (DHCS). 8)Requires a patient receiving teledentistry by store and forward to be notified of the right to receive interactive communication with the distant dentist and receive an interactive communication with the distant dentist upon request. 9)Requires, if requested, communication with the distant dentist to occur either at the time of the consultation, or within 30 days of the patient's notification of the results of the consultation. 10)Requires that dentist participation in services provided at an intermittent clinic through the use of telehealth be considered a billable encounter under Medi-Cal. 11)Permits DHCS to implement, interpret, and make specific these provisions regarding Medi-Cal teledentistry by means of all-county letters, provider bulletins, and similar instructions. 12)Requires DHCS to report to the Legislature the number and type of services provided, and the Medi-Cal payments made related to the application of store and forward teledentistry by January 1, 2017. AB 1174 Page 4 EXISTING LAW : 1) Establishes the Dental Board of California (DBC) to license and regulate the practice of dentistry. (Business and Professions Code (BPC) Section 1600 et seq.) 2) Establishes the Dental Hygiene Committee within DBC. (BPC 1900 et seq.) 3) Establishes the Telemedicine Development Act of 1996 for the purpose of addressing significant barriers to access to health services in medically underserved rural and urban areas, and defines "telemedicine" as the practice of health care delivery, diagnosis, consultation, treatment, transfer of medical data, and education using interactive audio, video or data communications. Neither a phone conversation nor an electronic mail message between a health care practitioner and patient constitutes telemedicine. (BPC 2290.5) 4) Provides that for the purpose of practicing telemedicine, provides that the term "health care practitioner" includes a physician and surgeon, podiatrist, clinical psychologist, marriage and family therapist, licensed clinical social worker, dentist, or optometrist. (BPC 2290.5) 5) Requires, prior to the delivery of health care via telemedicine, a health care practitioner who has ultimate authority over the care or primary diagnosis of the patient to obtain verbal and written informed consent from the patient or the patient's legal representative. Specifies that the informed consent procedure must include certain information to be given to the patient or the patient's legal representative verbally or in writing. Specifies that failure of a health care provider to comply with these requirements constitutes unprofessional conduct. Provides for exemptions to the application of telemedicine. (BPC 2290.5) 6) States that no health care service plan contract that is issued, amended, or renewed shall require face-to-face contact between a health care provider and a patient for services appropriately provided through telemedicine, as specified. Provides that this requirement applies to health care service plan contracts with the Medi-Cal managed care AB 1174 Page 5 program only if certain requirements are met. (Health and Safety Code (HSC) 1374.13) 7) Establishes the Medi-Cal program, administered by Department of Health Care Services (DHCS), under which health care services are provided to qualified low-income persons. (Welfare and Institutions Code (WIC) 14000 et seq.) 8) Provides that face-to-face contact between a health care provider and a patient shall not be required under the Medi-Cal program for services appropriately provided through telemedicine, subject to reimbursement policies developed by the Medi-Cal program, as specified. (WIC 14000 et seq., 14132.72) 9) Defines an "intermittent clinic" as a clinic that is operated by a primary care community or a free clinic and that is operated on separate premises from the licensed clinic and is only open for limited services of no more than 20 hours a week. (HSC 1206 (h)) FISCAL EFFECT : Unknown COMMENTS : 1)Purpose of this bill . This bill expands the scope of practice for RDAs, RDAEFs, and RDHs to better enable the practice of teledentistry and fully realize the concept of the Virtual Dental Home (VDH), consistent with the findings of successful pilot program, and enables reimbursement by Medi-Cal for VDH treatment. This bill is author sponsored. 2)Author's statement . According to the author, "A three year demonstration, directed by the Pacific Center for Special Care at the University of the Pacific School of Dentistry, has established the ability of the VDH system to reach underserved children in Head Start centers and schools, people with disabilities in residential care facilities, seniors in nursing homes, and others who do not access dental care in the traditional office and clinic-based delivery system. "AB 1174 expands the existing VDH system, as authorized through a HWPP under the Office of Statewide Health Planning and Development (OSHPD), and allows these systems to be used statewide. AB 1174 Page 6 "This bill incorporates the prevention and early intervention duties authorized by the HWPP into the scope of practice of allied dental personnel. It will also create parity between telehealth-facilitated diagnostic and preventive dental services and traditional in-person services by allowing telehealth-enabled teams to be able to bill the Medi-Cal program for providing dental care to enrolled individuals." 3)OSHPD pilot project . OSHPD was created in 1978 to provide California with an enhanced understanding of the structure and function of its healthcare delivery systems. OSHPD considers itself the leader in collecting data and disseminating information about California's healthcare infrastructure, promoting an equitably distributed healthcare workforce and publishing valuable information about healthcare outcomes. The Health Workforce Pilot Program within OSHPD allows organizations to test, demonstrate, and evaluate new or expanded roles for healthcare professionals, or new healthcare delivery alternatives before changes in licensing laws are made by the Legislature. An OSHPD pilot project is authorized to waive laws that would otherwise bar clinicians from learning and performing procedures outside their current scope of practice. OSHPD establishes minimum standards, guidelines, and instructions for approved pilot projects after one or more public hearings. Pilot projects must be sponsored by community hospitals or clinics, nonprofit educational institutions, or government agencies engaged in health or education activities. Upon approval, OSHPD conducts periodic site visits and continuous evaluations of the pilot project based on specified criteria. All data collected by OSHPD and by the pilot projects are public information, with due regard for the confidentiality of individual patient information. The raw data on which projects' reports and OSHPD's evaluation are based is available for public review. The Pacific Center for Special Care at the University of the Pacific, Arthur A. Dugoni School of Dentistry applied for and was approved to conduct a pilot project, HWPP 172, to teach new skills to health care personnel and improve the oral AB 1174 Page 7 health of underserved populations by expanding duties of RDAs, RDAEF, and RDHs working in VDHs. The goal of HWPP 172 was to demonstrate that RDAs, RDAEFs, and RDHs can keep people healthy in community settings by providing education, preventive care, interim therapeutic restorations triage, and case management. Where more complex dental treatment is needed, the VDH connects patients with dentists in the area. Since January 2011, 1,514 patients have been seen under HWPP 172. 1,514 radiographic decisions were made and 324 ITRs were placed by RDAs, RDAEFs, and RDHs with no adverse outcomes. 4)VDH . Virtual Dental Homes create a community-based oral health delivery system in which people receive preventive and basic therapeutic services in community settings where they live or receive educational, social or general health services. It utilizes technology to link practitioners in the community with dentists at remote office sites. Equipped with portable imaging equipment and an Internet-based dental record system, the RDA, RDAEF, or RDH collects electronic dental records such as X-rays, photographs, charts of dental findings, and dental and medical histories, and uploads the information to a secure website where they are reviewed by a collaborating dentist. The dentist reviews the patient's information and creates a tentative dental treatment plan. The RDA, RDAEF, or RDH then carries out the aspects of the treatment plan that can be conducted in the community setting. These services include: a) Health promotion and prevention education; b) Dental disease risk assessment; c) Preventive procedures such as application of fluoride varnish, dental sealants and, for dental hygienists, dental prophylaxis and periodontal scaling; d) Placing carious teeth in a holding pattern using ITRs to stabilize patients until they can be seen by a dentist for definitive care; and, AB 1174 Page 8 e) Tracking and supporting the individual's need for and compliance with recommendations for additional and follow-up dental services; The RDA, RDAEF, or RDH refers patients to dental offices for procedures that require the skills of a dentist. When such visits occur, the patient arrives with a diagnosis and treatment plan already determined, preventive practices in place and preventive procedures having been performed. Presumably, the patient is more likely to receive a successful first visit with the dentist as the patient's dental records and images have already been reviewed. All of this adds up to a more successful dentist visit. In some cases the dentist may come to the community site and use portable equipment to provide restorations or other services that only a dentist can provide. In either case, the majority of patient interactions and efforts to keep people healthy are performed by the RDA, RDAEF, or RDH in the community setting, thus creating a true community-based 'dental home'. 5)Medi-Cal . The VDH treatment model is currently not reimbursable by Medi-Cal because existing law requires face-to-face contact between a health care provider and a patient. This bill would delete that provision and allow practitioners to receive payment for these services. This bill also provides patient protections by ensuring contact with the remote dentist upon request. 6)Arguments in support . The Children's Partnership writes, "The VDH is currently being implemented on a pilot basis and is grant-funded. Therefore, it is not sustainable, as is. Two of the procedures that the dental hygienists and assistants are performing are currently authorized under a Health Workforce Pilot Project (HWPP) program?.Under the HWPP, the dental hygienists and assistants who are participating in the VDH are deciding which x-rays to take and are allowed to place interim therapeutic restorations (temporary fillings). These two duties are not within these professionals' current scope of practice, but the HWPP has shown that dental hygienists and assistants can safely and effectively perform them. "Legislation is needed to ensure dental hygienists and assistants can continue to perform the duties they are AB 1174 Page 9 performing under the HWPP and to ensure Medi-Cal pays dentists to provide store-and-forward teledentistry. We are strongly supporting AB 1174 because the VDH is a proven, successful model for bringing dental care to large numbers of children and other underserved populations in their communities." 7)Related legislation . AB 318 (Logue) would provide that, to the extent that federal financial participation is available, face-to-face contact between a health care provider and a patient shall not be required under the Medi-Cal program for "teledentistry by store and forward" and shall be considered a billable encounter. This bill is currently in Assembly Health Committee and its provisions have been incorporated into AB 1174. AB 1231 (V.Manuel Pérez) would permit, until January 1, 2019, the treatment of a pervasive developmental disorder or autism through the use of telehealth, and that dentistry may be provided through the use of teledentistry. The bill would require the Department of Developmental Services to provide technical assistance to regional centers on the use of telehealth and teledentistry. AB 1231 is in the Assembly Human Services Committee. 8)Previous legislation . AB 415 (Logue), Chapter 547, Statutes of 2011, enacted the Telehealth Advancement Act of 2011. This bill repeals and recasts existing laws related to the delivery of health care services via telemedicine and replaces the term telemedicine with telehealth. 9)Double-referral . This bill is double-referred, and if passed by this Committee, it will be referred to the Assembly Committee on Health. REGISTERED SUPPORT / OPPOSITION : Support California Coverage and Health Initiatives California School Health Centers Association California Primary Care Association Children Now Children's Defense Fund - California Connecting to Care Community Clinic Association of Los Angeles County AB 1174 Page 10 Golden Gate Regional Center Los Angeles Trust for Children's Health Shasta Community Health Center The Children's Partnership United Ways of California Venice Family Clinic Westside Children's Center Worksite Wellness LA 1 private individual Opposition None on file. Analysis Prepared by : Sarah Huchel / B.,P. & C.P. / (916) 319-3301