BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 1174
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          Date of Hearing:   April 16, 2013

              ASSEMBLY COMMITTEE ON BUSINESS, PROFESSIONS AND CONSUMER  
                                     PROTECTION
                              Richard S. Gordon, Chair
              AB 1174 (Bocanegra and Logue) - As Amended:  April 9, 2013
           
          SUBJECT :   Dental professionals:  teledentistry under Medi-Cal. 

           SUMMARY  :   This bill expands the scope of practice for  
          registered dental assistants (RDA), registered dental assistant  
          in extended functions (RDAEF), and registered dental hygienists  
          (RDH) to better enable the practice of teledentistry in  
          accordance with the findings of a Health Workforce Pilot Program  
          (HWPP), and enables reimbursement by Medi-Cal for Virtual Dental  
          Home (VDH) treatment.  Specifically,  this bill :  

          1)Authorizes an RDA, after completing a Dental Board of  
            California (DBC) -approved educational program or course to  
            that effect, to determine which radiographs to perform.

          2)Authorizes an RDAEF licensed on or after January 1, 2010 to  
            place an interim therapeutic restoration (ITR) if he or she:

             a)   Places the ITR upon the order of the supervising  
               [licensed] dentist under general supervision; 

             b)   Places the ITR pursuant to the order, control, and full  
               professional responsibility of a licensed dentist, either  
               under direct or general supervision, as determined by the  
               supervising licensed dentist; and,

             c)   Has taken a DBC-approved RDAEF education program or  
               course to that effect in placing an ITR. 

          3)Authorizes a RDAEF licensed before January 1, 2010 to place an  
            ITR if he or she:

             a)   Places the ITR upon the order of the supervising  
               [licensed] dentist under general supervision; 

             b)   Places the ITR pursuant to the order, control, and full  
               professional responsibility of a licensed dentist, either  
               under direct or general supervision, as determined by the  
               supervising licensed dentist; and,








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             c)   Provides evidence of having completed a DBC-approved  
               course in placing an ITR and passed an examination. 

          4)Authorizes an RDH, after submitting to the Dental Hygiene  
            Committee (DHC) evidence of satisfactory completion of a DHC-  
            approved course of instruction, to do the following:

             a)   Determine which radiographs to perform; and,

             b)   Place an ITR upon the order of a licensed dentist. 

          5)Defines the following terms:

             a)   "Asynchronous store and forward" means the transmission  
               of a patient's dental information from an originating site  
               to the health care provider at a distant site without the  
               presence of the patient;

             b)   "Distant site" means a site where a health care provider  
               who provides health care services is located while  
               providing these services via a telecommunications system;

             c)   "Health care provider" means a person who is licensed by  
               the DBC;

             d)   "Interim therapeutic restoration" (ITR) as the removal  
               of caries using hand instruments and placement of an  
               adhesive restorative material. 

             e)   "Originating site" means a site where a patient is  
               located at the time health care services are provided via a  
               telecommunications system or where the asynchronous store  
               and forward service originates;

             f)   "Synchronous interaction" means a real-time interaction  
               between a patient and a health care provider located at a  
               distant site;

             g)   "Teledentistry" means the mode of delivering dental  
               health care services and public dental health via  
               information and communication technologies to facilitate  
               the diagnosis, consultation, treatment, education, care  
               management, and self-management of a patient's dental  
               health care while the patient is at the originating site  








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               and the dental health care provider is at a distant site.  
               Teledentistry includes synchronous interactions and  
               asynchronous store and forward transfers; and,

             h)   "Teledentistry by store and forward" means an  
               asynchronous transmission of dental information to be  
               reviewed at a later time by a licensed dentist at a distant  
               site, where the dentist at the distant site reviews the  
               dental information without the patient being present in  
               real time.

          6)Prohibits the requirement of face-to-face contact between a  
            health care provider and a patient under the Medi-Cal program  
            for teledentistry by store and forward, to the extent that  
            federal financial participation is available. 

          7)States that services appropriately provided through the  
            teledentistry store and forward process are subject to billing  
            and reimbursement policies developed by the Department of  
            Health Care Services (DHCS).

          8)Requires a patient receiving teledentistry by store and  
            forward to be notified of the right to receive interactive  
            communication with the distant dentist and receive an  
            interactive communication with the distant dentist upon  
            request. 

          9)Requires, if requested, communication with the distant dentist  
            to occur either at the time of the consultation, or within 30  
            days of the patient's notification of the results of the  
            consultation.

          10)Requires that dentist participation in services provided at  
            an intermittent clinic through the use of telehealth be  
            considered a billable encounter under Medi-Cal.

          11)Permits DHCS to implement, interpret, and make specific these  
            provisions regarding Medi-Cal teledentistry by means of  
            all-county letters, provider bulletins, and similar  
            instructions.

          12)Requires DHCS to report to the Legislature the number and  
            type of services provided, and the Medi-Cal payments made  
            related to the application of store and forward teledentistry  
            by January 1, 2017.








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           EXISTING LAW  : 

          1) Establishes the Dental Board of California (DBC) to license  
             and regulate the practice of dentistry.  (Business and  
             Professions Code (BPC) Section 1600 et seq.)

          2) Establishes the Dental Hygiene Committee within DBC. (BPC  
             1900 et seq.)

          3) Establishes the Telemedicine Development Act of 1996 for the  
             purpose of addressing significant barriers to access to  
             health services in medically underserved rural and urban  
             areas, and defines "telemedicine" as the practice of health  
             care delivery, diagnosis, consultation, treatment, transfer  
             of medical data, and education using interactive audio, video  
             or data communications.  Neither a phone conversation nor an  
             electronic mail message between a health care practitioner  
             and patient constitutes telemedicine.  (BPC 2290.5)

          4) Provides that for the purpose of practicing telemedicine,  
             provides that the term "health care practitioner" includes a  
             physician and surgeon, podiatrist, clinical psychologist,  
             marriage and family therapist, licensed clinical social  
             worker, dentist, or optometrist.  (BPC 2290.5)

          5) Requires, prior to the delivery of health care via  
             telemedicine, a health care practitioner who has ultimate  
             authority over the care or primary diagnosis of the patient  
             to obtain verbal and written informed consent from the  
             patient or the patient's legal representative.  Specifies  
             that the informed consent procedure must include certain  
             information to be given to the patient or the patient's legal  
             representative verbally or in writing.  Specifies that  
             failure of a health care provider to comply with these  
             requirements constitutes unprofessional conduct.  Provides  
             for exemptions to the application of telemedicine.  (BPC  
             2290.5)

          6) States that no health care service plan contract that is  
             issued, amended, or renewed shall require face-to-face  
             contact between a health care provider and a patient for  
             services appropriately provided through telemedicine, as  
             specified.  Provides that this requirement applies to health  
             care service plan contracts with the Medi-Cal managed care  








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             program only if certain requirements are met.  (Health and  
             Safety Code (HSC) 1374.13)

          7) Establishes the Medi-Cal program, administered by Department  
             of Health Care Services (DHCS), under which health care  
             services are provided to qualified low-income persons.   
             (Welfare and Institutions Code (WIC) 14000 et seq.)

          8) Provides that face-to-face contact between a health care  
             provider and a patient shall not be required under the  
             Medi-Cal program for services appropriately provided through  
             telemedicine, subject to reimbursement policies developed by  
             the Medi-Cal program, as specified.  (WIC 14000 et seq.,  
             14132.72)

          9) Defines an "intermittent clinic" as a clinic that is operated  
             by a primary care community or a free clinic and that is  
             operated on separate premises from the licensed clinic and is  
             only open for limited services of no more than 20 hours a  
             week. (HSC 1206 (h))

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           1)Purpose of this bill  . This bill expands the scope of practice  
            for RDAs, RDAEFs, and RDHs to better enable the practice of  
            teledentistry and fully realize the concept of the Virtual  
            Dental Home (VDH), consistent with the findings of successful  
            pilot program, and enables reimbursement by Medi-Cal for VDH  
            treatment. This bill is author sponsored.  

           2)Author's statement  . According to the author, "A three year  
            demonstration, directed by the Pacific Center for Special Care  
            at the University of the Pacific School of Dentistry, has  
            established the ability of the VDH system to reach underserved  
            children in Head Start centers and schools, people with  
            disabilities in residential care facilities, seniors in  
            nursing homes, and others who do not access dental care in the  
            traditional office and clinic-based delivery system. 

            "AB 1174 expands the existing VDH system, as authorized  
            through a HWPP under the Office of Statewide Health Planning  
            and Development (OSHPD), and allows these systems to be used  
            statewide.








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            "This bill incorporates the prevention and early intervention  
            duties authorized by the HWPP into the scope of practice of  
            allied dental personnel. It will also create parity between  
            telehealth-facilitated diagnostic and preventive dental  
            services and traditional in-person services by allowing  
            telehealth-enabled teams to be able to bill the Medi-Cal  
            program for providing dental care to enrolled individuals."

           3)OSHPD pilot project  .  OSHPD was created in 1978 to provide  
            California with an enhanced understanding of the structure and  
            function of its healthcare delivery systems. OSHPD considers  
            itself the leader in collecting data and disseminating  
            information about California's healthcare infrastructure,  
            promoting an equitably distributed healthcare workforce and  
            publishing valuable information about healthcare outcomes.  

             The Health Workforce Pilot Program within OSHPD allows  
            organizations to test, demonstrate, and evaluate new or  
            expanded roles for healthcare professionals, or new healthcare  
            delivery alternatives before changes in licensing laws are  
            made by the Legislature. An OSHPD pilot project is authorized  
            to waive laws that would otherwise bar clinicians from  
            learning and performing procedures outside their current scope  
            of practice.   

            OSHPD establishes minimum standards, guidelines, and  
            instructions for approved pilot projects after one or more  
            public hearings.  Pilot projects must be sponsored by  
            community hospitals or clinics, nonprofit educational  
            institutions, or government agencies engaged in health or  
            education activities. 
           
             Upon approval, OSHPD conducts periodic site visits and  
            continuous evaluations of the pilot project based on specified  
            criteria. All data collected by OSHPD and by the pilot  
            projects are public information, with due regard for the  
            confidentiality of individual patient information. The raw  
            data on which projects' reports and OSHPD's evaluation are  
            based is available for public review. 

            The Pacific Center for Special Care at the University of the  
            Pacific, Arthur A. Dugoni School of Dentistry applied for and  
            was approved to conduct a pilot project, HWPP 172, to teach  
            new skills to health care personnel and improve the oral  








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            health of underserved populations by expanding duties of RDAs,  
            RDAEF, and RDHs working in VDHs.

            The goal of HWPP 172 was to demonstrate that RDAs, RDAEFs, and  
            RDHs can keep people healthy in community settings by  
            providing education, preventive care, interim therapeutic  
            restorations triage, and case management. Where more complex  
            dental treatment is needed, the VDH connects patients with  
            dentists in the area.

            Since January 2011, 1,514 patients have been seen under HWPP  
            172.  1,514 radiographic decisions were made and 324 ITRs were  
            placed by RDAs, RDAEFs, and RDHs with no adverse outcomes.  


           4)VDH  . Virtual Dental Homes create a community-based oral health  
            delivery system in which people receive preventive and basic  
            therapeutic services in community settings where they live or  
            receive educational, social or general health services. It  
            utilizes technology to link practitioners in the community  
            with dentists at remote office sites.

            Equipped with portable imaging equipment and an Internet-based  
            dental record system, the RDA, RDAEF, or RDH collects  
            electronic dental records such as X-rays, photographs, charts  
            of dental findings, and dental and medical histories, and  
            uploads the information to a secure website where they are  
            reviewed by a collaborating dentist. The dentist reviews the  
            patient's information and creates a tentative dental treatment  
            plan. The RDA, RDAEF, or RDH then carries out the aspects of  
            the treatment plan that can be conducted in the community  
            setting. These services include:

             a)   Health promotion and prevention education; 

             b)   Dental disease risk assessment; 

             c)   Preventive procedures such as application of fluoride  
               varnish, dental sealants and, for dental hygienists, dental  
               prophylaxis and periodontal scaling;
           
             d)   Placing carious teeth in a holding pattern using ITRs to  
               stabilize patients until they can be seen by a dentist for  
               definitive care; and,









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             e)   Tracking and supporting the individual's need for and  
               compliance with recommendations for additional and  
               follow-up dental services; 

            The RDA, RDAEF, or RDH refers patients to dental offices for  
            procedures that require the skills of a dentist. When such  
            visits occur, the patient arrives with a diagnosis and  
            treatment plan already determined, preventive practices in  
            place and preventive procedures having been performed.  
            Presumably, the patient is more likely to receive a successful  
            first visit with the dentist as the patient's dental records  
            and images have already been reviewed. All of this adds up to  
            a more successful dentist visit.

            In some cases the dentist may come to the community site and  
            use portable equipment to provide restorations or other  
            services that only a dentist can provide. In either case, the  
            majority of patient interactions and efforts to keep people  
            healthy are performed by the RDA, RDAEF, or RDH in the  
            community setting, thus creating a true community-based  
            'dental home'.

           5)Medi-Cal  . The VDH treatment model is currently not  
            reimbursable by Medi-Cal because existing law requires  
            face-to-face contact between a health care provider and a  
            patient.  This bill would delete that provision and allow  
            practitioners to receive payment for these services.  This  
            bill also provides patient protections by ensuring contact  
            with the remote dentist upon request.    

           6)Arguments in support  .  The Children's Partnership writes, "The  
            VDH is currently being implemented on a pilot basis and is  
            grant-funded.  Therefore, it is not sustainable, as is.  Two  
            of the procedures that the dental hygienists and assistants  
            are performing are currently authorized under a Health  
            Workforce Pilot Project (HWPP) program?.Under the HWPP, the  
            dental hygienists and assistants who are participating in the  
            VDH are deciding which x-rays to take and are allowed to place  
            interim therapeutic restorations (temporary fillings).  These  
            two duties are not within these professionals' current scope  
            of practice, but the HWPP has shown that dental hygienists and  
            assistants can safely and effectively perform them.

            "Legislation is needed to ensure dental hygienists and  
            assistants can continue to perform the duties they are  








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            performing under the HWPP and to ensure Medi-Cal pays dentists  
            to provide store-and-forward teledentistry.  We are strongly  
            supporting AB 1174 because the VDH is a proven, successful  
            model for bringing dental care to large numbers of children  
            and other underserved populations in their communities."   

           7)Related legislation  .  AB 318 (Logue) would provide that, to  
            the extent that federal financial participation is available,  
            face-to-face contact between a health care provider and a  
            patient shall not be required under the Medi-Cal program for  
            "teledentistry by store and forward" and shall be considered a  
            billable encounter.  This bill is currently in Assembly Health  
            Committee and its provisions have been incorporated into AB  
            1174. 

            AB 1231 (V.Manuel Pérez) would permit, until January 1, 2019,  
            the treatment of a pervasive developmental disorder or autism  
            through the use of telehealth, and that dentistry may be  
            provided through the use of teledentistry. The bill would  
            require the Department of Developmental Services to provide  
            technical assistance to regional centers on the use of  
            telehealth and teledentistry.  AB 1231 is in the Assembly  
            Human Services Committee. 

           8)Previous legislation  .  AB 415 (Logue), Chapter 547, Statutes  
            of 2011, enacted the Telehealth Advancement Act of 2011.  This  
            bill repeals and recasts existing laws related to the delivery  
            of health care services via telemedicine and replaces the term  
            telemedicine with telehealth. 

           9)Double-referral  .  This bill is double-referred, and if passed  
            by this Committee, it will be referred to the Assembly  
            Committee on Health. 

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California Coverage and Health Initiatives 
          California School Health Centers Association
          California Primary Care Association
          Children Now
          Children's Defense Fund - California 
          Connecting to Care
          Community Clinic Association of Los Angeles County








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          Golden Gate Regional Center
          Los Angeles Trust for Children's Health
          Shasta Community Health Center
          The Children's Partnership
          United Ways of California
          Venice Family Clinic
          Westside Children's Center
          Worksite Wellness LA
          1 private individual

           Opposition 
           
          None on file.
           
          Analysis Prepared by  :    Sarah Huchel / B.,P. & C.P. / (916)  
          319-3301