BILL ANALYSIS Ó AB 1174 Page 1 CONCURRENCE IN SENATE AMENDMENTS AB 1174 (Bocanegra and Logue) As Amended August 22, 2014 Majority vote ----------------------------------------------------------------- |ASSEMBLY: |76-0 |(January 27, |SENATE: |36-0 |(August 27, | | | |2014) | | |2014) | ----------------------------------------------------------------- Original Committee Reference: B., P. & C.P. SUMMARY : Expands the scope of practice for a registered dental assistant in extended functions (RDAEF), registered dental hygienist (RDH), and registered dental hygienist in alternative practice (RDHAP) to better enable the practice of teledentistry in accordance with the findings of a Health Workforce Pilot Program (HWPP), and authorizes Medi-Cal payments for teledentistry services provided to individuals participating in the Medi-Cal program. Specifically, this bill : 1)Authorizes an RDAEF licensed on or after January 1, 2010, or who completes a course in specified procedures approved by the Dental Board of California (DBC) and passes the same examination as someone licensed on or after January 1, 2010, and an RDH to perform the following additional duties: a) Determine, following protocols established by the supervising dentist, which radiographs to perform on a patient who has not received an initial examination by the supervising dentist for the specific purpose of the dentist making a diagnosis and treatment plan for the patient; and b) Place protective restorations, after the diagnosis, treatment plan, and instruction to perform the procedure is provided by a dentist. 2)Identifies a protective restoration as an interim therapeutic restorations (ITR), which is defined as a direct provisional restoration placed to stabilize the tooth until a licensed dentist diagnoses the need for further definitive treatment 3)Authorizes the performance of those duties in a dental office setting or public health setting using telehealth, and pursuant to the order, control, and full professional AB 1174 Page 2 responsibility of a supervising dentist, as specified. 4)Authorizes an RDHAP to perform these additional duties in residences of the homebound, schools, and residential facilities and other institutions, and to place protective restorations only under the general supervision of a dentist. 5)Provides that ITRs consist of the removal of soft material from the tooth using only hand instrumentation, without the use of rotary instrumentation, and subsequent placement of an adhesive restorative material, without the use of local anesthesia, after diagnosis and treatment plan by a dentist. 6)Requires an RDAEF and RDH, in order to perform the functions described above, to complete a program that includes training in performing those functions or to provide evidence satisfactory of having a DBC- or Dental Hygiene Committee of California (DHCC)-approved course in those functions. 7)Requires DBC and DHCC to adopt, by January 1, 2018, regulations to establish requirements for courses of instruction for these procedures using the competency-based training protocols established by HWPP. 8)Requires DBC to submit to DHCC proposed regulatory language for approval of courses for instruction for ITRs for purposes of promulgating regulations for RDHs and RDHAPs, and requires DBC to submit any subsequent amendments to those regulations to DHCC. 9)Requires DHCC to use the curriculum submitted by DBC to adopt regulatory language for approval of courses of instruction for ITRs, and requires any subsequent amendments to those regulations to be agreed on by DBC and DHCC. 10)Requires, until January 1, 2018, a program to perform these duties to contain a course that is established at the postsecondary educational level and to have faculty responsible for clinical evaluation complete a course in clinical evaluation or have a faculty appointment at an accredited dental education program. 11)Deems, until January 1, 2018, an RDAEF or RDH who has completed the prescribed training in the HWPP to have satisfied the requirement for completion of a DBC- or AB 1174 Page 3 DHC-approved course. 12)Requires DBC to issue a permit to an RDAEF who files a completed application, including the fee, to provide these duties after it has determined he or she has completed the required coursework. 13)For RDHs and RDHAPs, increases to $750 the fee for each review or approval of course requirements for licensure or procedures that require additional training that are not accredited by a DHCC-approved agency. 14)Until January 1, 2016, requires the Office of Statewide Health Planning and Development (OSHPD) to extend the duration of the HWPP in order to maintain the competence of the clinicians trained during the course of the project, and to authorize training of additional clinicians in the duties specified in the HWPP. 15)Provides that, to the extent federal financial participation (FFP) is available, face-to-face contact between a health care provider and a patient is not required under the Medi-Cal program for teledentistry by store and forward. 16)Defines "teledentistry by store and forward" as an asynchronous transmission of dental information to be reviewed at a later time by a dentist at a distant site who reviews the dental information without the patient being present in real time. 17)Provides that it is not unprofessional conduct for a dentist to require or permit, prior to any examination of the patient, an RDAEF, RDH, or RDHAP to determine and perform radiographs for the specific purpose of aiding a dentist in completing a comprehensive diagnosis and treatment plan for a patient using telehealth, as defined, under these provisions. 18)Provides that a dentist is not required to review patient records or make a diagnosis using telehealth. 19)Makes it the responsibility of the authorizing dentist, if dental treatment is provided to a patient pursuant to the diagnosis and treatment plan authorized by a supervising dentist at a location other than the dentist's practice location, that the patient, or the patient's representative, AB 1174 Page 4 receive written notification that the care was provided at the direction of the authorizing dentist and that includes the authorizing dentist's name, practice location address, and telephone number, except as specified. 20)Prohibits a dentist from concurrently supervising more than a total of five RDAEFs, RDHs, or RDHAPs under these provisions. The Senate amendments : 1)Delete provisions that authorized a registered dental assistant (RDA) to determine which radiographs to perform if he or she completed a DBC-approved educational program in those duties. 2)Delete provisions that require an RDHAP to complete specified coursework in order to determine which radiographs to perform or place protective restorations. 3)Delete provisions that define the following terms: "clinical instruction," "course," "didactic instruction," "interim therapeutic restoration," "laboratory instruction," "preclinical instruction," and "program." 4)Delete the requirement that a program or course required to choose radiographs to contain specified instructional components, including didactic and clinical instruction, laboratory instruction, and examinations. 5)Require DBC and DHCC to promulgate, by January 1, 2018, regulations to establish requirements for courses of instruction for the additional procedures using the competency-based training protocols established by the HWPP. 6)Require DBC to submit to DHCC proposed regulatory language for approval of courses for instruction for ITRs for purposes of promulgating regulations for RDHs and RDHAPs, and requires DBC to submit any subsequent amendments to those regulations to DHCC. 7)Requires DHCC to use the curriculum submitted by DBC to adopt regulatory language for approval of courses of instruction for ITRs, and requires any subsequent amendments to those regulations to be agreed on by DBC and DHCC. AB 1174 Page 5 8)Require DBC to issue a permit to an RDAEF who files a completed application, including the fee, to provide these duties after it has determined he or she has completed the required coursework. 9)For RDHs and RDHAPs, increases to $750 the fee for each review or approval of course requirements for licensure or procedures that require additional training that are not accredited by a DHCC-approved agency. 10)Until January 1, 2016, require OSHPD to extend the duration of the HWPP in order to maintain the competence of the clinicians trained during the course of the project, and to authorize training of additional clinicians in the duties specified in the HWPP. 11)Provides that it is not unprofessional conduct for a dentist to require or permit, prior to any examination of the patient, an RDAEF, RDH, or RDHAP to determine and perform radiographs for the specific purpose of aiding a dentist in completing a comprehensive diagnosis and treatment plan for a patient using telehealth, as defined, under these provisions. 12)Provides that a dentist is not required to review patient records or make a diagnosis using telehealth. 13)Make it the responsibility of the authorizing dentist, if dental treatment is provided to a patient pursuant to the diagnosis and treatment plan authorized by a supervising dentist at a location other than the dentist's practice location, that the patient, or the patient's representative, receive written notification that the care was provided at the direction of the authorizing dentist and that includes the authorizing dentist's name, practice location address, and telephone number, except as specified. 14)Prohibit a dentist from concurrently supervising more than a total of five RDAEFs, RDHs, or RDHAPs under these provisions. 15)Make conforming changes. FISCAL EFFECT : According to the Senate Appropriations Committee: 1)One-time costs of about $50,000 for the development of AB 1174 Page 6 regulations and information technology upgrades and ongoing costs of $200,000 per year for licensing and enforcement by the Dental Board of California (State Dentistry Fund). 2)One-time costs of about $50,000 for the development of regulations and information technology upgrades and ongoing costs of $80,000 per year for licensing by the Dental Hygiene Committee of California (State Dental Hygiene Fund). 3)Minor costs to continue the operation of Health Workforce Pilot Project #172 (private funds). 4)Unknown impact on Medi-Cal costs for dental procedures (General Fund and federal funds). Under current practice, the Medi-Cal program does not provide reimbursement for dental services provided through telehealth. By specifically authorizing such reimbursement and making changes to scope of practice laws that will increase the potential use of telehealth, this bill will likely increase utilization to some degree. The size of that impact is unknown. The Department has indicated that the cost of setting up the required information technology systems to facilitate dental telehealth will limit implementation. This may be particularly significant for the Denti-Cal program, in which reimbursement rates are generally low. On the other hand, utilization rates in the Denti-Cal program are very low (in 2011, only 27% of eligible children received dental care). Therefore, there is significant scope for increasing utilization of services in the Denti-Cal program. Finally, it may be the case that more early intervention will reduce long-run costs to provide dental care in the Medi-Cal program. COMMENTS : 1)Purpose of this bill. This bill expands the scope of practice for RDAEFs, RDHs, and RDHAPs to better enable the practice of teledentistry and fully realize the concept of the Virtual Dental Home (VDH), consistent with the findings of a successful pilot program, and enables reimbursement by Medi-Cal for VDH treatment. This bill is author sponsored. 2)Author's statement. According to the author, "A three year AB 1174 Page 7 demonstration, directed by the Pacific Center for Special Care at the University of the Pacific School of Dentistry, has established the ability of the VDH system to reach underserved children in Head Start centers and schools, people with disabilities in residential care facilities, seniors in nursing homes, and others who do not access dental care in the traditional office and clinic-based delivery system. "AB 1174 expands the existing VDH system, as authorized through a HWPP under the Office of Statewide Health Planning and Development (OSHPD), and allows these systems to be used statewide. "This bill incorporates the prevention and early intervention duties authorized by the HWPP into the scope of practice of allied dental personnel. It will also create parity between telehealth-facilitated diagnostic and preventive dental services and traditional in-person services by allowing telehealth-enabled teams to be able to bill the Medi-Cal program for providing dental care to enrolled individuals." 3)OSHPD pilot project. OSHPD was created in 1978 to provide California with an enhanced understanding of the structure and function of its healthcare delivery systems. OSHPD considers itself the leader in collecting data and disseminating information about California's healthcare infrastructure, promoting an equitably distributed healthcare workforce and publishing valuable information about healthcare outcomes. The HWPP within OSHPD allows organizations to test, demonstrate, and evaluate new or expanded roles for healthcare professionals, or new healthcare delivery alternatives before changes in licensing laws are made by the Legislature. An OSHPD pilot project is authorized to waive laws that would otherwise bar clinicians from learning and performing procedures outside their current scope of practice. Upon approval, OSHPD conducts periodic site visits and continuous evaluations of the pilot project based on specified criteria. In 2010, the Pacific Center for Special Care at the University of the Pacific, Arthur A. Dugoni School of Dentistry applied for and was approved to conduct a pilot project, HWPP 172, to teach new skills to health care personnel and improve the oral health of underserved populations by expanding duties of RDAs, RDAEF, and RDHs working in VDHs. The goal of HWPP 172 was to AB 1174 Page 8 demonstrate that RDAs, RDAEFs, and RDHs can keep people healthy in community settings by providing education, preventive care, interim therapeutic restorations triage, and case management. Where more complex dental treatment is needed, the VDH connects patients with dentists in the area. Since January 2011, 1,514 patients have been seen under HWPP 172, 1,514 radiographic decisions were made and 324 ITRs were placed by RDAs, RDAEFs, and RDHs with no adverse outcomes. The project has been extended through November 30, 2014. 4)Virtual Dental Homes. VDHs create a community-based oral health delivery system in which people receive preventive and basic therapeutic services in community settings where they live or receive educational, social or general health services. It utilizes technology to link practitioners in the community with dentists at remote office sites. Equipped with portable imaging equipment and an Internet-based dental record system, the RDA, RDAEF, or RDH collects electronic dental records such as X-rays, photographs, charts of dental findings, and dental and medical histories, and uploads the information to a secure Web site where they are reviewed by a collaborating dentist. The dentist reviews the patient's information and creates a tentative dental treatment plan. The RDA, RDAEF, or RDH then carries out the aspects of the treatment plan that can be conducted in the community setting. These services include: a) health promotion and prevention education; b) dental disease risk assessment; c) preventive procedures such as application of fluoride varnish, dental sealants and, for dental hygienists, dental prophylaxis and periodontal scaling; d) placing carious teeth in a holding pattern using ITRs to stabilize patients until they can be seen by a dentist for definitive care; and, e) tracking and supporting the individual's need for and compliance with recommendations for additional and follow-up dental services. The RDA, RDAEF, or RDH refers patients to dental offices for procedures that require the skills of a dentist. When such visits occur, the patient arrives with a diagnosis and treatment plan already determined, preventive practices in place and preventive procedures having been performed. Presumably, the patient is more likely to receive a successful first visit with the dentist as the patient's dental records and images have already been reviewed. All of this adds up to a more successful dentist visit. In some cases the dentist AB 1174 Page 9 may come to the community site and use portable equipment to provide restorations or other services that only a dentist can provide. In either case, the majority of patient interactions and efforts to keep people healthy are performed by the RDA, RDAEF, or RDH in the community setting. 5)Medi-Cal. The VDH treatment model is not reimbursable by Medi-Cal because existing law requires face-to-face contact between a health care provider and a patient. This bill would delete that provision and allow practitioners to receive payment for these services. This bill also provides patient protections by ensuring contact with the remote dentist upon request. Analysis Prepared by : Eunie Linden / B., P. & C.P. / (916) 319-3301 FN: 0005518