BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 1215
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          ASSEMBLY THIRD READING
          AB 1215 (Hagman and Holden)
          As Amended  April 9, 2013
          Majority vote 

           BUSINESS & PROFESSIONS            13-0              HEALTH        
                              19-0                            
           
           ----------------------------------------------------------------- 
          |Ayes:|Gordon, Jones, Bocanegra, |Ayes:|Pan, Logue, Ammiano,      |
          |     |Campos,                   |     |Atkins,                   |
          |     |Dickinson, Eggman,        |     |Bonilla, Bonta, Chesbro,  |
          |     |Hagman,                   |     |Gomez,                    |
          |     |Holden, Maienschein,      |     |Roger Hernández,          |
          |     |Mullin,                   |     |Lowenthal,                |
          |     |Skinner, Ting, Wilk       |     |Maienschein, Mansoor,     |
          |     |                          |     |Mitchell,                 |
          |     |                          |     |Nazarian, Nestande, V.    |
          |     |                          |     |Manuel Pérez,             |
          |     |                          |     |Wagner, Wieckowski, Wilk  |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Redefines the term "laboratory director" to allow a  
          licensed clinical laboratory scientist (CLS) to operate as the  
          director of a clinical laboratory when performing simple tests  
          exempted from the federal Clinical Laboratory Improvements  
          Amendments (CLIA) of 1988.

           FISCAL EFFECT  :  None.  This bill is keyed non-fiscal by the  
          Legislative Counsel. 

           COMMENTS  :  This bill would allow CLSs to operate as laboratory  
          directors overseeing clinical laboratories performing less  
          complex CLIA-waived tests, thereby expanding the pool of  
          individuals qualified to fill such positions.  As federal law  
          already authorizes CLSs to become laboratory directors but  
          California does not, this bill would conform state law to  
          federal law.  
           
           California clinical laboratories are subject to both federal and  
          state oversight.  The federal CLIA regulates clinical  
          laboratories based on the complexity (low, moderate or high) of  
          the tests offered.  In conformity with CLIA, California  








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          Department of Public Health licenses or registers clinical  
          laboratories according to the complexity of the tests they  
          perform.  Laboratories must be licensed for moderately or highly  
          complex procedures, and registered for low complexity.  About  
          3,000 clinical laboratories are licensed for moderate and/or  
          high complexity testing.  The remaining are registered  
          laboratories performing waived tests and/or provider-performed  
          microscopy.  

          This bill deals specifically with tests that are 'waived', or  
          exempt from regulatory oversight, because they are approved by  
          the Food and Drug Administration for home use, utilize simple  
          and accurate methods that make the possibility of error  
          negligible, or pose no significant risk of harm to the patient  
          if incorrectly performed.  Any person can purchase these tests  
          from pharmacies, drugstores, supermarkets, or retail stores and  
          conveniently perform the test at home.  Examples of these tests  
          include:  dipstick or tablet reagent urinalysis, stool sampling,  
          ovulation tests, urine pregnancy tests, and certain tests of a  
          small amount of blood obtained by skin prick or blood draw. 
           
           A laboratory director must be a licensed physician and surgeon  
          or meet other licensure requirements, and is responsible for  
          overseeing the overall operation and administration of the  
          laboratory.  Under federal CLIA, CLSs can be waived laboratory  
          directors.  Under state law, for the purposes of waived tests, a  
          laboratory director can also include a licensed naturopathic  
          doctor, an optometrist or a person licensed to direct a clinical  
          laboratory and who substantially meets the laboratory director  
          qualifications under CLIA for the type and complexity of tests  
          being offered by the laboratory.  In recent years, state  
          legislation has expanded the definition of who can become a  
          laboratory director for waived laboratory tests (naturopaths,  
          optometrists, and pharmacists), and this bill would add a CLS to  
          that list. 

          A laboratory director of a clinical laboratory performing waived  
          tests is responsible for the overall operation and  
          administration of the waived laboratory, including:  ensuring  
          that testing personnel are competent to perform test procedures;  
          recording and reporting test results promptly, accurately, and  
          proficiently; and assuring compliance with the applicable  
          regulations relating to the state laboratory law and the federal  
          CLIA.  While the laboratory director may delegate such duties to  








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          persons who meet appropriate qualifications, the laboratory  
          director is responsible for ensuring that all assigned duties  
          and testing are properly performed.  The laboratory director  
          would also be accessible to the laboratory to provide onsite,  
          telephone, or electronic consultation as needed.

          By including CLSs in the definition of a "laboratory director,"  
          this bill would effectively allow CLSs to independently perform  
          waived tests without supervision by another laboratory director.  
           This would also allow a CLS who wishes to work part-time to  
          operate a clinical laboratory performing CLIA-waived tests. 
               
          CLSs are already licensed to perform the highest category of  
          tests and are specifically trained in laboratory science and can  
          ensure that tests are being performed properly and specimen  
          procurement and handling are in accordance with protocols.   
          Therefore, CLSs are presumably capable of performing the duties  
          of a waived laboratory director, and may allow healthcare  
          providers to hire CLSs more affordably than a physician or  
          surgeon. 
          
          
           Analysis Prepared by  :    Joanna Gin / B., P. & C.P. / (916)  
          319-3301 


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