BILL ANALYSIS Ó ----------------------------------------------------------------- |SENATE RULES COMMITTEE | AB 1217| |Office of Senate Floor Analyses | | |1020 N Street, Suite 524 | | |(916) 651-1520 Fax: (916) | | |327-4478 | | ----------------------------------------------------------------- THIRD READING Bill No: AB 1217 Author: Lowenthal (D) Amended: 9/11/13 in Senate Vote: 21 SENATE HUMAN SERVICES COMMITTEE : 4-2, 6/25/13 AYES: Yee, Evans, Liu, Wright NOES: Berryhill, Emmerson SENATE APPROPRIATIONS COMMITTEE : 5-2, 8/30/13 AYES: De León, Hill, Lara, Padilla, Steinberg NOES: Walters, Gaines SENATE HUMAN SERV. COMM. : 4-2, 9/11/13 (pursuant to Senate Rule 29.10) AYES: Yee, Evans, Liu, Wright NOES: Berryhill, Emmerson ASSEMBLY FLOOR : 52-26, 5/30/13 - See last page for vote SUBJECT : Home Care Services Consumer Protection Act of 2013 SOURCE : Congress of California Seniors DIGEST : This bill enacts the Home Care Services Consumer Protection Act, which provides, on and after January 1, 2015, for the licensure and regulation of home care organizations, as defined, by Department of Social Services (DSS), and the registration of home care aides. This bill excludes specified entities from the definition of a home care organization and CONTINUED AB 1217 Page 2 excludes certain types of individuals as home care aides. Requires DSS to establish and continuously update a home care aid registry and requires background clearances for home care aides, as prescribed. This bill requires DSS to impose various fees to be deposited in the Home Care Aide Fund created by this bill. Senate Floor Amendments of 9/11/13 remove inclusion of Child Abuse Client Index information on the home care aide registry, remove an inadvertent re-insertion of previously deleted language, and make one technical amendment. Senate Floor Amendments of 9/6/13 gut existing language and restructure the bill, significantly revising its language and making several key policy changes; limit the scope of a DSS-administered public registry for home care aides and their organizations; remove client rights protections; modify certification requirements for aides who work for home care organization; remove requirement for independent aides to become certified or to be placed on the registry; and establish a misdemeanor crime for impersonating a home health care aide, makes other substantive changes. Senate Floor Amendments of 9/5/13 clarify that information shared by the Department of Social Services (DSS) pursuant to this bill is subject to existing law (Penal Code Section 11142), which states that the sharing of criminal records or information from criminal records with persons not authorized by law to receive such information is a misdemeanor. ANALYSIS : Existing law: 1.Establishes the California Community Care Facilities Act, which provides for the licensing and regulation of community care facilities providing non-medical residential care, day treatment, and adult day care under the Department of Social Services (DSS). 2.Provides for the licensing and regulation of health care facilities providing diagnosis, care, prevention, and treatment of human illness, physical or mental, to which more than one person is admitted for a 24-hour stay or longer. CONTINUED AB 1217 Page 3 3.Provides for the licensing and regulation of home health agencies and home health aides providing skilled nursing services to patients in their home residence. 4.Establishes the In-Home Supportive Services (IHSS) program to provide in-home domestic and personal care services for aged, blind or disabled individuals living at or below the poverty level for the purpose of enabling IHSS consumers to avoid institutionalization and remain safely in their homes with supportive services. 5.Requires prospective IHSS providers to undergo a criminal background check and establishes two tiers of exclusionary crimes. 6.Permits an IHSS consumer or any employer of an unlicensed in-home care provider to an aged or disabled consumer, to request a criminal background check for the provider and requires county welfare agencies to regularly inform the consumer of this right. This bill: 1.Separates the definition of "affiliated home care aides" - those aides who are employed by a homecare organization to provide home care services to a client - from "independent home care aides" - those aides who are not employed by a home care organization. 2.Removes reference to home care aide "certification" and replaces it with "registration." Additionally, the amendments remove DSS' oversight responsibility over registered aides, aside from maintaining the home care registry. While affiliated home care aides will still be required to be registered, pass a tuberculosis test, and complete basic training, the amendments remove these requirements for independent home care aides. 3.Requires affiliated home care aides to be listed on the public home care aide registry, administered by DSS, and removes the requirement independent home care aides' registry is voluntary. Establishes that, when determining whether to approve an application for registration, DSS shall consider, CONTINUED AB 1217 Page 4 among other things, whether a home care aide is "reputable and responsible" by reviewing information including criminal offender records. 4.Requires DSS to maintain on its website a registry of both registered home care aides and applicants, and facilitate public search of these individuals using the following search criteria: A. name B. registration number C. registration status D. registration expiration date 1.Deletes language that required DSS to maintain a registry on its Internet Web site of home care organizations and their licensure status. 2.Removes the section on Clients' Rights. 3.Newly establishes as a misdemeanor the following: falsely representing or presenting oneself as a home care aide applicant or registered home care aide, and violating the chapter in question or willfully or repeatedly violating a rule or regulation under that chapter. 4.Adds specified child care providers in the definition of home care aides, but excludes providers of care to children from multiple families, foster parents, relatives and other categories of providers, as specified. 5.Removes the section requiring employment agencies that refer, but do not act as the employer of, home care aides to maintain general and professional liability insurance. 6.Moves the bill's operative date to January 1, 2015. Background Licensing standards . Existing law generally provides for the DPH to license or certify facilities, organizations and individuals that provide clinical medical services, whether in a facility or in a patient's residence. Such services range from minor medical care to intensive skilled nursing services. Home health providers are required to complete a minimum of 75 hours CONTINUED AB 1217 Page 5 of training and complete a background check. IHSS program . California's IHSS program is the state's primary community-based long-term service, providing in-home domestic and personal care services for 448,000 aged, blind or disabled individuals living at or below the poverty level. The purpose of IHSS is to enable seniors and persons with disabilities to remain safely in their homes and avoid institutional care through the provision of a specified number of assistance hours provided by a home care worker under the direction of the consumer. The program is administered locally by counties and county public authorities under the direction and regulation of DSS. There are approximately 386,000 providers. Prior Legislation AB 322 (Yamada, 2013) would have established the Home Care Services Act of 2013 to license and regulate home care organizations providing services for the elderly, frail and persons with disabilities. The bill was held in Assembly Appropriations Committee. SB 411 (Price, 2011) would have established the Home Care Services Act of 2011, which required DPH to license and regulate home care organizations. The bill was vetoed by Governor Brown. AB 899 (Yamada, 2011) would have established the Home Care Services Act of 2013 to license and regulate home care organizations providing services for the elderly, frail and persons with disabilities. The bill was held in Assembly Appropriations Committee. AB 853 (Jones, 2007) would have established the Home Care Services Act to license and regulate home care services for the elderly, frail and persons with disabilities. The bill was held in Assembly Appropriations Committee. FISCAL EFFECT : Appropriation: No Fiscal Com.: Yes Local: Yes According to the Senate Appropriations Committee: One-time costs of approximately $22.5 million (General Fund) to promulgate regulations, forms, automation changes to create CONTINUED AB 1217 Page 6 the new licensing system and development of registries, inspections and licensing for 2,000 agencies, and certification of over 101,000 home care aides. Ongoing costs to be covered by licensure and certification fees from the newly created Home Care Organization and Home Care Aide (HCOHCA) Fund. Estimated ongoing costs of approximately $20 million (HCOHCA Fund) to administer the licensure and certification programs, to be fully offset by licensure and certification fees. Assuming 60% of ongoing costs would be attributable to licensure would result in a licensure fee of $6,000 per agency and $80 certification fee per home care aide. Fingerprint Fees Account costs to the Department of Justice of $280,000 in FY 2013-14, $400,000 in FY 2014-15, and $130,000 in FY 2015-16 and annually thereafter for workload associated with additional background checks required of all home care aides and home care organization licensees. Minor ongoing administrative costs to the Secretary of State to the extent additional organizations register to conduct business in California. SUPPORT : (Verified 9/9/13) Congress of California Seniors (source) AARP AFSCME California Commission on Aging California Council of the Blind California Senior Legislature Contra Costa Advisory Council on Aging Los Angeles County District Attorney's Office Richmond Commission on Aging SEIU California UDW/AFSCME Local 3930 OPPOSITION : (Verified 9/9/13) California Association for Health Services at Home Cambrian Homecare Care to Stay Home Caring Solutions CONTINUED AB 1217 Page 7 Comfort Care Senior Services Home Care Association of California Home Instead Senior Care Matched CareGivers Continuous Care Maxim Healthcare Services, Inc. People's Care ARGUMENTS IN SUPPORT : According to the author's office, the number of California residents aged 85 and older will double to more than 1.3 million by 2030. The author's office states that many older adults, facing chronic conditions and functional limitations, will require the provision of medical and non-medical services in their homes. The author's office notes that individuals and organizations providing skilled nursing services at a person's residence are required to be licensed, however for non-medical in-home personal care services, only the publicly funded service programs require providers to pass a background check or meet basic training standards. The author's office states that approximately 1,200 privately-funded homecare agencies operate in California with a business license and that an unknown number of independent home care aides provide services without any oversight or regulation. The author's office states that this bill requires all home care aides to be certified and that this bill ensures that all consumers of home care services have access to quality care from properly screened and trained caregivers, whether they receive services through a public or private entity. ARGUMENTS IN OPPOSITION : The Home Care Association of California and Maxim Healthcare Services, Inc. write, expressing their support for licensure in concept, but opposition to this bill as drafted. Specifically, both state concerns with the DSS-maintained registry mandated in the bill due to privacy concerns, the availability of personal information on a website and potential costs. ASSEMBLY FLOOR : 52-26, 5/30/13 AYES: Alejo, Ammiano, Atkins, Bloom, Blumenfield, Bocanegra, Bonilla, Bonta, Bradford, Brown, Buchanan, Ian Calderon, Campos, Chau, Chesbro, Cooley, Daly, Dickinson, Eggman, Fong, Fox, Frazier, Garcia, Gatto, Gomez, Gonzalez, Gordon, Gray, Hall, Roger Hernández, Jones-Sawyer, Levine, Lowenthal, Medina, Mitchell, Mullin, Muratsuchi, Nazarian, Pan, Perea, V. CONTINUED AB 1217 Page 8 Manuel Pérez, Quirk, Quirk-Silva, Rendon, Salas, Skinner, Stone, Ting, Weber, Wieckowski, Williams, John A. Pérez NOES: Achadjian, Allen, Bigelow, Chávez, Conway, Dahle, Donnelly, Beth Gaines, Gorell, Grove, Hagman, Harkey, Jones, Linder, Logue, Maienschein, Mansoor, Melendez, Morrell, Nestande, Olsen, Patterson, Wagner, Waldron, Wilk, Yamada NO VOTE RECORDED: Holden, Vacancy JL:ej 9/11/13 Senate Floor Analyses SUPPORT/OPPOSITION: SEE ABOVE **** END **** CONTINUED