BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 1280
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          Date of Hearing:   April 30, 2013

                        ASSEMBLY COMMITTEE ON HUMAN SERVICES
                                  Mark Stone, Chair
             AB 1280 (John. A. Pérez) - As Introduced:  February 22, 2013
           
          SUBJECT  :  Public assistance payments and unemployment  
          compensation benefits: electronic fund transfer:  qualifying  
          accounts

           SUMMARY  :  Extends federal consumer protection standards to state  
          benefits deposited into prepaid card accounts.  Specifically,  
           this bill  : 

          1)Requires that unemployment compensation benefit payments only  
            be deposited into an account that meets the requirements of a  
            qualifying account for deposit of public assistance payments,  
            as specified, when direct deposit is requested by a recipient  
            of unemployment compensation benefits.

          2)Requires direct deposit of CalWORKs benefits, when direct  
            deposit is requested by a recipient, to only be made to the  
            recipient's "qualifying account" at a financial institution.

          3)Defines qualifying account as one of the following:

             a)   A demand deposit or savings account at an insured  
               financial institution in the name of the person entitled to  
               receipt of public assistance payments; or

             b)   A prepaid card account that meets all of the following:

                 i.       The account is held at an insured financial  
                   institution;

                 ii.      The account is set up to meet the requirements  
                   for pass through deposit or share insurance so that the  
                   funds accessible through the account are insured for  
                   the benefit of the person entitled to the receipt of  
                   public assistance payments, as specified;

                 iii.     The account is not attached to any credit or  
                   overdraft feature that is automatically repaid from the  
                   account after delivery of the payment; and









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                 iv.      The issuer of the card complies with all of the  
                   requirements and provides the holder of the card with  
                   all of the consumer protections that apply to a payroll  
                   card account under federal law, as specified.

          1)Prohibits a person or entity that issues, maintains or manages  
            a prepaid card account from accepting or facilitating direct  
            deposit of unemployment compensation benefits or public  
            assistance benefits to a prepaid card account that does not  
            meet the definition of qualifying account, as specified.

          2)Defines financial institution as a state or national bank, a  
            state or federal savings and loan associations, a mutual  
            savings bank, or a state or federal credit union.

          3)Defines a payroll card account as an account that is  
            established through an employer and to which electronic funds  
            transfers of the consumer's wages, salary or other employee  
            compensation are made on a recurring basis, as provided in  
            regulations implementing the federal Electronic Funds Transfer  
            Act (EFTA).

          4)Defines issuer as a person or entity that issues a prepaid  
            card.

          5)Provides that prepaid card or prepaid card account shall have  
            the same definition as provided in EFTA regulations regarding  
            general use reloadable cards, or shall be defined as a card,  
            code or other means of access to a recipient's funds that is  
            usable at automated teller machines, or for goods or services  
            from multiple, unaffiliated merchants.

           EXISTING LAW  

          1)Establishes under federal law the Temporary Assistance for  
            Needy Families (TANF) program to provide welfare-to-work  
            services to eligible families.  In California, TANF funds for  
            welfare-to-work services are administered through the  
            California Work Opportunity and Responsibility to Kids  
            (CalWORKs) program.

          2)Establishes the maximum monthly amount of cash aid (maximum  
            aid payment) that can be provided to a family eligible for aid  
            under the CalWORKs program.









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          3)Requires the State Department of Social Services (DSS) to  
            cooperate with county treasurers and private financial service  
            providers, as specified, in developing and implementing an  
            electronically based system for delivering public assistance  
            payments to recipients of benefits who do not have individual  
            deposit accounts with financial institutions.

          4)Allows a recipient of CalWORKs cash aid payments to authorize  
            those payments to be directly deposited by electronic funds  
            transfer into the recipient's account at a financial  
            institution of his or her choice.

          5)Requires each county to make an agreement with one or more  
            financial institutions participating in the Automated Clearing  
            House, and requires counties to provide direct deposit by  
            electronic fund transfer of payments to any person entitled to  
            the receipt of public assistance benefits who authorizes the  
            direct deposit of benefits into an individual account at a  
            financial institution of his or her choice.

          6)Provides that an unemployed person is eligible for  
            unemployment insurance (UI) benefits if that person becomes  
            unemployed through no fault of his or her own, has worked in  
            UI-covered employment, is able and available to work, and is  
            totally or partially unemployed during the week for which a  
            claim is filed. 
           
          FISCAL EFFECT  :  Unknown

           COMMENTS  :  This bill seeks to align state law with federal law  
          governing the transfer or deposit of federal benefits into  
          prepaid card accounts.  By aligning with federal requirements  
          and establishing criteria for prepaid card accounts used for  
          this purpose, this bill protects families receiving state cash  
          benefits, and helps them avoid being subject to the  
          inappropriate practices of certain financial institutions. 

           California Work Opportunity and Responsibility to Kids  
          (CalWORKs) 
          The CalWORKs program provides monthly income assistance and  
          employment-related services aimed at moving children out of  
          poverty and helping families meet basic needs.  Federal funding  
          for CalWORKs comes from the Temporary Assistance for Needy  
          Families (TANF) block grant.  The average monthly cash grant for  
          a family of three (one parent and two children) on CalWORKs is  








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          $465.  CalWORKs grants are used to pay rent, buy clothing, pay  
          utilities bills, and pay for other basic needs to ensure  
          children can be cared for at home and remain safely with their  
          families.  According to January 2013 DSS data, 564,041 families  
          rely on CalWORKs, including over one million children.  Nearly  
          half of the children on CalWORKs are under age six.

           Electronic Benefits Transfers (EBT) Act
           AB 1542 (Ducheny), Chapter 270, Statutes of 1997, which  
          implemented federal welfare reform and established the CalWORKs  
          program, also conformed to federal law in establishing the  
          Electronic Benefits Transfer (EBT) Act, which makes the  
          following declarations:

          1)The development of incompatible systems for electronic  
            benefits transfer will create significant hardships on  
            recipients of public social services and businesses that  
            accept electronic transactions as payment for goods and  
            services; and

          2)The goals of electronic benefits transfer are to reduce the  
            cost of delivering benefits to recipients, to ensure that all  
            systems within California are compatible, and to afford public  
            social services recipients the opportunity to better and more  
            securely manage their financial affairs.

          California's official move from a paper-based system to an  
          electronic system for the distribution and use of public  
          assistance benefits occurred in 2002.  This shift was essential  
          in helping the CalWORKs and CalFresh (then Food Stamps) programs  
          keep pace with technological advances in point-of-sale and  
          automated teller systems.

          EBT programs
          An EBT program is one in which needs-tested benefits are  
          distributed by a government agency through accounts that can be  
          accessed electronically by recipients through automated teller  
          machines (ATMs), and point-of-sale (POS) terminals.  EBT cards  
          are not authorized for payment of employment-related payments,  
          such as salaries, unemployment benefits, pension benefits, or  
          retirement payments from federal, state or local governments.  
          (15 U.S.C. 1693(b))  

          In California, recipients of CalWORKs cash aid often receive  
          their benefits on an EBT card and use the card as they would any  








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          other debit card for ATM withdrawals and purchases to meet their  
          families' basic needs.  Unlike CalFresh benefits, which can only  
          be accessed through use of an EBT card and are not eligible for  
          cash withdrawal or purchase of basic necessities that don't  
          qualify as food, CalWORKs benefits can also be directly  
          deposited into a personal bank account at the request of a  
          CalWORKs recipient.

          While EBT cards provide much of the same access to purchases and  
          withdrawals as commercial debit cards, there are federal and  
          state restrictions on EBT transactions in certain locations.   
          The federal Middle Class Tax Relief and Job Creation Act of  
          2012, signed into law on February 22, 2012, required all states  
          receiving a TANF block grant to prevent EBT transactions in  
          liquor stores that do not also sell food; casinos, gambling and  
          gaming establishments; and any retail establishment that  
          provides adult-oriented entertainment.  Prior to this federal  
          policy change, DSS had already responded to Executive Order  
          S-09-10, issued by Governor Schwarzenegger, and by September  
          2011, had blocked EBT usage at more than 6,000 ATM machines.   
          These machines were located in adult entertainment businesses,  
          smoke shops, tattoo and piercing parlors, nightclubs, taverns  
          and bars, liquor stores, cannabis shops, a gun dealership, bingo  
          halls, racetracks, two cruise ships, and spa and massage salons.  
           It is important to note that DSS moved to remove EBT access for  
          ATM machines at these establishments although there was no  
          record of EBT withdrawals at all of these locations.

          Additionally, EBT cards are very different from commercial  
          credit cards in that they do not carry a credit line, and the  
          withdrawals or purchases a recipient makes cannot exceed the  
          amount that is available on the card.  Because grant levels keep  
          families at or below 40% of the Federal Poverty Level, access to  
          any additional funds during the month would help families better  
          meet their basic needs and potentially exit CalWORKs sooner.   
          However, lack of overdraft potential is an important feature  
          that helps poor families have access to their minimal benefits  
          as they become available each month without the threat of a  
          future month's aid payment having to be used to pay back debts  
          or overdraft fees

          Although funds distributed through EBT cards are protected from  
          some of the fees imposed on commercial credit cards, there are  
          still four types of surcharges that impact EBT card usage for  
          CalWORKs recipients.  These include ATM surcharge fees that are  








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          applied at some ATMs and POS machines when cash is withdrawn,  
          ATM balance inquiry fees, POS machine surcharge fees for getting  
          "cash back" on a purchase, and an $0.85 transaction fee to the  
          state's EBT vendor that is applied when cash is withdrawn from  
          an ATM or POS machine more than four times within a single  
          month.  According to data obtained by the Coalition of  
          California Welfare Rights Organizations through a Public Records  
          Act Request, nearly $18 million in cash aid benefits to CalWORKs  
          families went towards surcharges and fees in 2011.  Prior  
          relevant legislation, AB 756 (Mitchell), 2011, would have  
          prohibited fees or surcharges for EBT cash withdrawal at ATMs,  
          POS machines or similar cash withdrawal devices. 

           Unemployment insurance (UI) benefits
           Employers report each of their employees' wages to the  
          Employment Development Department (EDD), which is then used by  
          EDD to determine whether an unemployed person has earned enough  
          wages to file a UI claim.  In order to be eligible for payment  
          of UI benefits, an individual has to meet a number of  
          eligibility criteria for each week he or she claims benefits,  
          including being unemployed through no fault of his or her own,  
          and being physically able to work and actively looking for work.  
           Unless extended by Congress or the Legislature during a time of  
          high unemployment, a UI claim is effective for one year, during  
          which a claimant can receive from 12 to 26 weeks of full  
          benefits.  The benefit amount for each week in which a claimant  
          receives a payment can range from a minimum of $40 to a maximum  
          of $450, based on the claimant's quarterly earnings.  The most a  
          claimant can be eligible to receive for the year the claim is  
          effective is $11,700.

          Debit card for UI benefits
          EDD began paying UI benefits through the EDD Debit Card in July  
          2011, which, like EBT for CalWORKs benefits, offers a direct  
          deposit or electronic transfer option of funds that would  
          otherwise be accessible through the card.  The EDD Debit Card  
          was also a major shift in accessing benefits for UI claimants;  
          it eliminated both check disruption due to mail delays and check  
          cashing fees for people without personal bank accounts.   
          Additionally, the EDD Debit Card grants claimants the same  
          access to POS purchases and ATM withdrawals as people with  
          commercial debit cards. 

           Prepaid cards
           Under the federal Electronic Funds Transfer Act, a prepaid card  








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          is generally defined as a card or other payment code or device  
          that is purchased or loaded, on a prepaid basis, and is  
          redeemable for the purchase of goods or services, or cash  
          withdrawal at an ATM.  In some cases, prepaid cards can be  
          reloaded for purchases or withdrawals.  Many people who have  
          exhausted credit cards or the ability to obtain new credit  
          cards, or even those who don't feel comfortable using  
          traditional bank accounts, have turned to using prepaid cards as  
          a means of keeping their spending within feasible limits while  
          having the purchase and withdrawal freedom of a commercial debit  
          or credit card.  

          Why some people use prepaid cards
          The appeal of prepaid cards for a CalWORKs recipient may be the  
          flexibility the card allows to meet basic needs.  For example,  
          whereas an EBT card cannot be used to make an online utility  
          bill payment, a prepaid card often can be used for that purpose.  
           Because this would also allow a CalWORKs recipient to complete  
          this necessary transaction without having to make a cash  
          withdrawal at an ATM or other POS machine, the recipient may be  
          able to avoid the fees charged as a result of that withdrawal;  
          fees that reduce the already minimal amount of funds available  
          to the recipient's family.  

          Additionally, some prepaid cards are sold to consumers as  
          credit-building products.  With the understanding that having a  
          decent credit score can help families get rental housing  
          applications approved and obtain greater access to employment  
          opportunities, the promise of credit improvement is attractive.   
          What many people don't understand is that prepaid card activity  
          is not considered by any of the main credit reporting agencies,  
          and therefore does not affect a person's credit score with  
          normal use within the allotted funds.  According to the Network  
          Branded Prepaid Cards Association (NBPCA), "Prepaid cards help  
          the consumer control their budget and avoid interest charges,  
          running up debt and overdraft fees."  However, the details in  
          some prepaid card agreements, which frequently go unread, often  
          show that they are not always as secure as other cards or bank  
          accounts for cardholders.  This lack of security can be due to  
          multiple high fees, inadequate protection against theft of  
          funds, and overdraft or "shortage" fees that are charged when  
          the known, prepaid limit is allowed to be exceeded on a purchase  
          or withdrawal.  Although activity on a prepaid card is not  
          reported to credit agencies, overdraft or shortage fees that go  
          unpaid may ultimately be subject to collections, which can  








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          negatively impact a prepaid card user's credit.

           Federal Electronic Fund Transfer Act
           The Electronic Fund Transfer Act (EFTA) (15 USC 1693 et seq.)  
          was established in 1978 to protect individual consumers engaging  
          in fund transfers through an electronic terminal, telephone,  
          computer, or magnetic tape that instruct a financial institution  
          to either credit or debit a consumer's asset account  
          electronically.  Within what's commonly referred to as  
          "Regulation E" of the Board of Governors of the Federal Reserve  
          System, the EFTA establishes the rights, liabilities, and  
          responsibilities of consumers who use electronic fund transfer  
          services and of financial institutions that offer such services.

          In 2010, the federal Department of the Treasury ruled to allow  
          the receipt of federal payments through an electronic method.   
          In response to concerns about which electronic means, and  
          essentially which types of card accounts, would be eligible for  
          the receipt of federal funds, the new rule contained a number of  
          criteria that prepaid cards would have to meet to be qualified  
          to receive the delivery of federal funds.  Those criteria  
          include not having an attached line of credit or loan feature  
          that would cause automatic repayment from the card account and  
          providing for liability protections for loss, theft, or  
          unauthorized charges.  This bill applies these and other  
          criteria included in the ruling for purposes of transferring or  
          depositing state benefits into prepaid card accounts.

           Need for the bill
           According to the author, "The lack of consumer protections for  
          families receiving work supports or basic needs assistance not  
          only endangers the subsistence of California families  
          experiencing hardship, it undermines the security of the State's  
          investment.  By applying federal standards, AB 1280 will ensure  
          federal protections exist for state investments and low-income  
          families alike."  

          One of the bill's co-sponsors, Western Center on Law and  
          Poverty, states, "Both CalWORKs and UIB are intended to  
          stabilize families when an adult member of the household loses  
          employment or reduce their hours substantially.  Additionally,  
          CalWORKs continues to serve working parents whose wages are very  
          low and to help families in which a disabled family member  
          requires care.  California issues these supports using  
          electronic payment cards.  These cards comply with federal  








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          consumer protection laws.  While CalWORKs and UIB recipients  
          both have the right to direct deposit their benefits into their  
          own account, either a bank account or a privately selected  
          prepaid card, neither of these benefits have the same  
          protections as the federal benefits when being deposited into a  
          prepaid card account that does not have the federal  
          protections."

           PRIOR LEGISLATION  
          
          AB 2035 (Bradford), Chapter 319, Statutes of 2012, protects  
          against electronic theft of benefits delivered electronically.

          AB 756 (Mitchell), 2011, would have prohibited fees or  
          surcharges for EBT cash withdrawal at ATMs, POS machines or  
          similar cash withdrawal devices. 

          AB 1542 (Ducheny), Chapter 270, Statutes of 1997, implemented  
          federal welfare reform and conformed to federal law in  
          establishing the electronic benefits transfer system to deliver  
          CalWORKs and CalFresh (then Food Stamps) benefits.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Western Center on Law and Poverty (Sponsor)
          Asian Law Alliance
          Coalition of California Welfare Rights Organizations
























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           Opposition 
          
          None on file
           
          Analysis Prepared by  :    Myesha Jackson / HUM. S. / (916)  
          319-2089