BILL ANALYSIS Ó SENATE COMMITTEE ON PUBLIC SAFETY Senator Loni Hancock, Chair A 2013-2014 Regular Session B 1 3 2 AB 1327 (Gorell) 7 As Amended: May 5, 2014 Hearing date: May 13, 2014 Government Code; Penal Code MK:sl UNMANNED AIRCRAFT SYSTEMS HISTORY Source: Author Prior Legislation: SB 15 (Padilla) (currently in Assembly Public Safety) Support: Laborers' International Union of North America Local 535 Opposition:California State Sheriffs' Association; California Police Chiefs Association; Los Angeles District Attorneys Association Assembly Floor Vote: Ayes 63 - Noes 6 KEY ISSUES SHOULD THE LAW GENERALLY PROHIBIT THE USE OF UNMANNED AIRCRAFT SYSTEMS BY PUBLIC AGENCIES? SHOULD LAW ENFORCEMENT AGENCIES BE PERMITTED TO USE AN UNMANNED AIRCRAFT SYSTEM WHEN A WARRANT IS OBTAINED, WHEN THERE IS AN EXIGENT (More) AB 1327 Gorell Page 2 CIRCUMSTANCE OR WHEN HELPING FIRST RESPONDERS? SHOULD A PUBLIC AGENCY BE PERMITTED TO USE AN UNMANNED AIRCRAFT SYSTEM TO ASSIST THE NON-LAW ENFORCEMENT MISSION OF THE AGENCY? SHOULD THE IMAGES, DATA AND FOOTAGE OBTAINED BY A PUBLIC AGENCY THROUGH THE USE OF AN UNMANNED AIRCRAFT SYSTEM BE DESTROYED WITHIN ONE YEAR UNLESS OTHERWISE SPECIFIED? SHOULD THE IMAGES, DATA AND FOOTAGE OBTAINED BY A PUBLIC AGENCY THROUGH THE USE OF A DRONE BE PUBLIC UNLESS IT WAS OBTAINED THROUGH A WARRANT OR IS PART OF A CRIMINAL INVESTIGATION? PURPOSE The purpose of this bill is to regulate the use of unmanned aircraft systems by public agencies and the dissemination and use of any images, data and footage obtained by those systems. Existing federal law , the Aviation Administration Modernization and Reform Act of 2012 requires the Secretary of Transportation to develop a comprehensive plan to safely accelerate the integration of civil unmanned aircraft systems into the national airspace system. The plan is required to provide for safe integration of civil unmanned aircraft systems into national airspace as soon as practicable, not later than September 30, 2015. (112 P.L. 95, 332) Existing law authorizes the Attorney General, chief deputy attorney general, chief assistant attorney general, district attorney or the district attorney's designee to apply to the presiding judge of the superior court for an order authorizing the interception of wire or electronic communications under specified circumstances. (Penal Code §§ 629.50 et. seq.) Existing law prohibits wiretapping or eavesdropping on confidential communications. (Penal Code § 630) (More) AB 1327 Gorell Page 3 Existing law makes it a crime for a person, intentionally, and without requisite consent, to eavesdrop on a confidential communication by means of any electronic amplifying or recording device. (Penal Code § 632.) The US Constitution provides that "the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched and the persons or things to be seized." (4th Amendment of the U.S. Constitution.) The California Constitution provides that "the right of the people to be secure in their persons, houses, papers and effects against unreasonable seizures and searches may not be violated; and a warrant may not issue except on probable cause, supported by oath or affirmation, particularly describing the place to be searched and the persons and things to be seized." (Article I, Section 13 of the California Constitution.) Existing law defines a "search warrant" as an order in writing in the name of the People, signed by a magistrate, directed to a peace officer, commanding him or her to search for a person or persons, a thing or things, or personal property, and in the case of a thing or things or personal property, bring the same before the magistrate. (Penal Code § 1523.) Existing law permits a search warrant to be issued for any of the following grounds: When the property subject to search was stolen or embezzled; When property or things were used as the means to commit a felony; When the property or things are in the possession of any person with the intent to use them as a means of committing a public offense, or in the possession of another to whom he or she may have delivered them for the purpose of concealing them or preventing them from being discovered; (More) AB 1327 Gorell Page 4 When the property or things to be seized consist of any item or constitute any evidence that tends to show a felony has been committed, or tends to show that a particular person has committed a felony; When the property or things to be seized consist of evidence that tends to show that sexual exploitation of a child or possession of matter depicting sexual conduct of a person under the age of 18 years has occurred or is occurring; When there is a warrant to arrest a person; When a provider of electronic communication service or remote computing service has records or evidence, as specified, showing that property was stolen or embezzled constituting a misdemeanor, or that property or things are in the possession of any person with the intent to use them as a means of committing a misdemeanor public offense, or in the possession of another to whom he or she may have delivered them for the purpose of concealing them or preventing their discovery; When the property or things to be seized include an item or any evidence that tends to show a violation of a specified section of the Labor Code, or tends to show that a particular person has violated that section; When the property or things to be seized include a firearm or any other deadly weapon at the scene of, or at the premises occupied or under the control of the person arrested in connection with, a domestic violence incident involving a threat to human life or a physical assault, as specified; When the property or things to be seized include a firearm or any other deadly weapon that is owned by, or in the possession of, or in the custody or control of, specified persons; When the property or things to be seized include a firearm that is owned by, or in the possession of, or in the custody or control of, a person who is subject to the prohibitions regarding firearms, as specified, if a (More) AB 1327 Gorell Page 5 prohibited firearm is possessed, owned, in the custody of, or controlled by a person against whom a specified protective order has been issued, the person has been lawfully served with that order, and the person has failed to relinquish the firearm as required by law; and, When the information to be received from the use of a tracking device constitutes evidence that tends to show that either a felony, a misdemeanor violation of the Fish and Game Code, or a misdemeanor violation of the Public Resources Code has been committed or is being committed, tends to show that a particular person has committed a felony, a misdemeanor violation of the Fish and Game Code, or a misdemeanor violation of the Public Resources Code, or is committing a felony, a misdemeanor violation of the Fish and Game Code, or a misdemeanor violation of the Public Resources Code, or will assist in locating an individual who has committed or is committing a felony, a misdemeanor violation of the Fish and Game Code, or a misdemeanor violation of the Public Resources Code. (Penal Code §1524(a).) Existing law , in the California Public Rights Act, generally provides that access to information concerning the conduct of the people's business is a fundamental and necessary right of every person in this state. (Government Code § 6250 et. seq.) This bill provides that a public agency shall not use an unmanned aircraft system, or contract for the use of an unmanned aircraft system, except as provided. This bill provides that it also applies to all public and private entities when contracting with a public agency for the use of an unmanned aircraft system. This bill provides that a law enforcement agency may use an unmanned aircraft system if it has obtained a warrant based on probable cause. This bill provides that without a warrant a law enforcement (More) AB 1327 Gorell Page 6 agency may use an unmanned aircraft system in emergency situations if there is an imminent threat of life or great bodily harm, including, but not limited to, fires, hostage crises, "hot pursuit" situations if reasonably necessary to prevent harm to law enforcement officers or others, and search and rescue operations. This bill provides that without a warrant a law enforcement agency may use an unmanned aircraft system to assess the necessity of first responders in situations relating to traffic accidents, to inspect state parks and wilderness areas for illegal vegetation or fires. This bill provides that a public agency other than a law enforcement agency may use an unmanned aircraft system or contract for the use of an unmanned aircraft system, to achieve the core mission of the agency provided that the purpose is unrelated to the gathering of criminal intelligence. This bill provides that data collected pursuant to this subdivision shall not be disseminated to a law enforcement agency unless the agency has obtained a warrant for the data based on probable cause pursuant to this code. This bill provides a public agency that uses an unmanned aircraft system or contracts for the use of an unmanned aircraft system shall first provide reasonable notice to the public. Reasonable notice shall, at minimum consist of a one-time announcement regarding the agency's intent to deploy unmanned aircraft system technology and a description of the technology's capabilities. This bill provides that images, footage, or data obtained by a public agency, or any entity contracting with a public agency, through the use of an unmanned aircraft system shall not be disseminated outside the collecting public agency and shall not be used by the public agency for any purpose other than that for which it was collected. (More) AB 1327 Gorell Page 7 This bill provides that Images, footage, or data obtained through the use of an unmanned aircraft system shall be permanently destroyed within one year except that a public agency may retain the images, footage or data for the purposes of training, academic research, teaching and monitoring material assets owned by the public agency. This bill provides that the public agency shall retain any image, footage, or data if a warrant authorized its collection or if the images, footage or data are evidence in any claim filed or any pending litigation. This bill provides that images, footage or data retained for training purposes shall be used only for the education and instruction of an agency's employees in matters related to the mission of the agency and for no other purpose. This bill provides that images, footage or data retained for academic research or teaching purposes shall be used only for the advancement of research and teaching conducted by California's public colleges and universities and matters related to the mission of the institution and for no other purpose. This bill prohibits arming an unmanned aircraft system with a weapon or other device that may be carried or launched from an unmanned aircraft system and that is intended to cause bodily injury or death, or damage to, or the destruction of, real or personal property. This bill provides that all unmanned aircraft systems shall be operated so as to minimize the collection of images, footage or data of persons, places or things not specified with particularity in the warrant authorizing the use of an unmanned aircraft system or, if no warrant was obtained, for purposes unrelated to the justification for the operation. This bill specifically states it intended to conflict with or supersede federal law. (More) AB 1327 Gorell Page 8 This bill provides that a local legislative body may adopt more restrictive policies on the acquisition or use of unmanned aircraft systems. This bill provides that restrictions on electronic devices shall apply to unmanned aircraft systems. Existing law provides public records are open to inspection at all times during the office hours of the state or local agency and every person has a right to inspect any public record, except as hereafter provided. Any reasonably segregable portion of a record shall be available for inspection by any person requesting the record after deletion of the portions that are exempted by law. (Government Code § 6253) This bill provides that notwithstanding any other provision, images, footage or data obtained through the use of the unmanned aircraft system or any record, including but not limited to, usage logs or logs that identify any person or entity that subsequently obtains or requests records of that system, are public records subject to disclosure. This bill provides that notwithstanding the above, records obtained through the use of drones are not public records subject to disclosure if the law enforcement used a warrant or if the images, footage, data or records pertain to a pending criminal investigation. RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION For the last several years, severe overcrowding in California's prisons has been the focus of evolving and expensive litigation relating to conditions of confinement. On May 23, 2011, the United States Supreme Court ordered California to reduce its prison population to 137.5 percent of design capacity within two years from the date of its ruling, subject to the right of the state to seek modifications in appropriate circumstances. (More) AB 1327 Gorell Page 9 Beginning in early 2007, Senate leadership initiated a policy to hold legislative proposals which could further aggravate the prison overcrowding crisis through new or expanded felony prosecutions. Under the resulting policy, known as "ROCA" (which stands for "Receivership/ Overcrowding Crisis Aggravation"), the Committee held measures that created a new felony, expanded the scope or penalty of an existing felony, or otherwise increased the application of a felony in a manner which could exacerbate the prison overcrowding crisis. Under these principles, ROCA was applied as a content-neutral, provisional measure necessary to ensure that the Legislature did not erode progress towards reducing prison overcrowding by passing legislation, which would increase the prison population. In January of 2013, just over a year after the enactment of the historic Public Safety Realignment Act of 2011, the State of California filed court documents seeking to vacate or modify the federal court order requiring the state to reduce its prison population to 137.5 percent of design capacity. The State submitted that the, ". . . population in the State's 33 prisons has been reduced by over 24,000 inmates since October 2011 when public safety realignment went into effect, by more than 36,000 inmates compared to the 2008 population . . . , and by nearly 42,000 inmates since 2006 . . . ." Plaintiffs opposed the state's motion, arguing that, "California prisons, which currently average 150% of capacity, and reach as high as 185% of capacity at one prison, continue to deliver health care that is constitutionally deficient." In an order dated January 29, 2013, the federal court granted the state a six-month extension to achieve the 137.5 % inmate population cap by December 31, 2013. The Three-Judge Court then ordered, on April 11, 2013, the state of California to "immediately take all steps necessary to comply with this Court's . . . Order . . . requiring defendants to reduce overall prison population to 137.5% design capacity by December 31, 2013." On September 16, 2013, the State asked the Court to extend that deadline to December 31, 2016. In (More) AB 1327 Gorell Page 10 response, the Court extended the deadline first to January 27, 2014 and then February 24, 2014, and ordered the parties to enter into a meet-and-confer process to "explore how defendants can comply with this Court's June 20, 2013 Order, including means and dates by which such compliance can be expedited or accomplished and how this Court can ensure a durable solution to the prison crowding problem." The parties were not able to reach an agreement during the meet-and-confer process. As a result, the Court ordered briefing on the State's requested extension and, on February 10, 2014, issued an order extending the deadline to reduce the in-state adult institution population to 137.5% design capacity to February 28, 2016. The order requires the state to meet the following interim and final population reduction benchmarks: 143% of design bed capacity by June 30, 2014; 141.5% of design bed capacity by February 28, 2015; and, 137.5% of design bed capacity by February 28, 2016. If a benchmark is missed the Compliance Officer (a position created by the February 10, 2016 order) can order the release of inmates to bring the State into compliance with that benchmark. In a status report to the Court dated February 18, 2014, the state reported that as of February 12, 2014, California's 33 prisons were at 144.3 percent capacity, with 117,686 inmates. 8,768 inmates were housed in out-of-state facilities. The ongoing prison overcrowding litigation indicates that prison capacity and related issues concerning conditions of confinement remain unresolved. While real gains in reducing the prison population have been made, even greater reductions may be required to meet the orders of the federal court. Therefore, the Committee's consideration of ROCA bills -bills that may impact the prison population - will be informed by the following questions: (More) AB 1327 Gorell Page 11 Whether a measure erodes realignment and impacts the prison population; Whether a measure addresses a crime which is directly dangerous to the physical safety of others for which there is no other reasonably appropriate sanction; Whether a bill corrects a constitutional infirmity or legislative drafting error; Whether a measure proposes penalties which are proportionate, and cannot be achieved through any other reasonably appropriate remedy; and, Whether a bill addresses a major area of public safety or criminal activity for which there is no other reasonable, appropriate remedy. COMMENTS 1. Need for the Bill According to the author: The FAA is mandated to integrate unmanned aerial systems into the national airspace by 2015 (FAA Modernization and Reform Act of 2012). The number of potential civil and commercial uses for unmanned aerial vehicles in society is vast and will certainly prove to be beneficial tools. But these tools can also be susceptible to abuse without appropriate oversight and rules. The Federal Aviation Administration predicts that 30,000 drones will fill the nation's skies in less than 20 years. There is a potential for misuse without clear policies that protect the privacy rights of individuals. There are currently no California laws governing drone usage, and without action from the Legislature, there will be no restrictions on how law enforcement and local and state agencies can and will use drones in California. AB 1327 provides appropriate oversight and rules to address the public's concerns in anticipation of this (More) AB 1327 Gorell Page 12 technology being integrated into Californians' lives after the FAA authorizes drones for use in 2015. The provisions of AB 1327 are the product of over a year of discussions with privacy advocates legal scholars, professors, law enforcement, and a wide range of public agencies and industry representatives. The Assembly Public Safety also held an informational hearing in 2013 around privacy issues related to unmanned aerial systems (UAS). In addition, the author hosted a three-day UAS symposium to discuss and consider input from subject matter experts. 2. Unmanned Aircraft Systems This bill would use the term "unmanned aircraft systems," as defined, to reference what are commonly known as drones. That term, also used by the Federal Aviation Administration (FAA), would be defined to include the unmanned aircraft itself (the drone) and the associated elements (which include the components that control the aircraft). Regarding the types of aircraft that may be considered unmanned aircraft systems, the FAA's fact sheet notes: Unmanned Aircraft Systems (UAS) come in a variety of shapes and sizes and serve diverse purposes. They may have a wingspan as large as a Boeing 737 or smaller than a radio-controlled model airplane. Regardless of size, the responsibility to fly safely applies equally to manned and unmanned aircraft operations. Because they are inherently different from manned aircraft, introducing UAS into the nation's airspace is challenging for both the FAA and aviation community. UAS must be integrated into a National Airspace System (NAS) that is evolving from ground-based navigation aids to a GPS-based system in NextGen. Safe integration of UAS (More) AB 1327 Gorell Page 13 involves gaining a better understanding of operational issues, such as training requirements, operational specifications and technology considerations. Although not always thought of when the word "drone" is used, hobby-size airplanes and helicopters that are equipped with digital cameras are becoming more and more affordable for the average consumer. Those hobby aircraft may be used for pure novelty, surveying one's yard, or even checking to see the condition of a roof. With respect to the treatment of model aircraft as an unmanned aircraft system, the FAA has issued the following clarification: The current FAA policy for UAS operations is that no person may operate a UAS in the National Airspace System without specific authority. For UAS operating as public aircraft the authority is the [Certificate of Waiver or Authorization], for UAS operating as civil aircraft the authority is special airworthiness certificates, and for model aircraft the authority is AC 91-57 [(the model aircraft operating standards)]. The FAA recognizes that people and companies other than modelers might be flying UAS with the mistaken understanding that they are legally operating under the authority of AC 91-57. AC 91-57 only applies to modelers, and thus specifically excludes its use by persons or companies for business purposes. 3. Limitations on Use of Drones by Public Agency This bill generally prohibits the use of an unmanned aircraft (drone) by a public agency or a private agency contracting with a public agency except under specified circumstances. 4. Law Enforcement Use of a Drone (More) AB 1327 Gorell Page 14 a. With a warrant: As the technology for "drones" advances, law enforcement has and will continue to seek ways technology can assist them. The issue that arises when law enforcement and other governmental agencies use drones is how and when they should be used and when a warrant should be necessary for their use. By stating that law enforcement agency may use a drone if it has obtained a warrant based on probable cause this bill clearly states that a warrant is necessary for use of a drone. b. In exigent circumstances: The bill would also allow law enforcement to use a drone in emergency situations if there is an imminent threat to life or of great bodily harm, including but not limited to fires, hostage crises, "hot pursuit" situations if reasonably necessary to prevent harm to law enforcement officers or others, and search and rescue operations on land or water. These are consistent with exceptions to warrant requirements under 4th Amendment jurisprudence. c. Assisting first responders: This bill also would allow law enforcement to use a drone without a warrant to assess the necessity of first responders in situations relating to traffic accidents, to inspect state parks and wilderness areas for illegal vegetation and to look for fires. 5. Public Agency Use of Drones This bill would allow a public agency, other than a law enforcement agency, to use a drone or contract for the use of a drone to achieve the core mission of the agency provided that the purpose is unrelated to the gathering of criminal intelligence. So under this exception the Department of Transportation could send a drone to inspect a bridge or the (More) AB 1327 Gorell Page 15 Resources Agency could send a drone to check levees or other similar things within a public entities scope. If a warrant is not required to use a drone, a public agency may not share the information with a law enforcement agency unless that law enforcement agency has obtained a warrant for the data or a warrant would not have been needed if the law enforcement agency had collected the data. The bill requires that if a public agency uses a drone or contracts for the use of the drone they must provide notice to the public that shall at a minimum, consist of a one-time announcement regarding the agency's intent to use a drone and what the drone is capable of. 6. Retention of Images, Footage or Data This bill requires that images, footage or data obtained by a public agency through the use of a drone shall not be disseminated outside the public agency and shall not be used for any purpose other than that for which it was collected. The bill further requires that the images, footage or data obtained through use of a drone be destroyed within one year with a couple of exceptions. The public agency may retain them for purposes of training, academic research, teaching and monitoring of material assets owned by the public agency. The images, footage or data shall also be retained if its collection was authorized by a warrant or if they are evidence in a claim or pending litigation. Is one year an appropriate length of time to keep the images etcetera. before they are permanently destroyed? Is there a reason the images should be kept longer or for a shorter period of time? The academic research or teaching purposes is limited to California public college and universities. Is there a reason (More) AB 1327 Gorell Page 16 private universities in California should not be able to use information collected by a public agency for research purposes? 7. Prohibition on Arming a Drone This bill provides that, unless authorized by a federal agency, a drone used by a public agency or its contractor shall not be armed with a weapon or other device that may be carried by or launched by the drone that is capable of injury, death or destruction to people or property. 8. Public Records Act This bill provides that images, footage or data obtained through the use of a drone by a public agency and any record on the use of the drone are subject to public disclosure except in the following instances: If the unmanned aircraft was used pursuant to a warrant; or, If the images, footage, data or records pertain to a pending criminal investigation. 9. Opposition The Los Angeles District Attorney opposes this bill stating: AB 1237 is an inappropriate attempt to impose search and seizure requirements on California law enforcement agencies beyond what is required by the 4th Amendment of the United States Constitution. Under the California Constitution's "Truth-In-Evidence" clause, suppression of evidence on 4th (or 5th, 6th, or 14th) Amendment grounds is permissible "only if exclusion is mandated by the federal constitution?[as] articulated by the United States Supreme Court" (People v. Robinson (2010) 47 Cal.4th 1104, 1119.) or by a statute enacted by a two-thirds vote of both houses of the Legislature. (AB 1327 is a majority vote bill) (More) AB 1327 Gorell Page 17 Under California law, surveillance constitutes a "search" if the suspect reasonably believed that the incriminating evidence would not have been observed. Conversely, surveillance does not constitute a search if the suspect knew, or should have known, that both of the following circumstances existed: (1)Plausible vantage point: There was a vantage point from which officers could have seen the evidence without violating the suspect's Fourth Amendment rights. (2) Reasonable effort: The effort that was necessary to make the observation was not beyond that which would have been expended by a moderately inquisitive person utilizing generally available resources. Because public property is the quintessential "plausible vantage point," an observation of evidence that could have been seen from a public place is not a search. This is true of electronic aerial visual surveillance technology as well. A search warrant for the use of electronic aerial visual surveillance is not required if an aircraft or UAS is flown in accordance with FAA regulations and the aircraft or UAS is not flown in a physically intrusive manner. The test as to whether or not a warrant is required is if officers utilized technology that merely permitted them to see things they could have seen from a plausible vantage point, although less clearly and with somewhat more effort. Nor if a warrant is required merely because a surveillance device was "sophisticated" or technologically complex. (More) AB 1327 Gorell Page 18 The United States Supreme Court has repeatedly held that the type of electronic aerial visual surveillance technology available on a law enforcement aircraft or UAS does not constitute search or require a search warrant in most circumstances. In Dow Chemical Co. v. US (1986) 476 US 227, 238 the USSC held, "The mere fact that human vision is enhanced somewhat, at least to the degree here [a "precision aerial mapping camera"], does not give rise to constitutional problems." and in US v. Knotts (1983) 460 US 276, 282 the USSC held, "Nothing in the Fourth Amendment prohibited the police from augmenting the sensory faculties bestowed upon them at birth with such enhancement as science and technology afforded them in this case." (More) In US v. Ishmael (5C 1995) 48 F3 850, 855 the federal courts held, "While technology certainly gives law enforcement a leg up on crime, the Supreme Court has never equated police efficiency with unconstitutionality.", and in US v. Scott (1C 1992) 975 F2 927, 930 the courts held, "There is no constitutional requirement that police techniques in the detection of crime must remain stagnant while those intent on keeping their nefarious activities secret have the benefit of new knowledge." In California v. Ciraolo (1986) 476 US 207, 215, the USSC held, "The Fourth Amendment simply does not require the police traveling in the public airways to obtain a warrant in order to observe what is visible to the naked eye." Nor may a defendant assert a reasonable expectation of privacy from a lawful aerial observation. (People v. Venghiattis (1986) 185 CA3 326, 331) Our office does believe that a search warrant would be required if the surveillance would reveal activity inside a home or other private structure. However, because the type of surveillance AB 1327 does not meet the definition of a search under California law, our office strongly believes that it is inappropriate to require a search warrant for this type of activity. 10. SB 15 (Padilla) Last year this Committee passed SB 15 (Padilla) which also deals with drones. SB 15 requires a warrant for the use of a drone in circumstances when a warrant would otherwise be required for entry or search of a property without a drone. SB 15 also addresses private use of drones by making it a crime for an individual to use a drone to spy or peep on another and also provides for civil liability. SB 15 (Padilla) failed Assembly Public Safety but was granted reconsideration. *************** (More) AB 1327 Gorell Page 20