BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 1436
                                                                  Page  1

          Date of Hearing:   May 7, 2014

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                  Mike Gatto, Chair

                   AB 1436 (Waldron) - As Amended:  April 22, 2014 

          Policy Committee:                              Human  
          ServicesVote:6 - 0

          Urgency:     No                   State Mandated Local Program:  
          No     Reimbursable:              

           SUMMARY  

          This bill requires the Department of Social Services (DSS) to  
          post information on its website regarding Residential Care  
          Facilities for the Elderly (RCFE), including results of  
          licensing inspections reports, consultation reports, violations,  
          plans of correction, appeal requests, and the number, nature and  
          status of complaints filed against a facility.

           FISCAL EFFECT  

          Ongoing costs to DSS of approximately $700,000 for two permanent  
          and one limited term positions for project development, testing  
          and maintenance and other related IT contract work.

           COMMENTS  

           1)Purpose  . The author contends "California must keep up with  
            modern technology and require the State Department of Social  
            Services to post all inspection reports, consultation reports,  
            lists of deficiencies, appeals and plans for correction on the  
            department's website."  

          2)Background  . RCFEs, commonly referred to as assisted living  
            facilities, are licensed retirement  residential homes and  
            board and care homes that provide personal care and  
            supervision or health related services to persons who are 60  
            years of age and over, who voluntarily choose to reside in the  
            facility.  RCFEs enable older persons to live independently in  
            a home-like environment rather than in nursing home or other  
            institutionalized facility.  Services include personal care  
            and protective supervision, including incidental medical  








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            services, based upon the needs of the resident.   
           
            There are 7,589 licensed RCFEs in California with a capacity  
            to serve over 176,000 residents.  Licensed by DSS' Community  
            Care Licensing Division (CCLD), RCFEs range in size from  
            residential homes with six or less beds to more formal  
            residential facilities with 100 beds or more.  DSS is required  
            to conduct unannounced licensing inspections of the more than  
            75,000 licensed community care facilities, including RCFEs, at  
            least once every five years, more often in some circumstances.  


           3)DSS Website  . DSS is required to operate an automated RCFE  
            license information system to provide information on licensees  
            and former licensees of licensed RCFEs.  It currently has a  
            searchable database of RCFEs on its website, but information  
            is limited to the name, location, contact information, type of  
            facility and whether the facility's license is current or  
            pending.  It does not provide information such as a facility's  
            licensing history, staff, or its complaints history. Under  
            current practice, when a licensee undergoes a licensing  
            inspection or is subject to a complaint investigation, the  
            information reported by CCLD is maintained in a paper-based  
            format.  To acquire information on the quality of a facility,  
            a person must travel to one of DSS' eight regional licensing  
            offices and request the information in person. 

            In response to recent incidences in RCFEs, DSS is working to  
            provide more robust information of licensed RCFEs on its  
            website. DSS anticipates having an online searchable database  
            with up to five years of historical information on RCFEs,  
            including:

             a)   the name of the facility and its licensee's name and  
               contact information;

             b)   the number of substantiated, unsubstantiated, and  
               inconclusive complaints filed against the facility,  
               including complaint severity and whether a complaint  
               resulted in a citation;

             c)   the number of inspections, complaint investigations, and  
               general visits the facility has received. 

            A timeline for the availability of this searchable database  








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            has not been established. 

           1)Related Legislation  .  AB 2621 (Garcia, 2014) requires DSS to  
            post similar information on their website regarding child day  
            care facilities. This bill is with this committee.

           2)RCFE Reform Package  . In response to a number of highly  
            publicized events at facilities that have raised questions  
            about the adequacy of RCFEs and the state's ability to comply  
            with existing oversight and enforcement requirements, a number  
            of legislative measures are being pursued to strengthen,  
            address shortcomings, resolve legal liabilities and gaps in  
            the provision of services, and ultimately reform the RCFE  
            industry.  This measure is part of those efforts. 


           Analysis Prepared by  :    Jennifer Swenson / APPR. / (916)  
          319-2081