BILL ANALYSIS Ó SENATE COMMITTEE ON PUBLIC SAFETY Senator Loni Hancock, Chair A 2013-2014 Regular Session B 1 7 9 AB 1798 (Assembly Committee on Public Safety) 8 As Introduced: February 18, 2014 Hearing date: June 10, 2014 Penal Code JRD:sl DEADLY WEAPONS HISTORY Source: California Law Review Commission Prior Legislation: SB 1115 (Committee on Public Safety) - Chapter 178, Statutes of 2010 SB 1080 (Committee on Public Safety) - Chapter 711, Statutes of 2010 Support: Unknown Opposition:None Known Assembly Floor Vote: Ayes 78 - Noes 0 KEY ISSUE SHOULD NONSUBSTANTIVE REVISIONS BE MADE TO THE DEADLY WEAPON STATUTES? PURPOSE The purpose of this legislation is to make technical, (More) AB 1798 (ACoPS) Page 2 nonsubstantive changes to the laws related to deadly weapons, as specified. Existing law states, in order to assist in the investigation of crime, the prosecution of civil actions by city attorneys, the arrest and prosecution of criminals, and the recovery of lost, stolen, or found property, the Attorney General shall keep and properly file a complete record of all copies of fingerprints, copies of licenses to carry firearms issued as provided, information reported to the Department of Justice (DOJ) as specified, dealers' records of sales of firearms, specified forms and reports, that are not dealers' records of sales of firearms, other specified information, and reports of stolen, lost, found, pledged, or pawned property in any city or county of this state, and shall, upon proper application therefor, furnish this information to the officers authorized to receive state summary criminal history information. (Penal Code § 11106(a).) Existing law requires the Attorney General to permanently keep and properly file and maintain all information reported to DOJ pursuant to specified provisions of law as to firearms and maintain a registry thereof. (Penal Code § 11106 (b).) Existing law provides that any officer referred to in provisions of law related to who may receive state summary criminal history information may disseminate the name of the subject of the record, the number of the firearms listed in the record, and the description of any firearm, including the make, model, and caliber, from the record relating to any firearm's sale, transfer, registration, or license record, or any information reported to DOJ if certain conditions are met. (Penal Code § 11106(c)(1).) Existing law defines "application to purchase" to mean either of the following: a. The initial completion of the register by the purchaser, transferee, or person being loaned a firearm, (More) AB 1798 (ACoPS) Page 3 as required by existing provisions of law; or, b. The initial completion and transmission to DOJ of the record of electronic or telephonic transfer by the dealer on the purchaser, transferee, or person being loaned a firearm, as required by existing provisions of law. (Penal Code § 16190) Existing law defines "firearm safety device" as a device other than a gun safe that locks and is designed to prevent children and unauthorized users from firing a firearm. The device may be installed on a firearm, be incorporated into the design of the firearm, or prevent access to the firearm. (Penal Code § 16540.) Existing law states that "locked container" means a secure container that is fully enclosed and locked by a padlock, key lock, combination lock, or similar locking device. The term "locked container" does not include the utility or glove compartment of a motor vehicle. (Penal Code § 16850.) Existing law defines "short-barreled rifle" to mean any of the following: a. A rifle having a barrel or barrels of less than 16 inches in length; b. A rifle with an overall length of less than 26 inches; c. Any weapon made from a rifle (whether by alteration, modification, or otherwise) if that weapon, as modified, has an overall length of less than 26 inches or a barrel or barrels of less than 16 inches in length; d. Any device that may be readily restored to fire a fixed cartridge which, when so restored, is a device defined in subdivisions (a) to (c), inclusive; or, (More) AB 1798 (ACoPS) Page 4 e. Any part, or combination of parts, designed and intended to convert a device into a device defined in subdivisions (a) to (c), inclusive, or any combination of parts from which a device defined in subdivisions (a) to (c), inclusive, may be readily assembled if those parts are in the possession or under the control of the same person. (Penal Code § 17170.) Existing law states that "short-barreled shotgun" means any of the following: a. A firearm that is designed or redesigned to fire a fixed shotgun shell and has a barrel or barrels of less than 18 inches in length; b. A firearm that has an overall length of less than 26 inches and that is designed or redesigned to fire a fixed shotgun shell; c. Any weapon made from a shotgun (whether by alteration, modification, or otherwise) if that weapon, as modified, has an overall length of less than 26 inches or a barrel or barrels of less than 18 inches in length; d. Any device that may be readily restored to fire a fixed shotgun shell which, when so restored, is a device defined in subdivisions (a) to (c), inclusive; or, e. Any part, or combination of parts, designed and intended to convert a device into a device defined in subdivisions (a) to (c), inclusive, or any combination of parts from which a device defined in subdivisions (a) to (c), inclusive, can be readily assembled if those parts are in the possession or under the control of the same person. (Penal Code § 17180.) (More) AB 1798 (ACoPS) Page 5 Existing law requires the producer and facility manager of a gun show or event to prepare an annual event and security plan and schedule that shall include, at a minimum, all of the information specified for each show or event. The annual event and security plan shall be submitted by either the producer or the facility's manager to the DOJ and the law enforcement agency with jurisdiction over the facility. (Penal Code § 27210.) Existing law authorizes DOJ to conduct onsite inspections at the business premises of a person on the centralized list of exempted federal firearms licensees to determine compliance with firearms laws; and requires DOJ to work in consultation with the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) to ensure that licensees are not subject to duplicative inspections. (Penal Code § 28480.) Existing law provides that DOJ may adopt regulations as necessary to carry out specified provisions of law. DOJ shall work in consultation with the ATF to ensure that state regulations are not duplicative of federal regulations. (Penal Code § 28490.) Existing law allows the California Law Review Commission to study and recommend revisions to correct technical or minor substantive defects in the statutes of the state without a prior concurrent resolution of the Legislature referring the matter to it for study. (Government Code § 8298.) This bill clarifies that the definitions of "application to purchase," "firearm safety device," "locked container," "short-barreled rifle," and "short-barreled shotgun" apply to all provisions in Part 6 of the Penal Code related to Control of Deadly Weapons. This bill standardizes references in the code to the "federal Bureau of Alcohol, Tobacco, Firearms and Explosives" and the "facility's manager." This bill recasts language in statutes into separate (More) AB 1798 (ACoPS) Page 6 subdivisions to increase clarity and readability. This bill deletes an erroneous cross-reference. RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION For the last several years, severe overcrowding in California's prisons has been the focus of evolving and expensive litigation relating to conditions of confinement. On May 23, 2011, the United States Supreme Court ordered California to reduce its prison population to 137.5 percent of design capacity within two years from the date of its ruling, subject to the right of the state to seek modifications in appropriate circumstances. Beginning in early 2007, Senate leadership initiated a policy to hold legislative proposals which could further aggravate the prison overcrowding crisis through new or expanded felony prosecutions. Under the resulting policy, known as "ROCA" (which stands for "Receivership/ Overcrowding Crisis Aggravation"), the Committee held measures that created a new felony, expanded the scope or penalty of an existing felony, or otherwise increased the application of a felony in a manner which could exacerbate the prison overcrowding crisis. Under these principles, ROCA was applied as a content-neutral, provisional measure necessary to ensure that the Legislature did not erode progress towards reducing prison overcrowding by passing legislation, which would increase the prison population. In January of 2013, just over a year after the enactment of the historic Public Safety Realignment Act of 2011, the State of California filed court documents seeking to vacate or modify the federal court order requiring the state to reduce its prison population to 137.5 percent of design capacity. The State submitted that the, ". . . population in the State's 33 prisons has been reduced by over 24,000 inmates since October 2011 when public safety realignment went into effect, by more than 36,000 inmates compared to the 2008 population . . . , and by nearly (More) AB 1798 (ACoPS) Page 7 42,000 inmates since 2006 . . . ." Plaintiffs opposed the state's motion, arguing that, "California prisons, which currently average 150% of capacity, and reach as high as 185% of capacity at one prison, continue to deliver health care that is constitutionally deficient." In an order dated January 29, 2013, the federal court granted the state a six-month extension to achieve the 137.5 % inmate population cap by December 31, 2013. The Three-Judge Court then ordered, on April 11, 2013, the state of California to "immediately take all steps necessary to comply with this Court's . . . Order . . . requiring defendants to reduce overall prison population to 137.5% design capacity by December 31, 2013." On September 16, 2013, the State asked the Court to extend that deadline to December 31, 2016. In response, the Court extended the deadline first to January 27, 2014 and then February 24, 2014, and ordered the parties to enter into a meet-and-confer process to "explore how defendants can comply with this Court's June 20, 2013 Order, including means and dates by which such compliance can be expedited or accomplished and how this Court can ensure a durable solution to the prison crowding problem." The parties were not able to reach an agreement during the meet-and-confer process. As a result, the Court ordered briefing on the State's requested extension and, on February 10, 2014, issued an order extending the deadline to reduce the in-state adult institution population to 137.5% design capacity to February 28, 2016. The order requires the state to meet the following interim and final population reduction benchmarks: 143% of design bed capacity by June 30, 2014; 141.5% of design bed capacity by February 28, 2015; and, 137.5% of design bed capacity by February 28, 2016. If a benchmark is missed the Compliance Officer (a position created by the February 10, 2016 order) can order the release of inmates to bring the State into compliance with that benchmark. (More) AB 1798 (ACoPS) Page 8 In a status report to the Court dated May 15, 2014, the state reported that as of May 14, 2014, 116,428 inmates were housed in the State's 34 adult institutions, which amounts to 140.8% of design bed capacity, and 8,650 inmates were housed in out-of-state facilities. The ongoing prison overcrowding litigation indicates that prison capacity and related issues concerning conditions of confinement remain unresolved. While real gains in reducing the prison population have been made, even greater reductions may be required to meet the orders of the federal court. Therefore, the Committee's consideration of ROCA bills -bills that may impact the prison population - will be informed by the following questions: Whether a measure erodes realignment and impacts the prison population; Whether a measure addresses a crime which is directly dangerous to the physical safety of others for which there is no other reasonably appropriate sanction; Whether a bill corrects a constitutional infirmity or legislative drafting error; Whether a measure proposes penalties which are proportionate, and cannot be achieved through any other reasonably appropriate remedy; and, Whether a bill addresses a major area of public safety or criminal activity for which there is no other reasonable, appropriate remedy. COMMENTS 1. Need for This Bill According to the author: AB 1798 is based on a recommendation of the California Law Revision Commission. The bill proposes minor, technical changes to the deadly weapons provisions of the (More) AB 1798 (ACoPS) Page 9 Penal Code. These changes would clarify certain deadly weapons statutes, making them easier to understand and use. AB 1798 will clarify the scope of definitions for the following terms contained in Part 6 of the Penal Code: 'application to purchase,' 'firearm safety device,' 'locked container,' 'short-barreled rifle,' and 'short-barreled shotgun.' Currently, the definitions for these terms have expressly limited application, covering only specified provisions. The Commission reviewed sections that use these terms, but fall outside the express scope of the statutory definition. In all cases, the Commission concluded that the undefined term was nonetheless used in the defined sense. Therefore, this bill would amend these definitions to clarify that they govern the entirety of Part 6 of the Penal Code. This change would eliminate potential confusion. In addition, AB 1798 would standardize references to the 'federal Bureau of Alcohol, Tobacco, Firearms and Explosives' and the 'facility's manager' for the site of a gun show or event. This change would eliminate any confusion arising from inconsistent references to this organization and person. Finally, AB 1798 also includes two other minor technical revisions that were previously approved by the Legislature, but did not take effect for process reasons. These changes would improve clarity and readability & correct an erroneous cross-reference. There is no known opposition to this bill. 2. Law Revision Commission Background The Law Revision Commission provides the following background (More) AB 1798 (ACoPS) Page 10 information: In 2006, the Legislature directed the Law Revision Commission (the Commission) to conduct a study and recommend nonsubstantive changes to the statutes relating to control of deadly weapons to simplify and provide better organization to this area of law. The Commission was expressly directed not to make any change that would affect the existing scope of criminal liability. In June 2009, the Commission submitted its recommendation on Nonsubstantive Reorganization of Deadly Weapons Statutes ('Deadly Weapons Recommendation') to the Legislature. In 2010, the recommendation was enacted, reorganizing the deadly weapons statutes into a new Part 6 of the Penal Code, structuring the provisions in a more user-friendly form and making conforming revisions to the law. Throughout its deadly weapons study, the Commission took an extremely cautious approach, to avoid making any substantive change. During the course of the study, the Commission found a number of minor issues that could not be addressed without potentially causing concern about the possibility of such a change. Consistent with the Commission's limited mandate, the Commission did not address any of these minor issues in its Deadly Weapons Recommendation. Instead, these minor issues were listed in Appendix B of the Deadly Weapons Recommendation and set aside for possible future work. In the Deadly Weapons Recommendation, the Commission requested authority to study these clean-up issues. The Legislature granted the Commission authority to study and make recommendations on the issues identified in Appendix B. Pursuant to that authority, the Law Revision Commission now recommends minor clean-up amendments to (More) AB 1798 (ACoPS) Page 11 address some of the issues identified in Appendix B of the Deadly Weapons Recommendation. (More) This recommendation also proposes two other minor technical revisions that were not included in Appendix B. These minor revisions are proposed pursuant to the Commission's authority in Government Code Section 8298. Part 6 contains a number of statutory definitions that have expressly limited application. These definitions only govern specified provisions. For example, Section 16540 defines the term 'firearm safety device,' but only for uses of that term in Section 25135 and Division 2 (commencing with Section 23620) of Title 4 of Part 6. Part 6 also contains a number of sections that use a defined term but are not within the provisions governed by the statutory definition. For example, Section 26850 uses the term 'firearm safety device,' but this section is not governed by the definition of that term provided in Section 16540. Undefined usage of defined terms can cause confusion. When a definition does not govern all uses of the defined term, it is unclear whether the term was intended to have a different meaning in provisions that are not governed by the definition. It is also possible that the failure to expand a definition's application to cover a particular provision using the term was inadvertent. In order to address that confusion, the Commission examined the undefined uses of the following defined terms: 'application to purchase,' 'firearm safety device,' 'locked container,' 'short-barreled rifle,' and 'short-barreled shotgun.' In each case, the Commission found that in every provision of Part 6 that is not governed by the definitions, the terms were nonetheless used in the defined sense. Because the defined meanings are consistent with every undefined use of the terms, the Commission recommends that the definitions be generalized to govern the (More) AB 1798 (ACoPS) Page 13 entirety of Part 6. This would eliminate any confusion as to the meaning of the terms in sections that are not governed by the definitions. It would also simplify future development of the law, by providing a default definition that would govern any new provision added to Part 6. (Deadly Weapons: Minor Clean-Up Issues, California Law Review Commission, December 2013 (citations omitted).) ***************