BILL ANALYSIS                                                                                                                                                                                                    Ó






                             SENATE COMMITTEE ON HEALTH
                          Senator Ed Hernandez, O.D., Chair

          BILL NO:       AB 2062
          AUTHOR:        Hernández
          AMENDED:       May 1, 2014
          HEARING DATE:  June 18, 2014
          CONSULTANT:    Marchand

           SUBJECT  :  Health facilities: surgical technologists.
           
          SUMMARY  :  Prohibits a health facility from employing a surgical  
          technologist unless the individual has completed an accredited  
          educational program and obtained certification as a surgical  
          technologist.  Grandfathers in surgical technologists who were  
          employed in health facilities prior to January 1, 2015.

          Existing law:
          1.Provides for the licensure and regulation of various healing  
            arts professionals by boards and bureaus within the Department  
            of Consumer Affairs, including the licensing and regulation of  
            physicians by the Medical Board of California, and registered  
            nurses by the Board of Registered Nursing.

          2.Requires the California Department of Public Health (CDPH) to  
            adopt regulations that establish nurse-to-patient ratios by  
            hospital unit for all hospitals. For the surgical service  
            operating room, these regulations require at least one  
            registered nurse assigned to the duties of the circulating  
            nurse, and a minimum of one additional person serving as scrub  
            assistant for each patient-occupied operating room. The scrub  
            assistant may be a licensed nurse, an operating room  
            technician (another term for a surgical technologist), or  
            other person who has demonstrated current competence to the  
            hospital as a scrub assistant.

          This bill:
          1.Prohibits a health facility from employing a surgical  
            technologist or otherwise contracting with an individual to  
            practice surgical technology at the facility, unless the  
            individual was employed to practice surgical technology in a  
            health facility at any time prior to January 1, 2015, or the  
            individual meets the following requirements: 

                  a.        The individual has successfully completed a  
                    surgical technology educational program accredited by  
                                                         Continued---



          AB 2062 | Page 2




                    the Commission on Accreditation of Allied Health  
                    Education Programs or by an organization recognized by  
                    the Council for Higher Education Accreditation or the  
                    United States Department of Education, or a training  
                    program for surgical technology provided by one of the  
                    armed forces of the United States or the Public Health  
                    Service; and,
                  b.        The individual holds and maintains  
                    certification as a surgical technologist by a  
                    credentialing organization with a surgical  
                    technologist certification program that is accredited  
                    by either the National Commission for Certifying  
                    Agencies or the American National Standards Institute.

          2.Requires a health facility that employs or contracts with  
            surgical technologists, for purposes of the provision of this  
            bill permitting a surgical technologist employed prior to  
            January 1, 2015 to continue working as a surgical technologist  
            without having to meet the education and certification  
            requirements of this bill, to verify the dates of employment  
            of a surgical technologist upon the request of a health  
            facility or a surgical technologist.

          3.Permits a health facility to employ or contract with a  
            surgical technologist without holding the required  
            certification for a 12-month period immediately following the  
            individual's successful completion of an education or training  
            program, but requires the employment or contract to cease at  
            the end of the 12-month period unless the individual obtains  
            the required certification.

          4.Permits a health facility to employ or contract with a  
            surgical technologist who does not meet the requirements of  
            this bill if the health facility is unable to employ or  
            contract with a sufficient number of surgical technologists  
            who meet the requirements of this bill, after a diligent and  
            thorough effort has been made. Requires the health facility to  
            make a written record of these efforts and retain this record  
            at the facility.

          5.Prohibits this bill from being construed to prohibit a  
            licensed health care practitioner from performing tasks that  
            fall within the practice of surgical technology if the  
            individual is acting within the scope of practice of his or  
            her license.





                                                            AB 2062 | Page  
          3


          

          6.Specifies that a violation of this bill is not subject to  
            misdemeanor penalties established under existing law for  
            violations of the laws applying to health facilities.

          7.Defines "health facility" as any hospital, skilled nursing  
            facility, intermediate care facility or other facility  
            licensed by CDPH, including any primary care clinic or  
            specialty clinic, as defined, as well as any outpatient  
            setting that is accredited by an accrediting organization  
            approved by the Medical Board of California where anesthesia  
            is used in doses that have the probability of placing a  
            patient at risk for loss of the patient's life-preserving  
            protective reflexes.

          8.Defines "surgical technology" as intraoperative surgical  
            patient care as follows:

                  a.        Preparing the operating room for surgical  
                    procedures, at the direction of, or subject to  
                    supervision by, a physician or a registered nurse, by  
                    ensuring that surgical equipment is functioning  
                    properly and safely;
                  b.        Preparing the operating room and the sterile  
                    field for surgical procedures, at the direction of, or  
                    subject to supervision by, a physician or registered  
                    nurse, by preparing sterile supplies, instruments, and  
                    equipment using sterile technique;
                  c.        Anticipating the needs of the surgical team  
                    based on knowledge of human anatomy and  
                    pathophysiology and how they relate to the surgical  
                    patient and the patient's surgical procedure; and,
                  d.        Performing the following tasks, as directed in  
                    an operating room setting, at the sterile field: 
                        i.             Passing supplies, equipment, or  
                         instruments; 
                        ii.            Sponging or suctioning an operative  
                         site; 
                        iii.           Preparing and cutting suture  
                         material; 
                        iv.            Transferring and pouring irrigation  
                         fluids; 
                        v.             Transferring, but not administering  
                         drugs within the sterile field;
                        vi.            Handling specimens;
                        vii.           Holding retractors and other  




          AB 2062 | Page 4




                         instruments;
                        viii.          Connecting drains to suction  
                         apparatus;
                        ix.            Applying dressings to closed  
                         wounds;
                        x.             Assisting in counting sponges,  
                         needles, supplies, and instruments with the  
                         registered nurse circulator; 
                        xi.            Cleaning and preparing instruments  
                         for sterilization on completion of the surgery;  
                         and,
                        xii.           Assisting the surgical team with  
                         cleaning of the operating room on completion of  
                         the surgery.

          9.Makes various legislative findings and declarations, including  
            that the surgical technology profession has grown to meet the  
            continuing demand for well-educated, highly skilled, and  
            versatile individuals to work with physicians and other  
            skilled professionals to deliver the highest possible level of  
            patient care, and that a key purpose of this act is to  
            encourage the education and training of surgical  
            technologists, given their role in surgical settings, in order  
            to take specific steps to prevent surgical site infections.

           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, minor and absorbable costs to CDPH's Licensing and  
          Certification division to verify facilities are complying with  
          the new requirement with respect to surgical technologists they  
          employ (Licensing and Certification Special Fund).
          
           PRIOR VOTES  :  
          Assembly Health:    19- 0
          Assembly Appropriations:17- 0
          Assembly Floor:     76- 0
           
          COMMENTS  :  
           1.Author's statement.  According the author, surgical  
            technologists are a key member of the surgical team in any  
            operating room responsible for environmental disinfection,  
            safety, and efficiency.  Skillful surgical technique protects  
            patients from life-threatening surgical site infections,  
            malfunctioning equipment and unneeded delays during the  
            procedure.  Currently, California is home to an estimated  
            9,250 of the nation's approximate 98,000 surgical  
            technologists -- all of whom go unregulated for minimum  




                                                            AB 2062 | Page  
          5


          

            education and training standards.  In fact, surgical  
            technologists are the only member of the surgical team with no  
            minimum education or training requirements. The unregulated  
            practice of surgical technology creates a risk of patient  
            harm. The purpose of this bill is to improve patient care  
            safety while lowering health care costs by raising the  
            education and training standards for surgical technologists.  

          2.Background.  According to the United States Bureau of Labor  
            Statistics, surgical technologists, also called operating room  
            technicians, assist in surgical operations by preparing  
            operating rooms, arranging equipment, and helping physicians  
            during surgery. As of 2012, there were 98,500 surgical  
            technologists in the United States, with growth of 30 percent  
            expected through 2022, much higher than average. The median  
            pay is $20.09 per hour, or $41,790 per year. According to the  
            Bureau of Labor Statistics, surgical technologists typically  
            need postsecondary education, and that many community colleges  
            and vocational schools, as well as some universities and  
            hospitals, have accredited programs in surgical technology.  
            Programs range in length from several months to 2 years. In  
            2012, about 500 surgical technologist training programs were  
            accredited by the Commission on Accreditation of Allied Health  
            Education Programs and the Accrediting Bureau of Health  
            Education Schools.  According to the author, eight states  
            currently have minimum education and certification  
            requirements: Idaho, Indiana, Massachusetts, New Jersey, New  
            York, South Carolina, Tennessee and Texas.
            
          3.Prior legislation. AB 2561 (Hernández), of 2012, would have  
            established a title act for certified surgical technologists,  
            making it unlawful for a person to use the title "certified  
            surgical technologist" unless the person had completed an  
            accredited training program and obtain certification as a  
            surgical technologists. AB 2561 was vetoed by the Governor,  
            who stated that "I don't agree, however, that we need to  
            establish 'title protection' for certified technologists in  
            law. For those who have taken the time to become certified,  
            let the marketplace reward their higher skills and education.  
            Recognition by the state is not needed."

          4.Support.  This bill is sponsored by the California State  
            Council of the Service Employees International Union (SEIU  
            California), which states that currently there are no training  
            or education standards for surgical technologists in  




          AB 2062 | Page 6




            California, and that in fact they are the only members of the  
            surgical team in the operating room with no minimum education  
            or certification or licensing standards. SEIU California  
            states that this bill requires a newly hired surgical  
            technologist to attend an accredited training program and  
            obtain a certification from a nationally accredited  
            organization, and it would also grandfather the current  
            workforce and allow new graduates up to a year to achieve  
            certification. SEIU California states that accredited training  
            programs and certification, along with the experience of the  
            current workforce, will contribute to lower the rates of  
            surgical site infections and adverse surgical events,  
            improving public safety. According to SEIU California, the  
            goal of setting these standards is to improve the quality of  
            healthcare delivered in the surgical setting, and the at  
            providing surgical technologists with basic training and  
            education standards can help to ensure a level playing field  
            of competency in the operating room.  SEIU California states  
            that it represents surgical technologists throughout  
            California, and that some have gone through the certification  
            process, but many more have not, and they understand the  
            benefits of standardizing professional competency in line with  
            other members of the surgical care team.
          Kaiser Permanente also supports this bill, stating that surgical  
            technologists assist the physician during surgical procedures  
            and this bill is an important measure to ensure patient safety  
            and quality of care for Kaiser Permanente.

          5.Opposition.  This bill is opposed by the Northern California  
            Chapter of the American College of Surgeons (ACS), which  
            states that it does not believe there is sufficient scientific  
            evidence to support the assertion that the requirement of  
            employers to hire certified surgical technologists will result  
            in a reduction in the incidence of wound infections.

          6.Oppose unless amended.  The California Society of Plastic  
            Surgeons (CSPS) has taken an oppose unless amended position,  
            requesting that this bill be clarified to ensure that  
            registered nurses (RNs) and licensed vocational nurses (LVNs)  
            are not affected by this bill. CSPS states that in many of its  
            outpatient surgery settings, its member will have RNs and LVNs  
            providing "surgical technology" duties, and they are concerned  
            that the language in this bill may preclude an RN or LVN from  
            providing duties identified under surgical technology. CSPS is  
            proposing the following amendment:
               




                                                            AB 2062 | Page  
          7


          

            On page 4, line 3-6:
            (d) This section shall not be construed to prohibit a licensed  
            health care practitioner  , including but not limited to  
            registered nurses and licensed vocational nurses,  from  
            performing tasks that fall within the practice of surgical  
            technology  or be subject to the requirements of this section   
            if the individual is acting within the scope of practice of  
            his or her license.
            
          7.Certifying agencies.  This bill requires prospective surgical  
            technologists to be certified by a "credentialing organization  
            with a surgical technologist certification program that is  
            accredited by either the National Commission for Certifying  
            Agencies (NCCA) or the American National Standards Institute."  
            It appears that the only certifying entity that meets this  
            requirement is the National Board of Surgical Technology and  
            Surgical Assisting (NBSTSA), which offers a certification  
            program for "Certified Surgical Technologists," and is  
            accredited by the NCCA. However, an organization called the  
            National Center for Competency Testing also offers a  
            certification program for "Tech in Surgery-Certified." Both  
            require an exam, and both require continuing education in  
            order for surgical technologists to maintain their  
            certification. However, the "Tech in Surgery-Certified" does  
            not appear to be accredited by NCCA or by the American  
            National Standards Institute.

          The examination fees for the NBSTSA Certified Surgical  
            Technologist exam are $190 for members and $290 for  
            nonmembers.  Renewal is required every four years, and  
            requires either 60 continuing education units, or the retaking  
            of the examination for an additional fee.

          8.Should all surgical technologists be grandfathered in? This  
            bill grandfathers in every individual who was ever employed as  
            a surgical technologist prior to the effective date of this  
            bill.  This means that someone who was hired in December of  
            this year, who may have never gone to an approved surgical  
            technologist school, will never be required to obtain  
            certification as a surgical technologist, nor will he or she  
            have to complete continuing education to maintain a  
            certification. But all persons hired on January 1st or later  
            will first have to prove they have completed an accredited  
            training program, which commonly takes about a year, and pay  
            fees to obtain a certification, and then likely have to pay  




          AB 2062 | Page 8




            additional fees to take continuing education courses to  
            maintain certification. This has the potential to create a  
            long-lasting double-standard, and makes no distinction with  
            regard to the grandfathered surgical technologists in terms of  
            how long they may have been practicing and what education and  
            training they may have received. The author may wish to  
            consider whether the grandfathered surgical technologists  
            should be required to have spent a minimum length of time  
            practicing as a surgical technologist in order to qualify for  
            being grandfathered, and whether they should be required to  
            comply with some form of continuing education requirements.

           SUPPORT AND OPPOSITION  :
          Support:  California State Council of the Service Employees  
                    International Union (sponsor)
          Kaiser Permanente

          Oppose:   California Society of Plastic Surgeons (unless  
                    amended)
                    Northern California Chapter of American College of  
                    Surgeons

                                      -- END --