BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 2171
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          Date of Hearing:  April 22, 2014

                   ASSEMBLY COMMITTEE ON AGING AND LONG-TERM CARE
                                Mariko Yamada, Chair
                  AB 2171 (Wieckowski) - As Amended:  April 21, 2014
           
          SUBJECT  :  Residential care facilities for the elderly (RCFE);  
          resident rights.

           SUMMARY  :  Establishes an RCFE resident's "bill of rights" and a  
          mechanism to enforce them.  Specifically,  this bill  :

       1)Expresses legislative intent to: 
             a.   Enhance each RCFE resident's autonomy and strengthen an  
               RCFE resident's ability to make choices about care,  
               treatment and daily life;
             b.   Adopt fundamental rights for people residing in RCFEs,  
               and to provide residents the ability to enforce them;
             c.   Encourage facilities to respect and promote those  
               rights, and treat residents with dignity and kindness;
             d.   Ensure that every RCFE provide a safe, comfortable and  
               homelike environment for its residents; and
             e.   Ensure that RCFEs protect residents from any type of  
               physical or mental abuse, neglect, restraint, exploitation,  
               or endangerment.

       1)Declares that rights proposed by AB 2171 do not diminish existing  
            civil and legal rights.

          3)Forbids discrimination on the basis of sex, race, color,  
            religion, national origin, marital status, registered domestic  
            partner status, ancestry, actual or perceived sexual  
            orientation or gender identity.

          4)Establishes a resident's rights which supplement existing  
            constitutional and other rights, which may not be waived,  
            though the exercise of them may be delegated to resident  
            representatives in case of limited capacity, and shall be  
            posted prominently in each facility, and presented upon  
            admission, signed, and entered into the resident's record, to:

            a.     be treated with dignity and respect;
            b.     be given privacy; 
            c.     be given control over confidential records;
            d.     be encouraged and assisted in exercising their rights;








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            e.     be free of coercion, discrimination, and retaliation in  
                 the exercise of their rights;
            f.     be given a safe, homelike environment;
            g.     be given individualized care delivered by adequate,  
                 competent staff;
            h.     be given good food in adequate amounts;
          i.   be allowed to make choices about their daily life, and  
               participate to the extent possible in their care;
            j.     be allowed to consent to or reject services and  
                 medication;
          aa.  be free from neglect, exploitation, seclusion, punishment,  
               humiliation, intimidation, verbal, mental, and sexual  
               abuse;
          bb.  be free from physical restraints, as defined, and chemical  
               restraints, as defined and the inappropriate use of  
               psychoactive drugs, as defined;
            cc.    be free to complain, or recommend changes in policies;
            dd.    be allowed to contact licensing authorities, or the  
                 long-term care ombudsman;
            ee.    be fully informed of rules;
            ff.    receive a description of what residents are paying for,  
                 itemized;
            gg.    be informed of facility resident retention limitations;
            hh.    be given reasonable accommodation;
            ii.    be given written notice of room changes;
            jj.    be allowed to share a room with a spouse or partner;
            aaa.   be allowed to choose their own physician, or  
                 pharmacist;
            bbb.   be protected from involuntary transfers;
            ccc.   be allowed to move;
            ddd.   be visited;
            eee.   receive written information about advanced healthcare  
                 directives;
          fff. maintain or develop their fullest potential for independent  
               living, through educational activities, planned activities,  
               personal interests, worship and other opportunities for  
               socialization;
                  i.        participate in resident councils;
                  ii.       to have their property protected; and
                  iii.      to manage their affairs.

          5)Creates a mechanism to enforce these rights by allowing a  
            current or former resident to bring an action in a court of  
            competent jurisdiction for injunctive relief against a  
            licensee if a violation of one of these rights results in an  








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            immediate or substantial threat to physical health, mental  
            health, or safety of residents, and limits financial liability  
            to $500 for each violation, and for attorney's fees.  The  
            measure stipulates that the right to bring such an action does  
            not expire upon the death of the resident, and that waiving  
            such rights is contrary to public policy, and voidable.  

           EXISTING LAW  :

          1)Establishes the California Community Care Facilities Act  
            (CCFA) to provide a comprehensive statewide service system of  
            quality community care for people who have a mental illness, a  
            developmental or physical disability, and children and adults  
            who require care or services by a facility or organization.

          2)Defines a "community care facility" (CCF) as a facility,  
            place, or building maintained and operated to provide  
            nonmedical residential care, day treatment, adult day care, or  
            foster family agency services for children, adults, or  
            children and adults, including, but not limited to, the  
            physically handicapped, mentally impaired, incompetent  
            persons, and abused or neglected children.

          3)Establishes the California RCFE Act, which requires facilities  
            that provide personal care and supervision, protective  
            supervision or health related services for persons 60 years of  
            age or older who voluntarily choose to reside in that facility  
            to be licensed by DSS.  In establishing the RCFE Act, the  
            Legislature finds and declares that a separate licensing  
            category is necessary for a humane approach in meeting the  
            housing, social and care needs of older persons within  
            homelike environments.  

          4)Prohibits any person, firm, partnership, association,  
            corporation or public agency from establishing, operating,  
            managing, conducting or maintaining a CCF or a RCFE without a  
            valid license provided by the Department of Social Services  
            (DSS).  

          5)Provides that any person who violates the CCFA or the RCFE Act  
            shall be guilty of a misdemeanor and upon conviction shall be  
            fined no more than $1,000, imprisoned in county jail for up to  
            one year, or both.  

          6)Provides for Community Care Licensing (CCL) within the  








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            Department of Social Services to promote the health, safety,  
            and quality of life of each person in community care through  
            the administration of an effective collaborative regulatory  
            enforcement system by promoting strategies to increase  
            voluntary compliance, providing technical assistance to and  
            consulting with care providers, working collaboratively with  
            clients, their families, advocates, care providers, placement  
            agencies, related programs and regulatory agencies, and others  
            involved in community care, training staff in all aspects of  
            the licensing process, educating the public about CCL and  
            community care options, and promoting continuous improvement  
            and efficiency throughout the community care licensing system.  
             

          7)Establishes the office of Long-Term Care Ombudsman (LTCO)  
            program as a result of the federal Older Americans Act (OAA)  
            and places it within the California Department of Aging (CDA)  
            in order to encourage community contact and involvement with  
            elderly patients or residents of long-term health care  
            facilities or residential facilities through the use of  
            volunteers and volunteer programs.  

          8)Requires the LTCO, either personally or through  
            representatives, to identify, investigate, and resolve  
            complaints that may adversely affect the health, safety,  
            welfare, or rights of residents of long-term care facilities.   


          9)Requires RCFE Licensees to disclose to, and inform new  
            residents, upon admission of personal rights described in  
            Title 22, California's Code of Regulations which include  
            rights relative to being accorded dignity in personal  
            relationships with staff and other persons; safe, healthful  
            and comfortable accommodations, furnishings and equipment; to  
            be free from corporal or unusual punishment, infliction of  
            pain, humiliation, intimidation, ridicule, coercion, threat,  
            mental abuse, or other actions of a punitive nature; to be  
            informed of complaints; to be free to attend religious  
            services or activities of choice and to have visits from the  
            spiritual advisor of choice; to leave or depart the facility  
            at any time; not to be locked in any room; receive or reject  
            medical care, or health-related services; to be informed of  
            the facility's policy concerning family visits; to have  
            visitors, including ombudspersons and advocacy representatives  
            permitted to visit privately; to wear his/her own clothes; to  








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            keep and use his/her own personal possessions; and to keep and  
            be allowed to spend his/her own money; to have access to  
            individual storage space for private use; to have reasonable  
            access to telephones, to both make and receive confidential  
            calls; to mail and receive unopened correspondence in a prompt  
            manner; to receive or reject medical care, or other services;  
            to receive assistance in exercising the right to vote; and to  
            move from the facility, among other rights.  




           FISCAL EFFECT  :  Unknown

           COMMENTS  :

           Author's Statement  :  "This bill would establish a statutory Bill  
          of Rights that ensures the basic dignity and autonomy of today's  
          RCFE residents.  This Bill of Rights includes rights for  
          residents in several areas including visitation, privacy,  
          confidentiality, personalized care, autonomy, informed consent,  
          financial management, freedom from abuse and restraint, adequate  
          staffing and many more.  It would also establish a private right  
          of action giving residents the opportunity to enforce their  
          rights when they are being mistreated, and prevent or stop  
          ongoing violations of their rights."  

          Background  :  California is home to the largest number of seniors  
          in the nation, and the older population is expanding at an  
          unprecedented historical pace.  The California Department of  
          Finance's Demographic Research Unit estimates that California's  
          65+ population will grow by 43%, from 4.4 million in 2010 to  
          6.35 million by 2020; another 39%, to 8.83 million by 2030; and  
          an additional 21% to 10.5 million by 2040.  California's 65+  
          population will surpass 5 million this year.  The expanding  
          population of older Californians will impact every facet of  
          policy, housing being one of the primary areas, and RCFE growth  
          is reflected in the demographic shift; since 2002, RCFE licenses  
          have increased nearly 30%.  

          Recent media revealed misconduct, mistreatment, and neglect of  
          dependent elders living within licensed RCFEs.  Additionally,  
          over the past several years, the elimination of vacant staff  
          positions, hiring moratoriums, and rolling staff furloughs have  
          challenged the Department of Social Services in its mission to  








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          protect vulnerable populations living within facilities that it  
          licenses.  Additional media revealed potential corruption among  
          DSS field staff who may have accepted expensive gifts from those  
          whom they regulate.  These revelations have led many to believe  
          that RCFE residents are increasingly exposed to harm.  
          
          Background on RCFE's  :  RCFEs are licensed, assisted living  
          (non-medical) facilities for persons 60 years of age and over  
          and other, younger persons with similar needs.  Varying levels  
          of care and supervision, protective supervision, and personal  
          care such as assistance with hygiene, dressing, eating, bathing,  
          as well as storage and distribution of medications are provided,  
          based upon residents' needs.  All RCFEs provide meals and  
          housekeeping.  Ongoing medical care is not allowed except in  
          specific cases, although hospice care is allowed.  People with  
          ongoing medical needs require a higher level of care in a  
          nursing home or an intermediate care facility.  

          RCFE's represent a model of care that falls between "independent  
          living" and "skilled nursing care," on the long-term care  
          continuum.  People who choose the RCFE model require assistance  
          with non-medical activities of daily living, such as bathing,  
          preparing meals, dressing, and getting about on one's own.   
          People who choose skilled nursing care have ongoing and  
          continuous need for medical supervision.

          RCFE care is one of the fastest growing components of the  
          long-term supports and services industries.  There are currently  
          7,570 licensed RCFEs in California serving 176,026 people.   
          According to DSS, approximately 80% of RCFEs are licensed for  
          four-six residents; the remaining 20% of RCFEs have an average  
          capacity of about 60 residents, though facilities can house over  
          100 people in some cases.  

           Growth in the number of RCFE Licensees  :  
           
          Fiscal Year:   # of Licenses
          FY 2000-2001      6,187     
          FY 2001-2002     6,204     
          FY 2002-2003      6,313     
          FY 2003-2004      6,491     
          FY 2004-2005     6,730     
          FY 2005-2006      6,992     
          FY 2006-2007      7,334     
          FY 2007-2008      7,707     








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          FY 2008-2009      7,847     
          FY 2009-2010      7,822     
          FY 2010-2011      7,681     
          FY 2011-2012      7,695     

          *As of March 14, 2014 there were 7,570 RCFEs operating in  
          California serving 176,026 residents.  For comparison, the  
          growth of skilled nursing facilities has remained flat at about  
          1270, housing about 100,000 people, throughout this period of  
          rapid growth of the aged population and RCFE licensure.  

           Governor's Budget  : The Community Care Licensing program within  
          the Department of Social Services serves as the state's  
          licensing authority for RCFEs.  The Governor's budget proposed a  
          range of initiatives to address enforcement and oversight of  
          facilities throughout the state, including:

          1)Additional positions: 71.5 positions to assist in CCL  
            enforcement activities include six special investigator  
            assistants, a nurse practitioner, five licensing program  
            managers, and others.  
          2)Staff training and development for new field staff,  
            supervisors and managers by expanding the Licensing Program  
            Analyst Academy, implementing ongoing training, and  
            strengthening the Administrator Certification Section.  
          3)Recognizing the changing needs of clients in RCFEs, the  
            Governor's budget proposes that DSS will assist with policy  
            and practice development for medical and mental health  
            conditions in community facilities, by establishing medical  
            expertise resources.  Although CCL has no staff with medical  
            expertise, DSS licenses facilities that do, allow for  
            incidental medical care.  
          4)Create a Mental Health Populations Unit which would provide  
            technical assistance to enforcement staff and licensees, as  
            well as to individuals who reside in facilities who have  
            increasing mental health care needs.  
          5)Establish a Corporate Accountability Unit to perform systemic  
            noncompliance analysis and ensure corrective actions; create  
            management reports that identify patterns and trends; make  
            corrective action recommendations; and, follow-up on  
            corrective action plans to ensure that licensees with poor  
            compliance patterns do not support operational expansions.  
          6)Increased civil penalties, because the current civil penalty  
            structure is related to a "per violation" event, the current  
            maximum civil penalty, even in response to serious injury or  








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            death of a resident, is $150.00.  
          7)Establish a Temporary Manager and Receivership Process to  
            appoint a temporary manager or receiver to act as the  
            provisional licensee, if DSS determines that residents of a  
            facility are likely to be in danger of serious injury or  
            death, and the immediate relocation of clients is not  
            feasible.  
          8)Specialized complaint hotline and centralized toll-free public  
            complaint hotline, which can help acquire better initial  
            information, conduct consistent prioritization, and dispatch  
            incoming complaints to regional offices.  
          9)Centralized application processing for Adult and Senior Care  
            facilities, which is expected to increase inspections of  
            licensed facilities to at least once every two years.  
          10)Establish a statewide Quality Assurance Unit to track  
            information statewide, including complaints, actions, or  
            performance.  It also does not provide aggregate data to  
            review and identify patterns.  
          11)Establish an Emergency Client/Resident Contingency Account to  
            be used at the discretion of the Director of DSS for the care  
            and relocation of clients and residents, when a facility's  
            license is revoked or temporarily suspended.  

          In order to curb the mistreatment of a rapidly growing  
          vulnerable RCFE population, and to assist with the expanding  
          enforcement and oversight responsibilities of the DSS the author  
          is proposing a statutory "Bill of Rights," and an enforcement  
          mechanism known as a "private right of action," which will  
          empower RCFE residents, or their representative to sue for  
          injunctive relief and limited damages, including attorney's  
          fees.  Rights currently exist within Title 22, Section 87468,  
          regulations that guide facilities and assist the department with  
          enforcement, though there is very little consequence for not  
          adhering to them.  

           Office of the State Long-Term Care Ombudsman  : The purpose of the  
          State Long-Term Care Ombudsman's (OSLTCO) mission is to protect  
          and advocate for the rights, health and safety of long-term care  
          facility residents, oftentimes the elderly.  California's State  
          Ombudsman delegates this responsibility to the 35 local  
          ombudsman programs (local area agencies on aging, or "AAAs")  
          throughout the state.  The local ombudsman program employees are  
          responsible for making site visits to facilities in an effort to  
          identify, investigate, and resolve complaints that may adversely  
          affect the health, safety, welfare, or rights of residents of  








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          long-term care facilities.  In order to achieve this, the  
          program relies upon the generosity of about 900 volunteers who  
          are trained, and donate their time and assistance to support the  
          programs goals.  In 2012, the OSLTCO received over 4,000  
          complaints regarding resident rights in RCFEs, ranging from  
          access for visitors, neglect, verbal and physical abuse, and  
          issues related to personal dignity, among others.  

          Over the past 6 years, the OSLTCO and its 35 field offices  
          statewide, has experienced a range of budget changes in response  
          to the state's recent economic difficulties.  Though some cuts  
          were mitigated by one-time allocations from other sources, since  
          2008, the office has lost 30% of its funding, and the number of  
          full-time equivalent staff has dropped from 183 to 105.   
          Correspondingly, the number of complaints has also decreased as  
          limited staff has made fewer facility visits, providing fewer  
          opportunities for residents to lodge confidential concerns for  
          which they seek resolution.  

           Private Right of Action in Long-Term Healthcare Facilities  :   
          Residents of long-term healthcare facilities (also known as  
          "nursing homes" or skilled nursing facilities), are availed  
          injunctive relief to compel compliance by a licensee with state  
          and other laws related to individual resident rights.   
          California law establishes a statutory bill of rights for  
          nursing home residents in Division 2, Chapter 3.9 of the Health  
          & Safety Code, and supplemented it with a regulatory bill of  
          rights within Title 22 (CCR §72527).  Section 1430(b) gave  
          residents the ability to obtain an injunction to prevent any  
          future violations of their rights and attorneys' fees from a  
          provider.  Section 1430(b) was adapted in part because Section  
          1430(a) did not provide sufficient incentive for attorneys to  
          take on a case and represent residents.  In the absence of  
          departmental oversight, the injunctive relief and attorneys'  
          fees provided by Section 1430(b) are powerful tools to ensure  
          the protection of residents' rights.  For instance, under both  
          federal and California law, nursing home residents have a  
          "right" to be free from physical and chemical restraints, and  
          the inappropriate use of psychoactive drugs, and may sue, or  
          compel and action by the courts, enforce such a right, and the  
          legal costs of doing so would be borne by the facility.  
           
          Text of Health and Safety Code Section 1430(b), granting nursing  
          home residents the right to seek injunctive relief  :   









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                (b) A current or former resident or patient of a  
               skilled nursing facility, as defined in subdivision  
               (c) of Section 1250, or intermediate care facility, as  
               defined in subdivision (d) of Section 1250, may bring  
               a civil action against the licensee of a facility who  
               violates any rights of the resident or patient as set  
               forth in the Patients Bill of Rights in Section 72527  
               of Title 22 of the California Code of Regulations, or  
               any other right provided for by federal or state law  
               or regulation.  The suit shall be brought in a court  
               of competent jurisdiction.  The licensee shall be  
               liable for the acts of the licensee's employees.  The  
               licensee shall be liable for up to five hundred  
                      dollars ($500), and for costs and attorney fees, and  
               may be enjoined from permitting the violation to  
               continue.  An agreement by a resident or patient of a  
               skilled nursing facility or intermediate care facility  
               to waive his or her rights to sue pursuant to this  
               subdivision shall be void as contrary to public  
               policy.  

           Supporters Argue  : According to background provided by the  
          author, the purpose of AB 2171 is to secure a better, safer,  
          more dignified future for RCFE residents in California by  
          strengthening their rights to make choices about their care,  
          treatment and daily life and to ensure that their choices are  
          respected.  Additionally, AB 2171 is intended to enhance  
          resident safety and dignity by outlawing dangerous or abusive  
          practices, such as the use of restraints.  In so doing, AB 2171  
          will bring California in line with the best practices in many  
          other states.   
           
          AB 2171 allows a resident to seek immediate intervention, in the  
          form of an injunction, to stop a violation of their rights.   
          Given this option, the resident can obtain timely effective  
          relief, perhaps even precluding the need for any CCL action.  In  
          other words, a private right of action can overcome the  
          traditional barriers to enforcement of their rights that  
          residents have faced.  Perhaps most importantly, a private right  
          of action is meant to empower residents, giving them a resource  
          to better balance a relationship between providers and residents  
          that is often asymmetric, with the advantage residing in the  
          provider. 

          According to background provide by the author, California is  








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          very late to respond to the dramatic increase in the use of  
          RCFEs for late-life care of elders with highly compromised  
          health conditions such as dementia, diabetes and Chronic  
          Obstructive Pulmonary Disease (COPD).  As the Department of  
          Social Services has acknowledged, the changing role of the RCFE  
          "license" necessitates an overhaul of regulatory roles,  
          structure, and a more sophisticated means to ensure that  
          residents are safe and secure.  By establishing a modern bill of  
          rights that fits the needs of today's RCFE residents, AB 2171  
          will take a major step toward that goal while giving residents  
          and their representatives the abilities to control decisions  
          affecting their lives.  

          Co-sponsor of AB 2171, The California Advocates for Nursing Home  
          Reform, CANHR, cites an "RCFE care crisis" where rapid growth,  
          inadequate oversight and outdated standards are conspiring to  
          jeopardize some residents.  In a report entitled "Residential  
          Care in California: Unsafe, Unregulated and Unaccountable," they  
          describe among other things, a failed inspection system; a  
          broken complaint system; limited and ineffective penalties for  
          violations; and "paper tiger" resident rights provisions that  
          provide no enforcement power to residents, all of which  
          contribute to a system that is unsafe for RCFE consumers.   
          According to CANHR, AB 2171 establishes strong statutory  
          resident rights, and strengthens a resident's ability to make  
          choices about their care, treatment and daily life.

          The Office of the State Long Term Care Ombudsman (OSLTCO), an  
          office within the California Department of Aging, authorized by  
          the federal Older Americans Act and the Older Californians Act,  
          with primary responsibility to investigate and endeavor to  
          resolve complaints made by, or on behalf of, individual  
          residents in long-term care facilities, cites troubling  
          developments in the past year that have focused upon  
          mistreatment of older, frail and vulnerable Californians living  
          in RCFEs.  Without programmatic resources that are scaled to  
          respond to the growth in long-term care facilities, and without  
          the ability to maintain their presence in a rapidly expanding  
          industry, the OSLTCO believes that the mere existence of  
          statutory rights compels facilities to remain in compliance with  
          standards that support safe and adequate care.  

          The California Commission on Aging, an independent state agency  
          made up of gubernatorial and legislative appointees, writes that  
          the lives of RCFE residents are often "limited and bleak," and  








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          that a resident's bill of rights is a positive step toward  
          assuring that residents are treated with dignity and respect.

          The American Association of Retired Persons (AARP) strongly  
          believes that the California state legislature should explicitly  
          provide a private right of action in all legislation intended to  
          protect individual rights, which is at the heart of AB 2171.

          Consumer Attorneys of California describes AB 2171 as the  
          linchpin of the package of bills introduced this year to protect  
          seniors and those with disabilities who reside in Residential  
          Care Facilities for the Elderly (RCFE).  AB 2171 reflects a  
          model of resident rights and enforcement used by residents in  
          nursing homes for over 30 years.  According to this co-sponsor,  
          this mechanism has been effective for nursing homes and their  
          residents and there is no reason these protections should not be  
          as successful in the RCFE system.  They argue that unlike  
          nursing homes which are more heavily regulated, RCFEs, by  
          comparison, lack even minimal government oversight and  
          inspections, making this population extremely vulnerable to  
          abuse and neglect.  
           
          Opponents Argue  : The California Assisted Living Association  
          (CALA), an organization representing licensed RCFEs throughout  
          the state, which is committed to the well-being of residents and  
          the RCFE model of care attributes recent lapses in oversight as  
          a cause for concern for all stakeholders.  CALA has sponsored  
          legislation recently calling for increased inspections of  
          facilities, including advocating for increased licensing fees to  
          support the additional workload.  CALA cites existing state  
          regulation which already provides for the vast majority of the  
          rights described in AB 2171.  CALA asserts that the primary  
          impact of AB 2171 would be more lawsuits, as the rights that  
          currently exist in regulation would be codified as law, and  
          could be enforced via a private individual's right to seek  
          relief through the courts, a prospect that carries significant  
          financial implications in terms of fines, liability insurance,  
          reputation and particularly attorney's fees.  CALA remains  
          concerned about language which may inappropriately place  
          facilities in the position of judging and becoming liable for,  
          actions of a resident's physician.  CALA also stresses that the  
          private right of action is broader than the one provided to  
          residents of nursing homes, and that the effect is to invite  
          more law suits and drive-up liability insurance costs, with no  
          relationship to improved safety.   








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          The Civil Justice Association of California (CJAC) argues that  
          merging current statutory and regulatory standards with those  
          included in AB 2171 will lead to increased, unjustified  
          litigation against facilities offering care to seniors by  
          creating legal "traps" enforceable through civil lawsuits with  
          severe penalties, attorney's fees, and a three year statute of  
          limitations.  Though sympathetic to the importance of protecting  
          vulnerable adults, they assert that the framework in AB 2171  
          will needlessly increase litigation and will ultimately result  
          in reduced services for the growing elderly population.  As an  
          example, CJAC cites that a person could seek injunctive relief  
          and damages for failure to distribute a document describing  
          resident's rights upon admission.  They argue that AB 2171's  
          three-year statute of limitations, coupled with a $500 per day  
          fine, could cause financially devastating consequences for what  
          could be perceived as a technical oversight.  Additional areas  
          for potentially conflicting resident rights are also raised with  
          regard to a right to a safe and home like environment; the right  
          to be encouraged to maintain and develop to their fullest  
          potential for independent living through activities that are  
          designed and implemented for this purpose; and the right to have  
          relatives and other individuals of the resident's choosing visit  
          at any time.  What may be characterized as one individual  
          resident's right could be characterized as an encroachment upon  
          another's.  
           
           LeadingAge California which represents more than 400 providers  
          of not-for-profit senior care and living opportunities, such as  
          affordable housing, continuing care retirement communities,  
          assisted living (RCFE), skilled nursing, and community-based  
          care, is concerned that AB 2171 invites litigation and does  
          little to improve oversight.  They cite Title 22's resident  
          rights, and is concerned that AB 2171 would add current  
          regulatory requirements as new "rights," which would allow for  
          private enforcement outside of the state's regulatory agency.   
          LeadingAge is also concerned that AB 2171 inserts RCFE  
          caregiving staff into the physician's treatment plan regarding  
          the use of medications.  RCFEs do not prescribe medications and  
          under existing law and practice, all medications must be  
          self-administered.  Requiring RCFEs to verify "informed consent"  
          is beyond the scope of the social model of care RCFEs provide.  

          The California Hospice and Palliative Care Association (CHAPCA)  
          cites similar concerns with AB 2171.  CHAPCA states that they  








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          recognize the intent of AB 2171 to help RCFE residents, but  
          hospice provider's core mission is to lessen the suffering and  
          improve the quality of life during the dying process, and  
          frequently require flexibility to meet their clients' needs.   
          CHAPCA asserts that requiring informed consent could create  
          barriers to reducing suffering.  If "informed consent" is  
          enforced, meeting needs for medication to relieve mental  
          anguish, or physical pain from the dying process could be  
          prohibited.  

          Other critics of a nursing home resident's private right of  
          action cite an undermining of the original intent and policy  
          behind Section 1430 by "stacking" awards (alleging multiple  
          violations of the same right, or by defining violations on  
          separate days or shifts).  Critics argue that through this  
          process, nursing homes are faced to make choices between  
          diverting resources to defend cases, and risking unfavorable  
          verdicts, or settling cases with large awards to cover  
          attorney's fees.  

           Recent Amendments  :  The author amended AB 2171 to reduce the  
          monetary award available to complainants to $500, and to address  
          concerns of opponents related to definitions.  Although concerns  
          still reside with opponents, the author has expressed his  
          commitment to continue working with opposition to determine the  
          most appropriate balance.  
           
          Previous and Related Legislation  :  

           AB 2791 (Simitian) Chapter 270, Statutes of 2004, provided for a  
          similar right of action for residents in skilled nursing or  
          intermediate care facilities.  

          AB 185 (Mello) Chapter 1127, Statutes of 1985, separated  
          licensure of RCFEs from community care facilities.  
           
           SB 894 (Corbett) RCFE Suspension/Revocation of Licenses would  
          strengthen and clarify the obligations of the department and the  
          licensee when a license is suspended or revoked and would create  
          timelines for the safe relocation of residents when a facility's  
          license has been suspended or revoked.  

          SB 895 (Corbett) would require Community Care Licensing to  
          conduct unannounced, comprehensive inspections of all  
          residential care facilities for the elderly at least annually  








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          and as often as necessary to ensure the quality of care  
          provided.  The inspection must evaluate each facility for  
          compliance with all laws and regulations governing residential  
          care facilities for the elderly.  

          SB 911 (Block) would increase the qualifications and training  
          requirements for RCFE administrators and staff and require  
          facilities who accept and retain residents with restricted or  
          prohibited health conditions to employ trained medical personnel  
          on a full or part-time basis as appropriate.  

          SB 1153 (Leno) creates new penalties for non-compliance,  
          including authorizing the Department of Social Services to  
          suspend the admission of new residents in facilities where there  
          is a substantial probability of harm.  

          SB 1218 (Yee) would increase civil penalties against RCFEs for  
          violations of laws and regulations from the current maximum of  
          $150.00.  The fines would vary the minimum and maximum  
          penalties, depending on the seriousness of the violation.  SB  
          1218 would also establish the Emergency Resident Relocation  
          Fund, and require 50% of the revenue from the civil penalties to  
          be deposited into the Fund for relocation and care of residents  
          when a facility's license is revoked or suspended.  

          AB 364 (Calderon) would increase DSS inspections of community  
          care facilities, passed Assembly Human Services Committee on  
          March 25, 2014 on a 7-0 vote.  

          AB 1554 (Skinner) would require the DSS to start and complete  
          complaint investigations in a timely manner, give complainants  
          written notice of findings and provide complainants an  
          opportunity to appeal.  

          AB 1571 (Eggman) would require that the Department of Social  
          Services/Community Care Licensing establish an on-line RCFE  
          Consumer Information system to include specified updated and  
          accurate license, ownership, survey, complaint and enforcement  
          information on every licensed RCFE in California with components  
          to be phased in over a five (5) year period ending June 30,  
          2019.  This bill also would require complete disclosure of  
          ownership and prior ownership of any type of facility, including  
          nursing facilities, and any similar entity in other states,  
          including history of compliance or non-compliance and require  
          cross checks with the Department of Public Health (DPH).  








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          AB 1572 (Eggman) will amend current laws to enhance the rights  
          of resident councils and family councils in RCFEs.  

           REGISTERED SUPPORT / OPPOSITION  :  

           Support 
           
          Bet Tzedek Legal Services
          California Advocates for Nursing Home Reform (CANHR) -  
          Co-Sponsor
          Consumer Attorneys of California - Co-Sponsor
          Alliance on Aging
          American Association of Retired Persons (AARP)
          Assisted Living Consumer Alliance (ALCA)
          California Alliance for Retired Americans (CARA)
          California Commission on Aging
          California Conference Board of the Amalgamated Transit Union
          California Conference of Machinists
          California Continuing Care Residents Association
          California Senior Legislature
          California Teamsters Public Affairs Council
          Congress of California Seniors
          Consumer Advocates for RCFE Reform (CARR)
          Consumer Attorneys of California - Co-Sponsor
          Consumer Federation of California
          Elder Abuse Task Force of Santa Clara County
          Elder Law & Advocacy
          Engineers and Scientists of CA, IFPTE Local 20, AFL-CIO
          International Longshore and Warehouse Union
          Johnson Moore Trial Lawyers
          Long Term Care Services of Ventura County, Inc.
          Moran Law
          National Association of Social Workers (NASW) California Chapter
          National Consumer Voice for Quality Long-Term Care
          National Senior Citizens Law Center
          Office of the State Long-Term Care Ombudsman
          Older Women's League (OWL)
          Ombudsman Services of Contra Costa
          Professional & Technical Engineers, IFPTE Local 21, AFL-CIO
          Stebner and Associates
          Utility Workers Union of America, Local 132
          UNITE-HERE, AFL-CIO
          Valentine Law Group
          WISE & Healthy Aging








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          Numerous individuals.

           Opposition 
           
          Barney & Barney
          California Assisted Living Association (CALA)
          California Hospice and Palliative Care Association
          Channing House
          Community Residential Care Association of California
          Civil Justice Association of California (CJAC)
          LeadingAge California
          One individual.
           
          Analysis Prepared by  :    Robert MacLaughlin / AGING & L.T.C. /  
          (916) 319-3990