BILL ANALYSIS                                                                                                                                                                                                    Ó




                   Senate Appropriations Committee Fiscal Summary
                            Senator Kevin de León, Chair


          SB 2 (Lieu) - Campaign Statements
          
          Amended: May 6, 2013            Policy Vote: E&CA 4-1
          Urgency: No                     Mandate: No
          Hearing Date: May 23, 2013      Consultant: Maureen Ortiz
          
          SUSPENSE FILE.
          
          
          Bill Summary:  SB 2 authorizes the Fair Political Practices  
          Commission (FPPC) to perform additional audits, and increases  
          various fines and penalties relating to campaign reporting laws.

          Fiscal Impact: 

              FPPC indicates minor, absorbable costs (General)
              Potential increase in penalty revenue of $200,000 -  
              $300,000 annually (General)*
              Potential increase in  revenue of approximately $15,000  
              (PDATA Fund)
              Approximately $18,000 one-time to update the automated fine  
              assessment system to accommodate the increase in late filing  
              penalties (General)

          *This same penalty revenue is contained in SB 3 (Yee).

          Background: Existing law, pursuant to the Political Reform Act  
          (PRA), requires candidates, political committees, and slate mail  
          organizations to file specified periodic and activity-based  
          campaign finance reports, including semiannual statements,  
          pre-election statements, supplemental pre-election statements,  
          and late contribution/expenditure reports that include specified  
          campaign finance information.

          These campaign statements must disclose, among other things,  
          specified information about contributors who have made aggregate  
          contributions, as defined, of $100 or more as well as similar  
          information about expenditures of $100 or more.

          Candidates and committees that are required to file specified  
          campaign statements by online or electronic means with the  
          Secretary of State (SOS) must additionally file the original and  








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          one copy of those campaign statements in a paper format with the  
          SOS.  The paper originals will continue to be considered the  
          official filing for audit and other legal purposes until the SOS  
          determines that the online or electronic campaign disclosure  
          system is operating securely and effectively. 

          Existing law permits the Fair Political Practices Commission to  
          make investigations and audits with respect to any reports or  
          statements required under the PRA. However, those audits are  
          prohibited until after the last date for filing the first report  
          or statement following the general, runoff, or special election  
          for the office for which the candidate ran, or following the  
          election at which the measure was adopted or defeated.

          SB 1001 (Yee), Chapter 506 of 2012 imposed a new $50 fee on  
          specified committees that are required to file disclosure  
          reports pursuant to the PRA and increased fees by $25 per year  
          on lobbying firms and lobbyist employers.  The measure created  
          the Political Disclosure, Accountability, Transparency, and  
          Access Fund (PDATA Fund) and require the new fee revenue to be  
          used for the maintenance, repair, and improvement of the online  
          or electronic disclosure program implemented by the Secretary of  
          State.

          Proposed Law:   SB 2 increases the penalties for the late filing  
          of campaign reports from $10 per day to $30 per day.  The  
          penalties for filing late campaign reports in FY 2012-13 was  
          $163,456, in FY 2011-12 was $181,195, and in FY 2010-11 the  
          penalty revenue totaled $197,384.  Since the bill essentially  
          triples the fine, revenue could also triple however it is more  
          likely that the increase in penalties will result in better  
          compliance.

          SB 2 also adds a 15% surcharge for improperly reporting  
          laundered or earmarked contributions and requires that revenue  
          to be deposited into the PDATA Fund to be used for maintenance  
          on the Cal-ACCESS database.

          SB 2 also authorizes the FPPC to perform audits prior to the  
          date of the election and prior to the date that a statement or  
          report is required to be filed, and authorizes the FPPC to seek  
          an injunction to compel compliance with the audit.









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          Certain disclosure information is currently required on all  
          slate mailers.  SB 2 will additionally require that each  
          candidate and ballot measure whose appearance has been paid for  
          by a third party be designated by an @.

          Staff Comments: Under existing law, candidates and committees  
          generally are required to file regular campaign disclosure  
          reports semi-annually.  Candidates generally are required to  
          file two pre-election campaign statements for any election where  
          they will appear on the ballot, and certain non-candidate  
          committees similarly must file pre-election reports.  When  
          candidates and committees are required to file these  
          pre-election reports, they generally must also file late  
          contribution reports, and late IE reports, disclosing within  
          24-hours any contributions made or received and IEs made of  
          $1,000 or more in the last 16 days before the election.   
          Candidates and committees can also be required to file  
          additional special campaign reports at other times of year,  
          based on the particular campaign finance activity of the  
          candidate or committee.

          SB 2 will adopt slate mailer recommendations from the FPPC's  
          Chairman's Task Force that include language access to slate  
          mailer disclosures when the slate mailer is in a language other  
          than English.  Slate mailer reforms also include a new symbol to  
          alert voters when certain advertisements are purchased by third  
          parties or IEs.  Current law does not provide for such a  
          designation. 

          Lastly, SB 2 gives the FPPC discretionary audit tools that will  
          allow them to react and investigate violations prior to Election  
          Day.  Most of the FPPC's discretionary audit powers can now only  
          be utilized after the election, which prevents the FPPC from  
          reacting to violations in progress that may affect the result of  
          a contest. 

          SB 2 amends the Political Reform Act and will require 2/3rd vote  
          on the Senate Floor.













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