BILL ANALYSIS                                                                                                                                                                                                    Ó




                         SENATE COMMITTEE ON EDUCATION
                                Carol Liu, Chair
                           2013-2014 Regular Session
                                        

          BILL NO:       SB 58
          AUTHOR:        Cannella
          INTRODUCED:    January 7, 2013
          FISCAL COMM:   Yes            HEARING DATE:  May 1, 2013
          URGENCY:       Yes            CONSULTANT:Daniel Alvarez

           SUBJECT  :  Public postsecondary education: funding.
          
           SUMMARY 

           This bill, an urgency measure  , requires that mandatory  
          systemwide fees or tuition at the California State  
          University (CSU), California Community Colleges (CCC), and  
          the University of California (UC) for the period of 2013-14  
          through 2018-19, not exceed the level of fees or tuition  
          charged for the 2011-12 fiscal year. 

           BACKGROUND  

          The Maddy-Dills Act previously required fees to be (1)  
          gradual, moderate and predictable, (2) limited fee  
          increases to not more than 10 percent a year, and (3) fixed  
          at least ten months prior to the fall term in which they  
          were to become effective. The policy also required  
          sufficient financial aid to offset fee increases. However,  
          even with this policy, when the state faced serious  
          budgetary challenges the statute was "in-lieued" in order  
          to provide the institutions some flexibility in dealing  
          with the lack of state General Fund support. The  
          Maddy-Dills Act sunset in 1996 and, since then, the state  
          has had no long-term policy regarding the way in which  
          mandatory student fees are determined. Currently, fees  
          derive from the state's current fiscal condition and the  
          stated needs of UC, CSU, and CCCs, as negotiated in the  
          budget deliberations.

          Current law further provides that statutes related to UC  
          (and most other aspects of the governance and operation of  
          UC) are applicable only to the extent that the Regents of  
          UC make such provisions applicable. (EC § 67400)

          Current law confers upon the Trustees of the CSU the  





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          powers, duties, and functions with respect to the  
          management, administration, and control of the CSU system.  
          (EC § 66066)

           ANALYSIS
           
           This bill, an urgency measure  , requires that mandatory  
          systemwide fees or tuition at the California State  
          University (CSU), California Community Colleges (CCC), and  
          the University of California (UC) not exceed the level of  
          fees or tuition charged for the 2011-12 fiscal year.  More  
          specifically, this bill:



          1)   Declares that Proposition 30, the Schools and Local  
               Public Safety Protection Act of 2012 enacted in  
               November 2012, is estimated to raise $50 billion over  
               a period of seven years.

          2)   Specifies legislative intent to accomplish both of the  
               following:

               a)        Provide General Fund support in amounts that  
               are at least as large 
                    as amounts provided to the respective segments  
                    for the 2012-13 fiscal year for as long as  
                    Proposition 30 tax rates are in effect.

               b)        Increase funding to the segments of higher  
               education to ensure that 
                    mandatory systemwide student fees or tuition are  
                    not required during the period when the  
                    Proposition 30 tax rates are in effect.

          3)   Requires from fiscal years 2013-14 to 2018-19,  
               mandatory systemwide fees or tuition for students at  
               CSU, CCCs, and the UC shall not exceed or increase  
               beyond the level of mandatory systemwide fees or  
               tuition charged for the 2011-12 fiscal year.

           STAFF COMMENTS  

           1)   Need for the bill  . According to the author's office,  
               ?"despite what was said by proponents during the  
               election, there is no specific language in the text of  
               Proposition 30 guaranteeing that additional revenue  





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               will actually go to UC, CSU, or the CCCs campuses.   
               Though there is $125 million increase in funding for  
               UC, CSU and CCC systems in the proposed 2013-14  
               budget, the money is not guaranteed.  It can be  
               eliminated through a majority vote of the  
               Legislature."

           2)   Governor's proposed budget  .  According to the Senate  
               Committee on Budget and Fiscal Review, "the budget  
               expects the segments to maintain current tuition fee  
               levels for the life of a four-year funding plan  
               advocated by the administration.  According to the  
               administration, no increases in student tuition fees  
               are necessary because any need is negated by the  
               year-over-year General Fund increases (generally  
               around 4 or 5 percent increases over a four-year  
               period) coupled with savings from expected reforms  
               from the improved deployment of teaching resources and  
               from current segmental efforts to increase  
               efficiencies.  The reforms related to improved  
               deployment teaching resources include: (1) making  
               available the courses students need and help them  
               progress through college efficiently; (2) using  
               technology to deliver quality education to greater  
               numbers of students in high demand courses (with $37  
               million in designated funding for UC, CSU, and CCCs);  
               (3) improving course management and planning; (4)  
               using faculty more effectively; and (5) increasing the  
               use of summer sessions."






           3)   Tuition freeze likely to have negative consequences.    
               According to the Legislative Analyst Office (LAO) an  
               extended tuition freeze likely would have negative  
               long-and near-term consequences. The LAO noted serious  
               concerns with the Governor's extended tuition freeze  
               proposal, as it very likely would result in steep  
               tuition increases during the next economic downturn  
               and reduced accountability in the near term. Moreover,  
               tuition levels and students' share of cost currently  
               are low. After accounting for state and institutional  
               financial aid, the average share of cost paid by  
               California students is about 30 percent at UC and CSU  





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               and 6 percent at CCC.

               Historically, fees have fluctuated in response to the  
               State's fiscal condition. When state revenues are up,  
               fees have decreased or been frozen, as they were in  
               2006-07, and when revenue is down, student fees have  
               increased. Families find that when their incomes go  
               up, fees go down, and when they are faced with  
               stagnant or decreased income, their fees go up. The  
               charts below illustrate the fluctuation in fees at the  
               UC, CSU, and community colleges over the last several  
               years.




           -------------------------------------------- 
          |                     UC                     |
          |            Mandatory Systemwide            |
          |                Student Fees                |
          |          Resident Undergraduates           |
           -------------------------------------------- 
          |--------------+--------------+--------------|
          |              |              |              |
          |     Year     |  Fee Amount  |   Percent    |
          |              |              | Change from  |
          |              |              |  Prior year  |
          |--------------+--------------+--------------|
          |   1997-98    |    $3,799    |     0.0%     |
          |--------------+--------------+--------------|
          |   1998-99    |    $3,609    |    -5.0%     |
          |--------------+--------------+--------------|
          |   1999-00    |    $3,429    |    -5.0%     |
          |--------------+--------------+--------------|
          |   2000-01    |    $3,429    |     0.0%     |
          |--------------+--------------+--------------|
          |   2001-02    |    $3,429    |     0.0%     |
          |--------------+--------------+--------------|
          |   2002-03    |    $3,834    |    11.8%     |
          |--------------+--------------+--------------|
          |   2003-04    |    $4,984    |    30.0%     |
          |--------------+--------------+--------------|
          |   2004-05    |    $5,684    |    14.0%     |
          |--------------+--------------+--------------|
          |   2005-06    |    $6,141    |     8.0%     |
          |--------------+--------------+--------------|
          |   2006-07    |    $6,141    |     0.0%     |





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          |--------------+--------------+--------------|
          |   2007-08    |    $6,636    |     8.1%     |
          |--------------+--------------+--------------|
          |   2008-09    |    $7,126    |     7.4%     |
          |--------------+--------------+--------------|
          |   2009-10    |    $8,958    |    25.7%     |
          |--------------+--------------+--------------|
          |   2010-11    |   $10,302    |    15.0%     |
          |--------------+--------------+--------------|
          |   2011-12    |   $12,192    |    18.3%     |
          |--------------+--------------+--------------|
          |   2012-13    |   $12,192    |     0.0%     |
           -------------------------------------------- 






           -------------------------------------------- 
          |                    CSU                     |
          |           Mandatory Systemwide             |
          |               Student Fees                 |
          |          Resident Undergraduates           |
           -------------------------------------------- 
          |--------------+--------------+--------------|
          |              |              |              |
          |     Year     |  Fee Amount  |   Percent    |
          |              |              | Change from  |
          |              |              |  Prior year  |
          |--------------+--------------+--------------|
          |   1997-98    |    $1584     |     0.0%     |
          |--------------+--------------+--------------|
          |   1998-99    |    $1,506    |    -4.9%     |
          |--------------+--------------+--------------|
          |   1999-00    |    $1,428    |    -5.2 %    |
          |--------------+--------------+--------------|
          |   2000-01    |    $1,428    |     0.0%     |
          |--------------+--------------+--------------|
          |   2001-02    |    $1,428    |     0.0%     |
          |--------------+--------------+--------------|
          |   2002-03    |    $1,500    |     5.0%     |
          |--------------+--------------+--------------|
          |   2003-04    |    $2,046    |    36.4%     |
          |--------------+--------------+--------------|
          |   2004-05    |    $2,334    |    14.1%     |
          |--------------+--------------+--------------|





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          |   2005-06    |    $2,520    |     8.0%     |
          |--------------+--------------+--------------|
          |   2006-07    |    $2,520    |     0.0%     |
          |--------------+--------------+--------------|
          |   2007-08    |    $2,772    |    10.0%     |
          |--------------+--------------+--------------|
          |   2008-09    |    $3,048    |    10.0%     |
          |--------------+--------------+--------------|
          |   2009-10    |    $4,026    |    32.1%     |
          |--------------+--------------+--------------|
          |   2010-11    |    $4,429    |    10.0%     |
          |--------------+--------------+--------------|
          |   2011-12    |    $5,472    |    23.5%     |
          |--------------+--------------+--------------|
          |   2012-13    |    $5,472    |     0.0%     |
          |              |              |              |
           -------------------------------------------- 



           --------------------------------------------------- 
          |           California Community Colleges           |
          |                   Student Fees                    |
           --------------------------------------------------- 
          |------------+------------+------------+------------|
          |            |            |            |            |
          |    Year    | Fee Amount |Annual FTES |  Percent   |
          |            | (per unit) |   Amount   |change from |
          |            |            | (assuming  | prior year |
          |            |            | 30 units / |            |
          |            |            |   year)    |            |
          |------------+------------+------------+------------|
          |  1997-98   |    $13     |    $390    |    0.0%    |
          |------------+------------+------------+------------|
          |  1998-99   |    $12     |    $360    |   -7.7%    |
          |------------+------------+------------+------------|
          |  1999-00   |    $11     |    $330    |   -8.3%    |
          |------------+------------+------------+------------|
          |  2000-01   |    $11     |    $330    |    0.0%    |
          |------------+------------+------------+------------|
          |  2001-02   |    $11     |    $330    |    0.0%    |
          |------------+------------+------------+------------|
          |  2002-03   |    $11     |    $330    |    0.0%    |
          |------------+------------+------------+------------|
          |  2003-04   |    $18     |    $540    |   63.6%    |
          |------------+------------+------------+------------|
          |  2004-05   |    $26     |    $780    |   44.4%    |





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          |------------+------------+------------+------------|
          |  2005-06   |    $26     |    $780    |    0.0%    |
          |------------+------------+------------+------------|
          |  2006-07   |    $26     |    $780    |    0.0%    |
          |------------+------------+------------+------------|
          |  2007-08   |    $20     |    $600    |   -23.0%   |
          |------------+------------+------------+------------|
          |  2008-09   |    $20     |    $600    |    0.0%    |
          |------------+------------+------------+------------|
          |  2009-10   |    $26     |    $780    |   30.0%    |
          |------------+------------+------------+------------|
          |  2010-11   |    $26     |    $780    |    0.0%    |
          |------------+------------+------------+------------|
          |  2011-12   |    $36     |   $1,080   |   38.5%    |
          |------------+------------+------------+------------|
          |  2012-13   |    $46     |   $1,380   |   27.7%    |
          |            |            |            |            |
           --------------------------------------------------- 

               Staff notes that, even with the recent increases, fees  
               at our public institutions of higher education are at  
               or below the cost of comparable public institutions.


           4)   Is this the right solution  ? This bill proposes to  
               "lock-in" resident student tuition or fees at the  
               2011-12 level at the CSU, UC and CCC.  Limiting  
               student fee increases, no matter how well-intentioned,  
               reduces the options available to the higher education  
               segments for offsetting General Fund reductions if  
               they occur. 
                
                While the passage of Proposition 30 provides a modicum  
               of short-term budgetary relief, the additional  
               revenues presumed from its passage are estimates.  The  
               tax base of the State is subject to major swings (both  
               positive and negative) depending on numerous volatile  
               variables - for example, consumer confidence related  
               to employment markets, the fluctuations of the  
               financial markets, or the slowing of housing  
               construction.  There are many factors that may reduce  
               or impact the "estimate" of revenues.  In times of  
               severe budget reductions, institutions have reduced  
               enrollment, limited course offerings, or reduced  
               programs and services. While the provisions of this  
               bill might make tuition predictable for individual  
               families it would not ensure the maintenance of a  





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               quality higher education or even access to it.
           
            5)   Similar legislation  .  AB 67 (Olsen) requires the  
               California State University (CSU), and requests the  
               University of California (UC), to freeze undergraduate  
               tuition and fees through 2016-17.  Tuition and fees  
               could be increased in each fiscal year, however, if  
               state General Fund support does not increase by at  
               least: 5% in 2013-14 and 2014-15, and 4% in 2015-16  
               and 2016-17.

           6)   Prior legislation  . The Legislature has considered  
               several bills that proposed a number of variations on  
               a fee policy. Most recently, these have included:

               a)        SB 1461 (Negrete McLeod, 2011) prohibited  
                    the Trustees of the CSU (and request that the UC  
                    Regents comply with this same prohibition) from  
                    increasing mandatory systemwide fees charged to  
                    resident undergraduate students by 2 percent more  
                    than the percentage change in the California per  
                    capita personal income from the prior year in any  
                    academic year in which funds are appropriated to  
                    the institution for enrollment growth, as  
                    specified, and a cost-of-living adjustment in the  
                    annual Budget Act. The bill was passed by this  
                    committee by a vote of 8-0 but was subsequently  
                    held on suspense in the Senate Appropriations  
                    Committee.

               b)        SB 969 (Liu, 2010) placed an upper limit on  
                    mandatory systemwide student fees, not to exceed  
                    a fixed percentage of the cost of education as  
                    defined, and prohibited annual mandatory  
                    systemwide fee increases from increasing by more  
                    than the implicit price deflator for state and  
                    local government for goods and services. This  
                    version of SB 969 combined elements of SB 969  
                    (Florez) and SB 1199 (Liu). The bill was passed  
                    by this committee by a vote of 8-0, but was  
                    subsequently held on suspense in the Assembly  
                    Appropriations Committee. 

               c)        SB 969 (Florez, 2010) placed an upper limit  
                    on mandatory systemwide student fees, not to  
                    exceed a fixed percentage of the cost of  
                    education, as defined, prohibited student fees  





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                    from ever increasing beyond the amount a student  
                    paid at the time of enrollment, and prohibited  
                    annual mandatory systemwide fee increases for  
                    each new cohort of undergraduate students at the  
                    UC, CSU, and California Community Colleges from  
                    exceeding five percent of the preceding academic  
                    year. 

               d)        SB 1199 (Liu, 2010) required the governing  
                    boards of the UC and CSU to develop student fee  
                    increase methodologies consistent with specified  
                    direction, and included many of the same concepts  
                    found in SB 969. The bill's provisions were  
                    combined with those of 
                    SB 969 and the hearing was canceled at the  
                    request of the author.

               e)        SCA 26 (Denham, 2010) amended the State  
                    Constitution and imposed upon the UC a waiting  
                    period of 180 days before mandatory student fees  
                    could take effect, and limited annual fee  
                    increases to no more than a cumulative 10 percent  
                    over the preceding academic year. SCA failed  
                    passage in this committee by a vote of 2-2.

           SUPPORT  

          None on file.

           OPPOSITION

           None on file.