Amended in Assembly June 11, 2013

Senate BillNo. 110


Introduced by Senatorbegin delete Steinbergend deletebegin insert DeSaulnierend insert

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(Coauthors: Assembly Members Ammiano and Gordon)

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January 14, 2013


An act to addbegin delete Section 14521.5 to the Government Codeend deletebegin insert and repeal Chapter 4.4 (commencing with Section 30964.10) of Division 17 of the Streets and Highways Codeend insert, relating to transportationbegin insert, and making an appropriation thereforend insert.

LEGISLATIVE COUNSEL’S DIGEST

SB 110, as amended, begin deleteSteinbergend delete begin insertDeSaulnierend insert. begin deleteCalifornia Transportation Commission: guidelines. end deletebegin insertEast Span, San Francisco-Oakland Bay Bridge Safety Review Task Force.end insert

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Existing law identifies the San Francisco-Oakland Bay Bridge as a “toll bridge” and provides that the bridge and the approaches to it are a primary state highway. Existing law requires the Department of Transportation to permanently maintain and operate the San Francisco-Oakland Bay Bridge as a primary state highway in such a manner that the physical condition and operating efficiency thereof are of the highest character. Existing law establishes the Bay Area Toll Authority and assigns to it responsibility for the administration of all toll revenues from state-owned toll bridges. Existing law provides that the power or duty of the authority to fix the rates of toll for the San Francisco-Oakland Bay Bridge or the power and duty of the department to collect the tolls so fixed by the authority for the use of the bridge are not affected by any law providing that state highways are to be free highways.

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This bill would establish the East Span, San Francisco-Oakland Bay Bridge Safety Review Task Force in state government and require the Legislative Analyst to provide administrative support for the task force as necessary for the completion of its duties. The task force would consist of 7 members appointed by the Legislative Analyst. Each member of the task force would serve a term of one year and receive compensation, as specified, and reimbursement for actual and necessary expenses. The bill would appropriate $100,000 from the State Highway Account in the State Transportation Fund to the Legislative Analyst for purposes of paying for the compensation and expense reimbursement of the task force members. The task force would be required to assess the anticipated seismic structural performance of the East Span, as defined, of the San Francisco-Oakland Bay Bridge by conducting a series of specified reviews. The task force would be required to submit a final written report to the Legislature and the Governor that includes the results of its reviews, as specified.

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This bill would provide that the task force is exempt from the Bagley-Keene Open Meeting Act and open meeting requirements that apply to the Legislature. The bill would provide that the records and documents of the task force are exempt from disclosure under the California Public Records Act and the Legislative Open Records Act until the final written report is submitted to the Legislature and the Governor. Upon submission of the final written report, the task force would be required to provide copies of all of its records and documents to the Legislative Analyst, and the records and documents of the task force in the possession of the Legislative Analyst would be subject to disclosure under the Legislative Open Records Act.

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Existing constitutional provisions require that a statute that limits the right of access to the meetings of public bodies or the writings of public officials and agencies be adopted with findings demonstrating the interest protected by the limitation and the need for protecting that interest.

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This bill would make legislative findings to that effect.

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This bill would make these provisions, except for the provision regarding liability described below, inoperative on July 1, 2014, and would repeal it as of January 1, 2015.

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This bill would provide that the task force, each of its individual members, the Legislative Analyst, and any other public officer or entity are not and may not be held liable for any injury arising out of an act or omission made in connection with these provisions.

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Existing law generally provides for programming and allocation of state and federal funds available for transportation capital improvement projects by the California Transportation Commission, pursuant to various requirements. Existing law authorizes the commission, in certain cases, to adopt guidelines relative to its programming and allocation policies and procedures.

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Existing law, the Administrative Procedure Act, generally governs the procedure for the adoption, amendment, or repeal of regulations by state agencies and for the review of those regulatory actions by the Office of Administrative Law. Existing law, in certain instances, exempts state agencies from these requirements.

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This bill would establish specified procedures that the commission would be required to utilize when it adopts guidelines, except as specified, and would exempt the adoption of those guidelines from the requirements of the Administrative Procedure Act.

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Vote: begin deletemajority end deletebegin insert23end insert. Appropriation: begin deleteno end deletebegin insertyesend insert. Fiscal committee: yes. State-mandated local program: no.

The people of the State of California do enact as follows:

P3    1begin insert

begin insertSECTION 1.end insert  

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begin insertChapter 4.4 (commencing with Section 30964.10)
2is added to Division 17 of the end insert
begin insertStreets and Highways Codeend insertbegin insert, to read:end insert

begin insert

3 

4Chapter  begin insert4.4.end insert East Span, San Francisco-Oakland Bay
5Bridge Safety Review Task Force
6

 

7

begin insert30964.10.end insert  

(a) The East Span, San Francisco-Oakland Bay
8Bridge Safety Review Task Force is hereby established in state
9government. The Legislative Analyst shall provide administrative
10support for the task force as necessary for the completion of its
11duties.

12(b) The task force shall consist of seven members appointed by
13the Legislative Analyst. Each member shall serve a term of one
14year. The members shall be selected based upon the following
15qualifications:

16(1) Expertise: Members shall be well-credentialed, recognized
17experts in the field of bridge design and construction. The
18membership shall reflect extensive experience and knowledge
19related to the design and construction of structures that resemble
P4    1the East Span in terms of complexity and magnitude, and that raise
2similar design and construction obstacles and technical challenges.

3(2) Independence: Members shall have minimal or no prior
4involvement in the design, construction, or review of the East Span
5as determined by the Legislative Analyst. If necessary, members
6may be appointed from outside of California.

7(c) The task force shall select a chairperson from its members.

8(d) The chairperson shall receive compensation of twelve
9thousand dollars ($12,000). Each of the other members shall
10receive compensation of eight thousand dollars ($8,000). Each
11member shall be reimbursed for actual and necessary expenses.
12The sum of one hundred thousand dollars ($100,000) is hereby
13appropriated from the State Highway Account in the State
14 Transportation Fund to the Legislative Analyst, without regard to
15fiscal year, for the purpose of paying for the compensation and
16expense reimbursement of the members of the task force.

17

begin insert30964.15.end insert  

As used in this chapter, the following terms have
18the following meanings:

19(a) “Task force” means the East Span, San Francisco-Oakland
20Bay Bridge Safety Review Task Force established in subdivision
21(a) of Section 30964.10.

22(b) “East Span” means the self-anchored suspension bridge,
23and its associated 13 foundation piles, that was constructed as a
24component of the San Francisco-Oakland Bay Bridge.

25

begin insert30964.20.end insert  

(a) All task force meetings shall be held in
26California, except that members may participate via conference
27call with the prior consent of the Legislative Analyst.

28(b) Notwithstanding Section 11033 of the Government Code,
29members of the task force may be absent from the state on business
30of the state.

31(c) Notwithstanding Section 11032 of the Government Code,
32the Legislative Analyst may approve actual and necessary travel
33expenses of members for travel outside the state.

34(d) The task force is exempt from the Bagley-Keene Open
35Meeting Act (Article 9 (commencing with Section 11120) of
36Chapter 1 of Part 1 of Division 3 of Title 2 of the Government
37Code) and from Article 2.2 (commencing with Section 9027) of
38Chapter 1.5 of Part 1 of Division 2 of Title 2 of the Government
39Code.

P5    1(e) The records and documents of the task force, or in the
2possession of the task force, are exempt from disclosure under the
3California Public Records Act (Chapter 3.5 (commencing with
4Section 6250) of Division 7 of Title 1 of the Government Code)
5and the Legislative Open Records Act (Article 3.5 (commencing
6with Section 9070) of Chapter 1.5 of Part 1 of Division 2 of Title
72 of the Government Code) until the final written report pursuant
8to Section 30964.35 is submitted to the Legislature and the
9Governor. The task force shall provide copies of all of its records
10and documents to the Legislative Analyst, and, when the task force
11submits the final written report to the Legislature and the Governor
12pursuant to Section 30964.35, the task force records and documents
13in the possession of the Legislative Analyst, including the final
14written report, shall then be subject to disclosure under the
15Legislative Open Records Act.

16

begin insert30964.25.end insert  

The task force shall assess the anticipated seismic
17structural performance of the East Span as follows:

18(a) Review the seismic design criteria of the East Span. Evaluate
19the appropriateness of the approach, methodologies, and modeling
20assumptions of the Department of Transportation as they pertain
21to the ability of the structure as designed to withstand earthquakes
22of an assumed magnitude that could come from the Hayward, San
23Andreas, or other faults in the Bay Area.

24(b) Review construction techniques, testing documents, and
25other pertinent information on the construction of the East Span.
26In performing this task, the task force shall address specifically
27questions that have been raised about construction quality due to
28possible problems with the oversight by the Department of
29Transportation of the construction contractor and subcontractors.

30(c) Review and evaluate analyses performed by the Department
31of Transportation to assess the impact of construction defects
32identified pursuant to subdivision (b). The task force may request
33that the Department of Transportation run models of the East Span
34foundation or bridge, or both, using a different set of assumptions
35regarding the construction of the East Span foundation or bridge,
36or both, or using different assumptions about the type of anticipated
37earthquake.

38(d) Perform a high-level assessment of the risk analysis
39conducted by the Department of Transportation as part of the East
40Span design to determine whether the department’s evaluations
P6    1of the East Span’s seismic performance as a lifeline structure in
2the event of a design-level, large earthquake are appropriate.

3

begin insert30964.30.end insert  

(a) The Department of Transportation shall
4cooperate fully with the task force in the performance of its duties
5pursuant to this chapter.

6(b) Notwithstanding any other law, the Department of
7Transportation shall provide the task force with all relevant
8information and records that the task force requests.

9(c) If so requested by the task force, the Department of
10Transportation shall run models of the East Span foundation or
11bridge, or both, using the assumptions requested by the task force
12pursuant to subdivision (c) of Section 30964.25, and shall provide
13all resulting information to the task force.

14

begin insert30964.35.end insert  

(a) The task force shall submit a final written report
15to the Legislature and the Governor that sets forth the results of
16its reviews, including all of the following:

17(1) Whether the Department of Transportation made proper
18assumptions and followed proper procedures to ensure that the
19East Span will perform as expected under the assumed design
20earthquake.

21(2) Whether the evaluations of the Department of Transportation
22concerning the East Span’s seismic performance as a lifeline
23structure in the event of a design-level, large earthquake are
24appropriate.

25(b) Notwithstanding Section 9795 of the Government Code, the
26report to the Legislature shall be delivered to the Senate Committee
27on Transportation and Housing and the Assembly Committee on
28Transportation.

29

begin insert30964.40.end insert  

This chapter shall become inoperative on July 1,
302014, and, as of January 1, 2015, is repealed, unless a later
31enacted statute, that becomes operative on or before January 1,
322015, deletes or extends the dates on which it becomes inoperative
33and is repealed.

end insert
34begin insert

begin insertSEC. 2.end insert  

end insert

begin insertNotwithstanding any other provision of law, including
35Division 3.6 (commencing with Section 810) of Title 1 of the
36Government Code, neither the East Span, San Francisco-Oakland
37Bay Bridge Safety Review Task Force, as established in Chapter
384.4 (commencing with Section 30964.10) of Division 17 of the
39Streets and Highways Code pursuant to this act, any member of
40the task force, the Legislative Analyst, nor any other public officer
P7    1or entity is or may be held liable for any injury arising out of an
2act or omission in connection with that chapter.end insert

3begin insert

begin insertSEC. 3.end insert  

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Pursuant to paragraph (2) of subdivision (b) of Section
43 of Article I of the California Constitution, the Legislature finds
5and declares all of the following:

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6(a) California has a strong public interest in making every effort
7to ensure that the East Span of the San Francisco-Oakland Bay
8Bridge is constructed in a manner that ensures that it is a safe and
9reliable lifeline structure that will survive a foreseeable
10earthquake.

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11(b) It is critical for the state to obtain a reliable, independent
12review of the structure as soon as possible, and the substantial
13public interest to have early access to documents and proceedings
14related to this review is outweighed by the public interest of
15ensuring that the structure is safe and can survive a foreseeable
16earthquake. All of the records and documents of the East Span,
17San Francisco-Oakland Bay Bridge Safety Review Task Force,
18including its final written report, will become subject to the
19disclosure requirements of the Legislative Open Records Act once
20the report is submitted to the Legislature and the Governor.

end insert
21begin insert

begin insertSEC. 4.end insert  

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begin insert

It is the intent of the Legislature that the work of the
22East Span, San Francisco-Oakland Bay Bridge Safety Review Task
23Force established in Chapter 4.4 (commencing with Section
2430964.10) of Division 17 of the Streets and Highways Code not
25delay the opening of the new East Span of the San
26Francisco-Oakland Bay Bridge if the Department of Transportation
27determines at any time that the bridge is safe and ready to open.

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28

SECTION 1.  

The Legislature finds and declares all of the
29following:

30(a) From time to time, the Legislature has authorized the
31California Transportation Commission to adopt guidelines for the
32development and administration of statutorily created transportation
33programs.

34(b) Examples of the legislative authorization described in
35subdivision (a) include, but are not limited to, the authority for
36guidelines for the administration of transportation programs funded
37by the Highway Safety, Traffic Reduction, Air Quality, and Port
38Security Bond Act of 2006 (Chapter 12.49 (commencing with
39Section 8879.20) of Division 1 of Title 2 of the Government Code),
P8    1including the Corridor Mobility Improvement Account (CMIA)
2and the Highway-Railroad Crossing Safety Account.

3(c) In 2009, the commission also adopted program guidelines
4for the implementation of the public-private partnership authority
5the Legislature granted to the Department of Transportation
6(Caltrans) and to regional transportation planning agencies pursuant
7to Section 143 of the Streets and Highways Code.

8(d) The Legislature has exempted program guidelines adopted
9by the commission from the Administrative Procedure Act (Chapter
103.5 (commencing with Section 11340) of Part 1 of Division 3 of
11Title 2 of the Government Code) so that the commission may adopt
12guidelines quickly and may amend adopted guidelines in response
13to quickly changing circumstances.

14(e) On some occasions, the commission’s process for adopting
15program guidelines has lacked transparency and has not provided
16the public with ample opportunity to fully review and comment
17on proposed guidelines.

18(f) To ensure the commission’s process for the adoption of
19program guidelines is understandable, predictable, and transparent,
20and to ensure the commission’s process provides ample opportunity
21for public review and comment on proposed guidelines, it is
22necessary to place into statute a process for the adoption of program
23guidelines by the commission.

24

SEC. 2.  

Section 14521.5 is added to the Government Code, to
25read:

26

14521.5.  

(a) Notwithstanding any other law, the adoption of
27guidelines by the commission shall be exempt from the rulemaking
28provisions of the Administrative Procedure Act (Chapter 3.5
29(commencing with Section 11340) of Part 1). Except for the State
30Transportation Improvement Program (STIP) guidelines adopted
31pursuant to Sections 14526, 14527, and 14529, on or after January
321, 2014, the commission shall adopt guidelines using the
33procedures established pursuant to this section.

34(b) The commission’s legal counsel shall review the proposed
35guidelines for matters such as necessity, authority, clarity,
36consistency, reference, and nonduplication, and recommend any
37proposed action to the commissioners. For purposes of this section,
38“necessity,” “authority,” “clarity,” “consistency,” “reference,” and
39“nonduplication” shall each have the same meaning as defined in
40Section 11349. The commission’s legal counsel’s recommendations
P9    1and communications to the commission concerning the results of
2the review shall be subject to the attorney-client privilege, unless
3otherwise waived. The commission’s executive director shall cause
4the recommendations and communications to be distributed to all
5commissioners.

6(c) Program or policy guidelines shall first be presented at a
7commission meeting for purposes of receiving public comment.
8At least 45 days prior to the meeting, the proposed or draft
9guideline shall be sent to any person who has requested notices of
10the meetings of the commission and shall be available to the public
11in electronic format. The proposed or draft guideline shall include
12notice of the right of the public to comment orally on the proposed
13or draft guideline during the public meeting or to comment in
14writing at any time prior to the meeting or within seven business
15days following the meeting, at which time the written comment
16period shall be closed.

17(d) Following the close of the written comment period, the
18commission staff shall review all written and oral comments and
19shall prepare a summary of the objections and recommendations
20made in those comments and an explanation of how the proposed
21guideline is proposed to be changed to accommodate the objections
22or recommendations, or the reason or reasons for proposing no
23change.

24(e) The staff recommendations and summary described in
25subdivision (d) shall be made publicly available at least 15 days
26prior to a subsequent regular meeting of the commission. At that
27subsequent public meeting, the commission shall consider the staff
28recommendations and any additional public comment made at the
29meeting prior to voting on the adoption of the proposed guideline.
30A program or policy guideline adopted by the commission shall
31be adopted by an affirmative vote of a majority of the commission
32membership.

33(f) The commission shall maintain a guideline adoption file
34containing the public notice, public comments, and minutes of the
35public meeting, including the action taken by the commission, and
36a letter from the commission’s legal counsel confirming that he
37or she reviewed the proposed guidelines for compliance with the
38standards set forth in subdivision (b).

39(g) The guideline adoption file shall contain a summary of each
40objection or recommendation made and an explanation of how the
P10   1proposed guideline was changed to accommodate each objection
2or recommendation, or the reason or reasons for making no change.

3(h) The commission shall include in its annual report to the
4Legislature, required pursuant to Section 14535, a summary of its
5activities related to the adoption of program or policy guidelines
6during the previous calendar year, including, but not limited to, a
7summary of the proposed guidelines considered by the commission,
8a description of the actions taken by the commission, and the votes
9of the commission on matters it considered.

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