BILL ANALYSIS                                                                                                                                                                                                    Ó







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              S
                             2013-2014 Regular Session               B

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          SB 199 (De León)                                            
          As Introduced February 7, 2013 
          Hearing date:  April 23, 2013
          Penal Code
          AA:mc

                                COMMUNITY CORRECTIONS:

                               LOCAL BOARD COMPOSITION  


                                       HISTORY

          Source:  State Coalition of Probation Organizations

          Prior Legislation: AB 2031 (Fuentes) - vetoed, 2012
                       AB 109 (Committee on Budget) - Ch. 15, Stats. 2011
                       SB 92 (Committee on Budget) - Ch. 36, Stats. 2011
                       AB 117 (Committee on Budget) - Ch. 39, Stats. 2011

          Support: Los Angeles County Professional Peace Officers  
                   Association; Association of Orange County Deputy  
                   Sheriffs; Sacramento County Deputy Sheriffs  
                   Association; Long Beach Police Officers Association;  
                   Santa Ana Police Officers Association; California  
                   Fraternal Order of Police; San Joaquin County Probation  
                   Officers Association; League of California Cities;  
                   Orange County Employees Association; Fraternal Order of  
                   Police, N. California Probation, Lodge #19; Sacramento  
                   County Probation Association; Probation and Detention  
                   Association; Los Angeles Police Protective League; L.A.  
                   County Probation Officers Union; Riverside Sheriffs'  
                   Association; Association for Los Angeles Deputy  




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                   Sheriffs; Shasta County Professional Peace Officers  
                   Association; Ventura County Professional Peace  
                   Officers' Association; Santa Clara Probation Peace  
                   Officers Union, Local 1587; Probation Peace Officers  
                   Association of Contra Costa County; Peace Officers  
                   Research Association of California

          Opposition:California State Association of Counties; Urban  
                   Counties Caucus; Sacramento County Board of  
                   Supervisors; County of San Diego; Chief Probation  
                   Officers of California; California Attorneys for  
                   Criminal Justice; Rural County Representatives of  
                   California; California State Sheriffs' Association;  
                   California Probation, Parole and Correctional  
                   Association; Lassen County; California District  
                   Attorneys Association; Sacramento County Board of  
                   Supervisors; American Civil Liberties Union; California  
                   Public Defenders Association
           


                                         KEY ISSUE
           
          SHOULD LAW ENFORCEMENT RANK-AND-FILE MEMBERS BE ADDED TO THE   LOCAL  
          COMMUNITY CORRECTIONS PARTNERSHIPS ("CCPs"), AND THE EXECUTIVE  
          COMMITTEES OF CCPs, AS SPECIFIED? 



                                       PURPOSE

          The purpose of this bill is to add two law enforcement  
          rank-and-file members to the local Community Corrections  
          Partnerships ("CCPs"), and the Executive Committees of the CCPs,  
          as specified.
            
          Current law  authorizes each county to establish in each county  
          treasury a Community Corrections Performance Incentives Fund  
          (CCPIF), to receive all amounts allocated to that county for  
          purposes relating to California Community Corrections  




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          Performance Incentives, more commonly known at the SB 678  
          program.  (Penal Code § 1230.)

           Current law  requires that the community corrections program be  
          developed and implemented by probation and advised by a local  
          Community Corrections Partnership ("CCP") chaired by the chief  
          probation officer and comprised of the following membership:

                 The presiding judge of the superior court, or his or her  
               designee.
                 A county supervisor or the chief administrative officer  
               for the county or a designee of the board of supervisors.
                 The district attorney.
                 The public defender.
                 The sheriff.
                 A chief of police.
                 The head of the county department of social services.
                 The head of the county department of mental health.
                 The head of the county department of employment.
                 The head of the county alcohol and substance abuse  
               programs.
                 The head of the county office of education.
                 A representative from a community-based organization  
               with experience in successfully providing rehabilitative  
               services to persons who have been convicted of a criminal  
               offense.
                 An individual who represents the interests of victims.   
               (Penal Code § 1230(b)(2).)

           This bill  would add the following members to the local CCPs:

                 A rank-and-file deputy sheriff or a rank and file police  
               officer, appointed by the local labor organization.
                 A rank-and-file probation officer or deputy probation  
               officer, appointed by the local labor organization.
           
           Current law  requires each local CCP to "recommend a local plan  
          to the county board of supervisors for the implementation of the  
          2011 public safety realignment."  (Penal Code § 1230.1)   Current  
          law  requires that the plan be voted on by an executive committee  




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          of each
          county's Community Corrections Partnership consisting of the  
          chief probation officer of the county as chair, a chief of  
          police, the sheriff, the district attorney, the public defender,  
          the presiding judge of the superior court, or his or her  
          designee, and one department representative, as specified.   
          (Penal Code § 1230.1(b).)
           
          This bill  would require that the executive committee of each  
          county's CCP include a rank-and-file deputy sheriff or a rank  
          and file police officer, and a rank-and-file probation officer  
          or deputy probation officer.

                     RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION

          For the last several years, severe overcrowding in California's  
          prisons has been the focus of evolving and expensive litigation  
          relating to conditions of confinement.  On May 23, 2011, the  
          United States Supreme Court ordered California to reduce its  
          prison population to 137.5 percent of design capacity within two  
          years from the date of its ruling, subject to the right of the  
          state to seek modifications in appropriate circumstances.   

          Beginning in early 2007, Senate leadership initiated a policy to  
          hold legislative proposals which could further aggravate the  
          prison overcrowding crisis through new or expanded felony  
          prosecutions.  Under the resulting policy known as "ROCA" (which  
          stands for "Receivership/ Overcrowding Crisis Aggravation"), the  
          Committee held measures which created a new felony, expanded the  
          scope or penalty of an existing felony, or otherwise increased  
          the application of a felony in a manner which could exacerbate  
          the prison overcrowding crisis.  Under these principles, ROCA  
          was applied as a content-neutral, provisional measure necessary  
          to ensure that the Legislature did not erode progress towards  
          reducing prison overcrowding by passing legislation which would  
          increase the prison population.  ROCA necessitated many hard and  
          difficult decisions for the Committee.

          In January of 2013, just over a year after the enactment of the  
          historic Public Safety Realignment Act of 2011, the State of  




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          California filed court documents seeking to vacate or modify the  
          federal court order issued by the Three-Judge Court three years  
          earlier to reduce the state's prison population to 137.5 percent  
          of design capacity.  The State submitted in part that the, ". .  
          .  population in the State's 33 prisons has been reduced by over  
          24,000 inmates since October 2011 when public safety realignment  
          went into effect, by more than 36,000 inmates compared to the  
          2008 population . . . , and by nearly 42,000 inmates since 2006  
          . . . ."  Plaintiffs, who opposed the state's motion, argue in  
          part that, "California prisons, which currently average 150% of  
          capacity, and reach as high as 185% of capacity at one prison,  
          continue to deliver health care that is constitutionally  
          deficient."  In an order dated January 29, 2013, the federal  
          court granted the state a six-month extension to achieve the  
          137.5 % prisoner population cap by December 31st of this year.  

          In an order dated April 11, 2013, the Three-Judge Court denied  
          the state's motions, and ordered the state of California to  
          "immediately take all steps necessary to comply with this  
          Court's . . . Order . . . requiring defendants to reduce overall  
          prison population to 137.5% design capacity by December 31,  
          2013."         

          The ongoing litigation indicates that prison capacity and  
          related issues concerning conditions of confinement remain  
          unresolved.  However, in light of the real gains in reducing the  
          prison population that have been made, although even greater  
          reductions are required by the court, the Committee will review  
          each ROCA bill with more flexible consideration.  The following  
          questions will inform this consideration:

                 whether a measure erodes realignment;
                 whether a measure addresses a crime which is directly  
               dangerous to the physical safety of others for which there  
               is no other reasonably appropriate sanction; 
                 whether a bill corrects a constitutional infirmity or  
               legislative drafting error; 
                 whether a measure proposes penalties which are  
               proportionate, and cannot be achieved through any other  
               reasonably appropriate remedy; and




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                 whether a bill addresses a major area of public safety  
               or criminal activity for which there is no other  
               reasonable, appropriate remedy.

                                      COMMENTS

          1.  Stated Need for This Bill

           The author states:

               Pursuant to Governor Brown's Realignment of Public  
               Safety, Community Corrections Programs are implemented  
               by county probation departments and advised by a local  
               Community Corrections Partnership (CCP).  These  
               programs consist of a system of felony probation  
               supervision services that, among other things, manage  
               and reduce offender risk for those under felony  
               probation supervision and upon their reentry from jail  
               into the community. 

               Over the past two years, the CCP in each county has  
               developed and recommended an implementation plan for  
               the 2011 Public Safety Realignment to the county Board  
               of Supervisors.  The CCPs are comprised of the  
               following members: Chief Probation Officer (chair), a  
               Chief of Police, Sheriff, District Attorney, Public  
               Defender, presiding Judge of the Superior Court or  
               his/her designee, and a representative from either the  
               County Department of Social Services, Mental Health or  
               Alcohol and Substance Abuse Programs, as appointed by  
               the County Board of Supervisors.

               SB 199 would expand the membership of each local  
               Community Corrections Partnership to include a  
               rank-and-file deputy sheriff or a rank-and-file police  
               officer, and a rank-and-file probation officer or a  
               deputy probation officer.  These members would be  
               appointed by local labor organizations and they would  
               have a vote on the local plan. 





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               According to SCOPO, the sponsors of SB 199,  
               rank-and-file deputy sheriffs, rank-and-file police  
               officers, rank-and-file probation officers and deputy  
               probation officers currently do not have a voice on  
               their local CCP and yet they are charged with  
               delivering the bulk of services required under  
               realignment.  Another unfortunate by-product of the  
               lack of rank-and-file membership on the CCP is the  
               disparate funding that has resulted in far too many  
               counties.  In Sacramento, Fresno and other Counties,  
               the lion's share of CCP funds have been designated to,  
               and spent by, their respective Sheriffs. . . .   

          2.  What This Bill Would Do; Support and Opposition Concerns
           
          As explained above, this bill would add the following rank and  
          file law enforcement representatives to Community Corrections  
          Partnerships ("CCPs"), and to the executive committees for these  
          CCPs:
            
                 A rank-and-file deputy sheriff or police officer,  
               appointed by the local labor organization.
                 A rank-and-file probation officer or deputy probation  
               officer, appointed by the local labor organization.

          The State Coalition of Probation Organizations, sponsor of this  
          bill, submits in part:

               Each county's CCP is charged with implementing  
               "realignment" and allocating the funding for  
               realignment.  Unfortunately, there is NO rank-and-file  
               representation on the CCP, and as a result, the  
               funding for realignment in many counties has been  
               compromised.  Rank-and-file representation on the CCP  
               is vital to its success.  Rank-and-file probation  
               officers and deputy sheriffs/police officers will add  
               an important perspective and raise vital operational  
               issues, which will ultimately impact the overall  






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               success of realignment.<1>

          CSAC and the Urban Counties Caucus, which are among the  
          opponents of this bill, state in part:

               In our view, the work to ensure successful realignment  
               of correctional responsibilities has just begun.   
               Given the breadth and magnitude of this shift, we  
               remain concerned that it is simply too soon to begin  
               making changes to the underlying statutory construct  
               that supports the realignment planning and  
               implementation process.  We also fear that if the  
               Legislature sees fit to expand the composition of the  
               CCP its executive committee, it would be merely the  
               first in a line of changes that would result,  
               regrettably, in making these bodies too large and  
               unwieldy.  As it stands now, the composition of these  
               bodies - particularly the CCP executive committee -  
               has been controversial and delicate.  In the context  
               of realignment, we would all benefit from having more  
               experiential and programmatic data about how things  
               are actually working at the local level before making  
               hasty and, in our view, unjustified changes.<2>
           
          3.  Background: Local Community Corrections Partnerships  

          Community Corrections Partnerships ("CCPs") were enacted in 2009  
          as part of SB 678 (Leno).  As explained by the Community  
          Corrections Program in the Administrative Office of the Courts:

               SB 678 created a state fund-the State Corrections  
               Performance Incentives Fund (SCPIF)-and authorized the  
               state to allocate money each year from the SCPIF to a  
               Community Corrections Performance Incentives Fund  
               (CCPIF) established in each county.  Each county must  
               establish a local community corrections program  
               ----------------------
          <1>   Letter from the State Coalition of Probation  
          Organizations, on file with the Committee.
          <2>   Letter from CSAC and Urban Counties Caucus, on file with  
          the Committee.



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               directed by the county's chief probation officer and  
               based on evidence-based practices.  These local  
               programs then track the success of their  
               evidence-based programs and report the outcomes to the  
               AOC. 

               If the local programs succeed in reducing the number  
               of felony probationers sent to prison, the state saves  
               the cost of incarcerating those offenders.  The state  
               will then share a portion of these savings with the  
               jurisdictions that generated the savings.  Using a  
               baseline average probation failure rate from the years  
               2006 through 2008 for comparison, the California  
               Department of Finance calculates the change in the  
               annual failure rate for each county to determine which  
               counties are eligible to receive a portion of the  
               state savings. 

               Preliminary results for this incentive-based program  
               are very encouraging.  In 2010, the first year that  
               the local community corrections programs began using  
               evidence-based practices, 6,182 fewer adult felony  
               probationers were sent to state prison, compared to  
               the baseline years of 2006 through 2008.  This  
               represents a 23 percent reduction in the rate of  
               probation failure, for a savings to the state of $179  
               million.<3> 

          Pursuant to SB 678, local CCPs are comprised of the following  
          members:

             1)   The Chief Probation Officer (chair).
             2)   The presiding judge of the superior court, or his or her  
               designee.
             3)   A county supervisor or the chief administrative officer  
               for the county or a designee of the board of supervisors.
             4)   The district attorney.
             5)   The public defender.
             6)   The sheriff.


             --------------------------
          <3>   http://www.courts.ca.gov/15584.htm.



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             7)   A chief of police.
             8)   The head of the county department of social services.
             9)   The head of the county department of mental health.
             10)       The head of the county department of employment.
             11)       The head of the county alcohol and substance abuse  
               programs.
             12)       The head of the county office of education.
             13)       A representative from a community-based  
               organization with experience in successfully providing  
               rehabilitative services to persons who have been convicted  
               of a criminal offense.
             14)       An individual who represents the interests of  
               victims.

          The current CCP composition reflects the following broad  
          categories of stakeholders:

                 law enforcement: 4 members = 29%
                 social services: 6 members = 43%
                 court: 1 member = 7 %
                 county board: 1 member = 7 %
                 victim representative: 1 member = 7 %
                 public defender: 1 member = 7 %

          Under this bill, the local CCPs would increase to 16 members,  
          with the following stakeholder composition:

                 law enforcement: 6 members = 38%
                 social services: 6 members = 38%
                 court: 1 member = 6 %
                 county board: 1 member = 6 %
                 victim representative: 1 member = 6 %
                 public defender: 1 member = 6 %











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          4.  Local Public Safety Realignment Plans - CCP Executive  
          Committee
                         
          The 2011 Public Safety Realignment<4> enacted Penal Code section  
          1230.1 to require that each CCP, described in Comment 4 above,  
          "recommend a local plan to the county board of supervisors for  
          the implementation of the 2011 public safety realignment."   
          (Penal Code § 1230.1(a).)  "Consistent with local needs and  
          resources, the plan may include recommendations to maximize the  
          effective investment of criminal justice resources in  
          evidence-based correctional sanctions and programs, including,  
          but not limited to, day reporting centers, drug courts,  
          residential multiservice centers, mental health treatment  
          programs, electronic and GPS monitoring programs, victim  
          restitution programs, counseling programs, community service  
          programs, educational programs, and work training programs."   
          (Penal Code § 1230.1(d).)

          The plan developed pursuant to this section must "be voted on by  
          an executive committee of each county's Community Corrections  
          Partnership consisting of the chief probation officer of the  
          county as chair, a chief of police, the sheriff, the district  
          attorney, the public defender, the presiding judge of the  
          superior court, or his or her designee, and one department  
          representative listed in either subparagraph (G), (H), or (J) of  
          paragraph (2) of subdivision (b) of Section 1230, as designated  
          by the county board of supervisors for purposes related to the  
          development and presentation of the plan."  (Penal Code §  
          1230.1(b).)  This plan "shall be deemed accepted by the county  
          board of supervisors unless the board rejects the plan by a vote  
          of four-fifths of the board, in which case the plan goes back to  
          the Community Corrections Partnership for further  
          consideration."  (Penal Code § 1230.1(c).)

          As currently structured, stakeholder representation on the  
          7-member executive committee authorized to vote on each county's  
          public safety realignment plan is as follows:


          ---------------------------
          <4>   See AB 109 (Committee on Budget) - Ch. 15, Stats. 2011 and  
          AB 117 (Committee on Budget) - Ch. 39, Stats. 2011.



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                 law enforcement: 4 members = 57%
                 public defender: 1 member = 14%
                 social services: 1 member =  14%
                 court: 1 member = 14% 

          Under this bill, this executive committee would increase to 9  
          members, with the following stakeholder composition:

                 law enforcement: 6 members = 67%
                 public defender: 1 member = 11%
                 social services: 1 member =  11%
                 court: 1 member = 11% 


          5.  Previous Measure Vetoed

           Last year, AB 2031 (Fuentes) proposed similar changes to the  
          CCPs.  That bill passed this Committee (4-2) with the following  
          additions to CCP membership: rank-and-file deputy sheriff,  
          probation officer, social worker, and a counselor employed by a  
          county alcohol and substance abuse program.  That bill also  
          added a rank-and-file deputy sheriff or police officer to the  
          executive committees of CCPs.  That bill was vetoed; Governor  
          Brown stated in part:

               This bill would add rank and file law enforcement and  
               other members
               to the Board of State and Community Corrections and  
               local Community
               Corrections Partnerships.

               The membership of the Board and the local Partnerships  
               was something I carefully considered and crafted as  
               part of my realignment proposal.  To date, I have not  
               seen credible evidence that would convince me to  
               change the original design.  If, after a reasonable  
               period of time, it becomes clear that the absence of  
               rank and file members is a problem, I will be glad to  
               reconsider.













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