BILL ANALYSIS Ó SENATE COMMITTEE ON PUBLIC SAFETY Senator Loni Hancock, Chair S 2013-2014 Regular Session B 1 9 9 SB 199 (De León) As Introduced February 7, 2013 Hearing date: April 23, 2013 Penal Code AA:mc COMMUNITY CORRECTIONS: LOCAL BOARD COMPOSITION HISTORY Source: State Coalition of Probation Organizations Prior Legislation: AB 2031 (Fuentes) - vetoed, 2012 AB 109 (Committee on Budget) - Ch. 15, Stats. 2011 SB 92 (Committee on Budget) - Ch. 36, Stats. 2011 AB 117 (Committee on Budget) - Ch. 39, Stats. 2011 Support: Los Angeles County Professional Peace Officers Association; Association of Orange County Deputy Sheriffs; Sacramento County Deputy Sheriffs Association; Long Beach Police Officers Association; Santa Ana Police Officers Association; California Fraternal Order of Police; San Joaquin County Probation Officers Association; League of California Cities; Orange County Employees Association; Fraternal Order of Police, N. California Probation, Lodge #19; Sacramento County Probation Association; Probation and Detention Association; Los Angeles Police Protective League; L.A. County Probation Officers Union; Riverside Sheriffs' Association; Association for Los Angeles Deputy (More) SB 199 (De León) PageB Sheriffs; Shasta County Professional Peace Officers Association; Ventura County Professional Peace Officers' Association; Santa Clara Probation Peace Officers Union, Local 1587; Probation Peace Officers Association of Contra Costa County; Peace Officers Research Association of California Opposition:California State Association of Counties; Urban Counties Caucus; Sacramento County Board of Supervisors; County of San Diego; Chief Probation Officers of California; California Attorneys for Criminal Justice; Rural County Representatives of California; California State Sheriffs' Association; California Probation, Parole and Correctional Association; Lassen County; California District Attorneys Association; Sacramento County Board of Supervisors; American Civil Liberties Union; California Public Defenders Association KEY ISSUE SHOULD LAW ENFORCEMENT RANK-AND-FILE MEMBERS BE ADDED TO THE LOCAL COMMUNITY CORRECTIONS PARTNERSHIPS ("CCPs"), AND THE EXECUTIVE COMMITTEES OF CCPs, AS SPECIFIED? PURPOSE The purpose of this bill is to add two law enforcement rank-and-file members to the local Community Corrections Partnerships ("CCPs"), and the Executive Committees of the CCPs, as specified. Current law authorizes each county to establish in each county treasury a Community Corrections Performance Incentives Fund (CCPIF), to receive all amounts allocated to that county for purposes relating to California Community Corrections (More) SB 199 (De León) PageC Performance Incentives, more commonly known at the SB 678 program. (Penal Code § 1230.) Current law requires that the community corrections program be developed and implemented by probation and advised by a local Community Corrections Partnership ("CCP") chaired by the chief probation officer and comprised of the following membership: The presiding judge of the superior court, or his or her designee. A county supervisor or the chief administrative officer for the county or a designee of the board of supervisors. The district attorney. The public defender. The sheriff. A chief of police. The head of the county department of social services. The head of the county department of mental health. The head of the county department of employment. The head of the county alcohol and substance abuse programs. The head of the county office of education. A representative from a community-based organization with experience in successfully providing rehabilitative services to persons who have been convicted of a criminal offense. An individual who represents the interests of victims. (Penal Code § 1230(b)(2).) This bill would add the following members to the local CCPs: A rank-and-file deputy sheriff or a rank and file police officer, appointed by the local labor organization. A rank-and-file probation officer or deputy probation officer, appointed by the local labor organization. Current law requires each local CCP to "recommend a local plan to the county board of supervisors for the implementation of the 2011 public safety realignment." (Penal Code § 1230.1) Current law requires that the plan be voted on by an executive committee (More) SB 199 (De León) PageD of each county's Community Corrections Partnership consisting of the chief probation officer of the county as chair, a chief of police, the sheriff, the district attorney, the public defender, the presiding judge of the superior court, or his or her designee, and one department representative, as specified. (Penal Code § 1230.1(b).) This bill would require that the executive committee of each county's CCP include a rank-and-file deputy sheriff or a rank and file police officer, and a rank-and-file probation officer or deputy probation officer. RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION For the last several years, severe overcrowding in California's prisons has been the focus of evolving and expensive litigation relating to conditions of confinement. On May 23, 2011, the United States Supreme Court ordered California to reduce its prison population to 137.5 percent of design capacity within two years from the date of its ruling, subject to the right of the state to seek modifications in appropriate circumstances. Beginning in early 2007, Senate leadership initiated a policy to hold legislative proposals which could further aggravate the prison overcrowding crisis through new or expanded felony prosecutions. Under the resulting policy known as "ROCA" (which stands for "Receivership/ Overcrowding Crisis Aggravation"), the Committee held measures which created a new felony, expanded the scope or penalty of an existing felony, or otherwise increased the application of a felony in a manner which could exacerbate the prison overcrowding crisis. Under these principles, ROCA was applied as a content-neutral, provisional measure necessary to ensure that the Legislature did not erode progress towards reducing prison overcrowding by passing legislation which would increase the prison population. ROCA necessitated many hard and difficult decisions for the Committee. In January of 2013, just over a year after the enactment of the historic Public Safety Realignment Act of 2011, the State of (More) SB 199 (De León) PageE California filed court documents seeking to vacate or modify the federal court order issued by the Three-Judge Court three years earlier to reduce the state's prison population to 137.5 percent of design capacity. The State submitted in part that the, ". . . population in the State's 33 prisons has been reduced by over 24,000 inmates since October 2011 when public safety realignment went into effect, by more than 36,000 inmates compared to the 2008 population . . . , and by nearly 42,000 inmates since 2006 . . . ." Plaintiffs, who opposed the state's motion, argue in part that, "California prisons, which currently average 150% of capacity, and reach as high as 185% of capacity at one prison, continue to deliver health care that is constitutionally deficient." In an order dated January 29, 2013, the federal court granted the state a six-month extension to achieve the 137.5 % prisoner population cap by December 31st of this year. In an order dated April 11, 2013, the Three-Judge Court denied the state's motions, and ordered the state of California to "immediately take all steps necessary to comply with this Court's . . . Order . . . requiring defendants to reduce overall prison population to 137.5% design capacity by December 31, 2013." The ongoing litigation indicates that prison capacity and related issues concerning conditions of confinement remain unresolved. However, in light of the real gains in reducing the prison population that have been made, although even greater reductions are required by the court, the Committee will review each ROCA bill with more flexible consideration. The following questions will inform this consideration: whether a measure erodes realignment; whether a measure addresses a crime which is directly dangerous to the physical safety of others for which there is no other reasonably appropriate sanction; whether a bill corrects a constitutional infirmity or legislative drafting error; whether a measure proposes penalties which are proportionate, and cannot be achieved through any other reasonably appropriate remedy; and (More) SB 199 (De León) PageF whether a bill addresses a major area of public safety or criminal activity for which there is no other reasonable, appropriate remedy. COMMENTS 1. Stated Need for This Bill The author states: Pursuant to Governor Brown's Realignment of Public Safety, Community Corrections Programs are implemented by county probation departments and advised by a local Community Corrections Partnership (CCP). These programs consist of a system of felony probation supervision services that, among other things, manage and reduce offender risk for those under felony probation supervision and upon their reentry from jail into the community. Over the past two years, the CCP in each county has developed and recommended an implementation plan for the 2011 Public Safety Realignment to the county Board of Supervisors. The CCPs are comprised of the following members: Chief Probation Officer (chair), a Chief of Police, Sheriff, District Attorney, Public Defender, presiding Judge of the Superior Court or his/her designee, and a representative from either the County Department of Social Services, Mental Health or Alcohol and Substance Abuse Programs, as appointed by the County Board of Supervisors. SB 199 would expand the membership of each local Community Corrections Partnership to include a rank-and-file deputy sheriff or a rank-and-file police officer, and a rank-and-file probation officer or a deputy probation officer. These members would be appointed by local labor organizations and they would have a vote on the local plan. (More) SB 199 (De León) PageG According to SCOPO, the sponsors of SB 199, rank-and-file deputy sheriffs, rank-and-file police officers, rank-and-file probation officers and deputy probation officers currently do not have a voice on their local CCP and yet they are charged with delivering the bulk of services required under realignment. Another unfortunate by-product of the lack of rank-and-file membership on the CCP is the disparate funding that has resulted in far too many counties. In Sacramento, Fresno and other Counties, the lion's share of CCP funds have been designated to, and spent by, their respective Sheriffs. . . . 2. What This Bill Would Do; Support and Opposition Concerns As explained above, this bill would add the following rank and file law enforcement representatives to Community Corrections Partnerships ("CCPs"), and to the executive committees for these CCPs: A rank-and-file deputy sheriff or police officer, appointed by the local labor organization. A rank-and-file probation officer or deputy probation officer, appointed by the local labor organization. The State Coalition of Probation Organizations, sponsor of this bill, submits in part: Each county's CCP is charged with implementing "realignment" and allocating the funding for realignment. Unfortunately, there is NO rank-and-file representation on the CCP, and as a result, the funding for realignment in many counties has been compromised. Rank-and-file representation on the CCP is vital to its success. Rank-and-file probation officers and deputy sheriffs/police officers will add an important perspective and raise vital operational issues, which will ultimately impact the overall (More) SB 199 (De León) PageH success of realignment.<1> CSAC and the Urban Counties Caucus, which are among the opponents of this bill, state in part: In our view, the work to ensure successful realignment of correctional responsibilities has just begun. Given the breadth and magnitude of this shift, we remain concerned that it is simply too soon to begin making changes to the underlying statutory construct that supports the realignment planning and implementation process. We also fear that if the Legislature sees fit to expand the composition of the CCP its executive committee, it would be merely the first in a line of changes that would result, regrettably, in making these bodies too large and unwieldy. As it stands now, the composition of these bodies - particularly the CCP executive committee - has been controversial and delicate. In the context of realignment, we would all benefit from having more experiential and programmatic data about how things are actually working at the local level before making hasty and, in our view, unjustified changes.<2> 3. Background: Local Community Corrections Partnerships Community Corrections Partnerships ("CCPs") were enacted in 2009 as part of SB 678 (Leno). As explained by the Community Corrections Program in the Administrative Office of the Courts: SB 678 created a state fund-the State Corrections Performance Incentives Fund (SCPIF)-and authorized the state to allocate money each year from the SCPIF to a Community Corrections Performance Incentives Fund (CCPIF) established in each county. Each county must establish a local community corrections program ---------------------- <1> Letter from the State Coalition of Probation Organizations, on file with the Committee. <2> Letter from CSAC and Urban Counties Caucus, on file with the Committee. (More) SB 199 (De León) PageI directed by the county's chief probation officer and based on evidence-based practices. These local programs then track the success of their evidence-based programs and report the outcomes to the AOC. If the local programs succeed in reducing the number of felony probationers sent to prison, the state saves the cost of incarcerating those offenders. The state will then share a portion of these savings with the jurisdictions that generated the savings. Using a baseline average probation failure rate from the years 2006 through 2008 for comparison, the California Department of Finance calculates the change in the annual failure rate for each county to determine which counties are eligible to receive a portion of the state savings. Preliminary results for this incentive-based program are very encouraging. In 2010, the first year that the local community corrections programs began using evidence-based practices, 6,182 fewer adult felony probationers were sent to state prison, compared to the baseline years of 2006 through 2008. This represents a 23 percent reduction in the rate of probation failure, for a savings to the state of $179 million.<3> Pursuant to SB 678, local CCPs are comprised of the following members: 1) The Chief Probation Officer (chair). 2) The presiding judge of the superior court, or his or her designee. 3) A county supervisor or the chief administrative officer for the county or a designee of the board of supervisors. 4) The district attorney. 5) The public defender. 6) The sheriff. -------------------------- <3> http://www.courts.ca.gov/15584.htm. (More) SB 199 (De León) PageJ 7) A chief of police. 8) The head of the county department of social services. 9) The head of the county department of mental health. 10) The head of the county department of employment. 11) The head of the county alcohol and substance abuse programs. 12) The head of the county office of education. 13) A representative from a community-based organization with experience in successfully providing rehabilitative services to persons who have been convicted of a criminal offense. 14) An individual who represents the interests of victims. The current CCP composition reflects the following broad categories of stakeholders: law enforcement: 4 members = 29% social services: 6 members = 43% court: 1 member = 7 % county board: 1 member = 7 % victim representative: 1 member = 7 % public defender: 1 member = 7 % Under this bill, the local CCPs would increase to 16 members, with the following stakeholder composition: law enforcement: 6 members = 38% social services: 6 members = 38% court: 1 member = 6 % county board: 1 member = 6 % victim representative: 1 member = 6 % public defender: 1 member = 6 % (More) 4. Local Public Safety Realignment Plans - CCP Executive Committee The 2011 Public Safety Realignment<4> enacted Penal Code section 1230.1 to require that each CCP, described in Comment 4 above, "recommend a local plan to the county board of supervisors for the implementation of the 2011 public safety realignment." (Penal Code § 1230.1(a).) "Consistent with local needs and resources, the plan may include recommendations to maximize the effective investment of criminal justice resources in evidence-based correctional sanctions and programs, including, but not limited to, day reporting centers, drug courts, residential multiservice centers, mental health treatment programs, electronic and GPS monitoring programs, victim restitution programs, counseling programs, community service programs, educational programs, and work training programs." (Penal Code § 1230.1(d).) The plan developed pursuant to this section must "be voted on by an executive committee of each county's Community Corrections Partnership consisting of the chief probation officer of the county as chair, a chief of police, the sheriff, the district attorney, the public defender, the presiding judge of the superior court, or his or her designee, and one department representative listed in either subparagraph (G), (H), or (J) of paragraph (2) of subdivision (b) of Section 1230, as designated by the county board of supervisors for purposes related to the development and presentation of the plan." (Penal Code § 1230.1(b).) This plan "shall be deemed accepted by the county board of supervisors unless the board rejects the plan by a vote of four-fifths of the board, in which case the plan goes back to the Community Corrections Partnership for further consideration." (Penal Code § 1230.1(c).) As currently structured, stakeholder representation on the 7-member executive committee authorized to vote on each county's public safety realignment plan is as follows: --------------------------- <4> See AB 109 (Committee on Budget) - Ch. 15, Stats. 2011 and AB 117 (Committee on Budget) - Ch. 39, Stats. 2011. (More) SB 199 (De León) PageL law enforcement: 4 members = 57% public defender: 1 member = 14% social services: 1 member = 14% court: 1 member = 14% Under this bill, this executive committee would increase to 9 members, with the following stakeholder composition: law enforcement: 6 members = 67% public defender: 1 member = 11% social services: 1 member = 11% court: 1 member = 11% 5. Previous Measure Vetoed Last year, AB 2031 (Fuentes) proposed similar changes to the CCPs. That bill passed this Committee (4-2) with the following additions to CCP membership: rank-and-file deputy sheriff, probation officer, social worker, and a counselor employed by a county alcohol and substance abuse program. That bill also added a rank-and-file deputy sheriff or police officer to the executive committees of CCPs. That bill was vetoed; Governor Brown stated in part: This bill would add rank and file law enforcement and other members to the Board of State and Community Corrections and local Community Corrections Partnerships. The membership of the Board and the local Partnerships was something I carefully considered and crafted as part of my realignment proposal. To date, I have not seen credible evidence that would convince me to change the original design. If, after a reasonable period of time, it becomes clear that the absence of rank and file members is a problem, I will be glad to reconsider. SB 199 (De León) PageM ***************