BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 251
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          Date of Hearing:   June 26, 2013

                           ASSEMBLY COMMITTEE ON INSURANCE
                                Henry T. Perea, Chair
                    SB 251 (Calderon) - As Amended: June 17, 2013

           SENATE VOTE  :   35-0
           
          SUBJECT  :   Insurance: Electronic Renewal Notices

           SUMMARY  :   Provides consumers the option to receive insurance  
          renewal notices and other specified insurance notices and  
          disclosures electronically.    Specifically,  this bill  :   

          1)Permits consumers, who choose avail themselves of the option,  
            to receive electronic renewal notices for the following types  
            of insurance policies:

               a)     Automobile 
               b)     Property
               c)     Liability
               d)     Commercial liability
               e)     Workers' Compensation

          2)Requires the insurer to obtain consent from the insured before  
            sending electronic renewal notices.

          3)Requires the insurer to make the following disclosures to the  
            consumer before sending electronic renewal notices and  
            disclosures:

               a)     That the insured must opt-in to receiving these  
                 electronic documents.
               b)     That the insured may opt-out of electronic receipt  
                 at any time.
               c)     How the insured can change the email address used by  
                 the insurer.
               d)     Provide the insured the insurer's contact  
                 information (including toll free phone number and website  
                 address).

          4)Permits an insurer, after obtaining consent from the insured,  
            to send offers of earthquake insurance and renewal notices for  
            earthquake insurance policies electronically.









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          5)Requires the insurer to provide the consumer, upon request, a  
            printed copy of the electronic documents to the insured.

          6)Requires the insurer to retain information demonstrating the  
            sending and receipt of these electronic documents for at least  
            five years after the policy is no longer in force.

          7)Requires the insurer to do one of the following within two  
            business days if the electronic transmission fails:

               a)     Contact the insured to confirm the email address and  
                 resend the document electronically.
               b)     Resend the documents by regular mail to the  
                 insured's address.

          8)Permits the Department of Insurance (department) to suspend an  
            insurer's authorization to send electronic documents if the  
            insurer has a pattern or practice that demonstrate a failure  
            to comply with the bill's requirements.

          9)Allows an insurer to appeal this suspension and, when the  
            department determines the insurer has complied with the  
            requirements of the bill, resume electronic transmission of  
            these documents.

          10)Makes a number of technical changes to existing law relating  
            to electronic transactions.

           EXISTING LAW  : 

          1)Establishes the Uniform Electronic Transactions Act (UETA)  
            that governs the conduct of electronic transactions and  
            requires that both parties consent to conducting transactions  
            electronically.
              
          2)Prohibits the use of electronic transactions for renewing many  
            types of insurance policies.

          3)Requires insurance policy renewal notices be sent via  
            conventional mail.

          4)Specifies the following timelines for the mailing of renewal  
            notices:

                  a)        Automobile - 20 days prior to expiration








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                  b)        Property - 45 days prior to expiration
                  c)        Liability - 45 days prior to expiration
                  d)        Commercial liability - 60 days prior to  
                    expiration
                  e)        Earthquake - within the 60 days following  
                    renewal of a homeowner's policy

          5)Provides that a signed affidavit by the person who mails a  
            renewal notice is prima facie evidence of the appropriate  
            mailing of the notice.

          6)Requires that earthquake insurance be offered within 60 days  
            of the issuance or renewal of a homeowner's insurance policy.

          7)Requires, as a matter of federal law, that no signature or  
            document can be denied legal effect because it was generated  
            or transmitted electronically.

          8)Permits the following insurance notices to be sent  
            electronically on an opt-in basis:

                  a)        notice of reasons for refusal to issue a good  
                    driver policy; 
                  b)        notice of the reasons for cancelling an  
                    automobile insurance policy;
                  c)        notice of the right of a homeowner to purchase  
                    earthquake coverage from or as arranged by the  
                    homeowner's insurer; and 
                  d)        standard residential property insurance  
                    disclosure that sets forth the various types of  
                    homeowners' insurance policies.

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           1)Purpose  .  According to the author, SB 251 grants consumers the  
            option to choose whether to receive specified insurance  
            renewal notices electronically or by mail.  Although  
            California was the first state to adopt the UETA (in 1999) and  
            provide for the electronic transmission of some documents in  
            lieu of postal service delivery, it excluded insurance renewal  
            notices because email was still considered somewhat  
            experimental.  But California has fallen behind, and most  
            states now allow these documents to be sent electronically.   








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            Digital delivery has expanded to nearly every other aspect of  
            a consumer's life; banking notices, utility bills, and other  
            important business documents are regularly delivered  
            electronically.  

            Many consumers rely on the Internet, email or smart phones to  
            manage their personal business and accounts.  For some, postal  
            mail is the exception and frequently impractical.  Requiring  
            documents to be mailed may unintentionally harm those  
            consumers, especially ones that travel or change addresses  
            frequently, or who live in areas with scarce postal services.   
            SB 251 gives consumers greater access to the portability and  
            convenience of electronic documents and the power to better  
            manage their personal lives, and eliminates unnecessary paper  
            consumption.  

           2)Higher Standards  .  The bill imposes significantly higher  
            standards on the electronic delivery of renewal notices than  
            are imposed on renewals sent by conventional mail.  These  
            enhanced standards require the insurer to do the following:

               a)     Obtain consent from the insured to receive  
                 electronic renewal notices.
               b)     Discontinue sending electronic renewal notices upon  
                 request of the insured.
               c)     Document that an electronic renewal notice was  
                 received.
               d)     Retain that documentation for five years after the  
                 expiration of the policy.
               e)     Contact the insured within 2 business days if the  
                 message was not received to confirm the insured's contact  
                 information, and resend the message by either electronic  
                 or conventional mail.  

            The bill also allows the Department of Insurance to suspend  
            the use of electronic renewal notices by any insurer failing  
            to comply with the requirements in the bill.

           3)Advantages of Electronic Renewals  .  Electronic renewal notices  
            have a number of significant advantages including:

               a)     Consumer Choice.  Many consumers prefer to interact  
                 with their financial services companies electronically  
                 and current law denies these consumers that option.  
               b)     Faster Delivery. First class mail is typically  








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                 delivered within a few days whereas electronic mail is  
                 essentially instantaneous.
               c)     Cheaper.  Electronic delivery will reduce  
                 administrative costs for insurers.
               d)     Greener.  Electronic delivery eliminates the  
                 consumption of energy, paper, and other consumables  
                 associated with delivering conventional mail.
               e)     Disaster Recovery.  Natural disasters frequently  
                 disrupt mail delivery.  Electronic delivery of these  
                 notices greatly reduces the potential for disruptions  
                 related to natural disasters.
               f)     Portability.  For the many consumers who do not  
                 receive their mail at their primary residence or who  
                 change their primary residence frequently, electronic  
                 delivery provides a more timely notice.  

           4)Federal Legislation  .  In 2000 the Electronic Signatures in  
            Global and National Commerce Act (eSIGN) was enacted to  
            establish federal law governing electronic transactions.   
            Congress drafted eSIGN to apply to insurance and preempts any  
            state law not substantially similar to the UETA Model Act.   
            Generally speaking, UETA provides that the law should be  
            construed to facilitate electronic transmissions and that any  
            transaction not specifically exempted from UETA may be  
            conducted electronically, subject to specific rules including:

                     All parties must "opt-in" and may "opt-out" from  
                 conducting further transactions electronically at any  
                 time. 
                     A record or signature cannot be denied legal effect  
                 because it is in electronic form.   
                     If a law requires a person to provide information in  
                 writing to another, that requirement is satisfied if the  
                 information is provided in an electronic record that the  
                 recipient can preserve and access for future reference. 

           1)State Laws  .  In 1999, the National Conference of Commissioners  
            on Uniform State Laws adopted the UETA Model Act establishing  
            a consistent interstate policy for electronic transactions.   
            California enacted UETA that same year, and 46 other states  
            have adopted some version of UETA since then.  Many states  
            allow insurance renewal notices, and some allow additional  
            insurance notices and disclosures, to be transmitted  
            electronically.  









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           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Association of California Insurance Companies (sponsor)
          Independent Insurance Agents and Brokers of California
          National Association of Mutual Insurance Companies (NAMIC)
          Pacific Association of Domestic Insurance Companies (PADIC)
          Personal Insurance Federation
            American Insurance Association

           Opposition 
           
          None received

           Analysis Prepared by  :    Paul Riches / INS. / (916) 319-2086