BILL ANALYSIS Ó Senate Appropriations Committee Fiscal Summary Senator Kevin de León, Chair SB 291 (Hill) - Public Utilities Commission: safety enforcement: gas and electrical corporations. Amended: As introduced Policy Vote: EU&C 11-0 Urgency: No Mandate: No Hearing Date: April 15, 2013 Consultant: Marie Liu This bill does not meet the criteria for referral to the Suspense File. Bill Summary: SB 291 would require the Public Utilities Commission (CPUC) to develop and implement procedures to grant staff, under the direction of the executive director, citation authority to gas and electrical corporations for safety violations. Fiscal Impact: On-going costs of $112,000 annually from the Public Utilities Commission Utilities Reimbursement Account beginning in 2014-15 for additional enforcement workload. Background: Under existing CPUC procedures, an investigation and proceeding may be opened when an investor owned utility (IOU) is suspected of violating a CPUC rule in order determine the magnitude of the potential violation and to assess appropriate penalties. Such a proceeding is the only process available for electrical violations. In other areas within the CPUC's jurisdiction, including Renewables Portfolio Standard filing requirements, railroad citations, propane gas distribution system, and water and sewer utilities, the CPUC has given staff the authority to issue citations. A staff citation program was recently created for safety regulations regarding gas corporations under Resolution ALJ-274, passed in December 2011. The CPUC has initiated development of a similar staff citation program for electrical corporations but no program details are publically available at this time. Proposed Law: This bill would require the CPUC to develop a staff citation program to gas and electrical corporations for safety violations. This program must include an appeals process. SB 291 (Hill) Page 1 Staff Comments: Consistent with the fact that the CPUC has already developed a staff citation program for gas and has initiated development of a program for electricity, the CPUC believes that the cost of developing the program required by this bill is absorbable. The program can be created through staff resolution and does not require a proceeding. However, there are anticipated implementation costs. The goal of this bill is to increase safety compliance through the threat of increased citations. As such, it is reasonable to expect that the CPUC may see an increased enforcement workload. The CPUC estimates that they are likely to need one Utilities Engineer at a cost of $112,000 to manage citations and appeals. Staff notes that the existing gas citation program has only resulted in one citation since its inception. However, given the short existence of the gas citation program, this may not be indicative of future enforcement workload needs. Staff notes that in recent years the Legislature has approved a significant number of new positions to enhance the CPUC's safety division, including 19 positions in the 2012-13 budget (of the 41 positions requested by the Governor). However, given the significant backlog of safety work needed at the CPUC, staff believes it is not unreasonable that the CPUC may need an additional PY for effective implementation. The CPUC also notes that they will likely need to develop a database to track gas and electric citations effectively and to improve public access to these records. Citations records are currently being maintained manually. At this time the CPUC does not have an estimate for the costs to develop such a database. Staff notes that database development costs can easily cost in the hundreds of thousands of dollars. However, while a database can aid implementation, neither the database nor improved public information is specifically required by the bill. Also, it seems likely that the CPUC may need to develop such a database to properly fulfill its existing responsibilities irrespective of this bill. Thus staff believes the database development costs should not be attributed to this bill. SB 291 (Hill) Page 2