BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 356
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          Date of Hearing:   June 26, 2013

                   ASSEMBLY COMMITTEE ON GOVERNMENTAL ORGANIZATION
                                 Isadore Hall, Chair
                      SB 356 (Yee) - As Amended:  June 19, 2013

           SENATE VOTE  :   26-5
           
          SUBJECT  :   Gambling establishments: owner licensing

           SUMMARY  :   Allows a person or entity with a financial interest  
          in a foreign gambling operation to retain a California gambling  
          license.  Specifically,  this bill  :   

          1)Allows a person or entity with a financial interest in a  
            foreign gambling operation to retain a California gambling  
            license if that person or entity has been licensed in good  
            standing as an owner of a gambling establishment for at least  
            5 years as of January 1, 2014.

          2)Requires the person or entity to notify the California  
            Gambling Control Commission (Commission)  and the Department  
            of Justice (DOJ), and receive Commission approval to obtain a  
            financial interest in another business or organization that  
            conducts lawful gambling outside the United States that, if  
            conducted within California, would be unlawful.

           EXISTING LAW  

          1)Considers a person not suitable to hold a gambling license if  
            that person, or any partner, officer, director, or shareholder  
            of that person, has a financial interest in a business or  
            organization engaged in any form of prohibited gambling. There  
            is an exception for publicly traded horse racing associations,  
            as specified.

          2)The Gambling Control Act (Act) provides for the licensure and  
            regulation of various legalized gambling activities and  
            establishments by the Gambling Control Commission and the  
            enforcement of those activities by the Bureau of Gambling  
            Control within the DOJ.

          3)Requires DOJ to investigate the qualifications of applicants  
            before any license, permit, or other approval is issued, and  
            to investigate any request to the Commission for any approval  








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            that may be required. DOJ may recommend the denial or the  
            limitation, conditioning, or restriction of any license,  
            permit, or other approval.

          4)Allows a person or entity to  hold a state gambling license if  
            they have a financial interest in another business that  
            conducts lawful gambling outside the state that, if conducted  
            within California, would be unlawful, provided that an  
            applicant or licensee may not own more than 1 percent interest  
            in that business. 

          FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           Purpose of the bill  :  According to the author, current law makes  
          it illegal for a California gambling license holder in good  
          standing to have any financial interest in gaming prohibited in  
          California even if the investment is in, and gaming occurs,  
          overseas.  There is no sound reason why responsible business  
          people in this state should be banned from making investments  
          overseas that will have no effect on the industry here in  
          California.

           Background  :  California's regulation of gambling has been  
          expanding over the last several decades.  In 1984, the  
          Legislature passed the Gambling Registration Act, which  
          increased regulatory oversight of card rooms, and established  
          state regulation of card room owners, employees and vendors.   
          The Gambling Control Act of 1997 (Act) further strengthened  
          state oversight of gambling. The Act created the Gambling  
          Control Commission and Division of Gambling Control within the  
          Department of Justice and vested within each specified powers.

          Under this expanded structure, the State investigates the  
          background of individuals and businesses that want to be  
          involved in the gambling industry.  In prior years, the state  
          imposed broad prohibitions against certain classes of ownership.  
           Specifically, the law denies a license to anyone who is  
          involved in gambling activities that are outlawed by state law,  
          such as house-banked games, even if that activity is legal in  
          another state.

          This law was enacted at a time when gambling was closely  
          associated with organized crime.  By preventing casino operators  








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          from owning card clubs in California, lawmakers hoped to prevent  
          organized crime from becoming involved in gambling in the State,  
          and to keep Nevada casino owners from having ownership interests  
          in California gambling establishments.

           Little Hoover Commission Report :  In 2001, Governor Davis vetoed  
          SB 51 (Vincent), which would have authorized issuance of a  
          gambling license to a publicly traded corporation irrespective  
          of whether the person has any financial interest in a company  
          outside California that engages in gambling that is not legal  
          here.  In his veto message, the Governor asked the Little Hoover  
          Commission (LHC) to study current state law that prohibits the  
          ownership of card rooms by anyone associated with a gambling  
          operation not permitted in California. 

          Thereafter, the Little Hoover Commission (LHC) published a  
          report entitled, "Card Clubs in California: A Review of  
          Ownership Limitations," in which the LHC concluded that:

               Given that public safety was the purpose of those  
               prohibitions, it is illogical to keep them in place.   
               Today, the State has both an expanding gambling industry  
               and a fortified regulatory infrastructure.  Preventing  
               publicly traded corporations - and the companies not  
               experienced in the industry - from doing business in  
               California is inconsistent with these deliberate and highly  
               publicized policy decisions.

           Arguments in support  :  According to supporters, this measure  
          seeks to remedy California law to allow current cardroom  
          licensees to invest in gaming operations outside the United  
          States.  Under current law, a person is deemed unsuitable to  
          hold a state gambling license if they have more than one percent  
          interest in any business or organization that is engaged in a  
          prohibited form of gambling outside of this state, except as  
          specified in race tracks.  This means that a California license  
          holder in good standing cannot hold any financial interest in  
          gaming prohibited in California even if the investment is in,  
          and the gaming occurs outside of the United States.

          No other gaming industry in California is precluded from  
          investing in gaming operations outside of this Country, and  
          there is no rational basis for this discriminatory practice to  
          continue.  In addition, no other gaming jurisdiction in the  
          United States precludes their licensees from investing in other  








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          Countries.  Responsible business owners in this state should not  
          be precluded from making investments that will have no effect on  
          the industry here in California. 

           Arguments in opposition  :  Artichoke Joe's writes in opposition  
          to the bill claiming that the intent of current law is to  
          prohibit the "cross pollination" of funds between a California  
          licensed card room and money generated in out of state casinos.   
          The concern was that a California card room would obtain a  
          financial interest in a Las Vegas casino and use the profits to  
          enhance their card room operations.  Such a practice would  
          provide that card rooms with a competitive advantage compared to  
          other card rooms and tribal casinos in the area.  It could also  
          lead to a situation where a Las Vegas casino was essentially  
          managing a California card room. 

           Previous Legislation  :  AB 1290 (Hill) 2011-2013 Legislative  
          Session.  Repealed an existing body of law in the Act relative  
          to an exemption from licensing requirements for a card club on  
          the grounds of a racetrack and recasts that body of law. (Held  
          in Senate Rules Committee)

          SB 175 (Vincent), 2005-2006 Legislative Session. Would have  
          deemed and applicant suitable to hold a state gambling license,  
          notwithstanding the fact that the applicant has a financial  
          interest in another business that conducts lawful gambling  
          outside the state that may violate California law if it were  
          conducted in California.  (Held in Assembly Appropriations  
          Committee)

          SB 1524 (Vincent), 2003-2004 Legislative Session.  Would have  
          removed the prohibition precluding a person engaged in any form  
          of prohibited gambling, as specified, whether within or without  
          this state, from obtaining a state gambling license to own a  
          gambling establishment. (Failed passage in Assembly  
          Appropriations Committee)

          SB 1314 (Vincent), 2001-2002 Legislative Session. Would have  
          authorized a publicly traded corporation that leases a card club  
          from a publicly traded racing association to obtain a state  
          gambling license for a card club located at the racing  
          association's racetrack irrespective of whether the person has  
          any financial interest in a company, either within our outside  
          of this state, that is engaged in a form of gambling that is  
          prohibited in California. (Held in Assembly Governmental  








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          Organization Committee)

          AB 572 (Firebaugh), 2001-2002 Legislative Session.  Would have  
          authorized specified persons and corporations to obtain a  
          gambling license despite having a financial interest in an  
          establishment that offers forms of gambling that are illegal in  
          the state as long as the Commission, upon recommendation by the  
          Division of Gambling Control, finds that the ownership interest  
          is not detrimental to enforcement of state gaming law.  (Held in  
          Senate Inactive File)

          SB 51 (Vincent), 2001-2002 Legislative Session.  Would have  
          authorized a publicly traded corporation to obtain a state  
          gambling license regardless of whether the person has any  
          financial interest in a company, either within our outside of  
          this state, that is engaged in a form of gambling that is  
          prohibited in California.  (Vetoed by the Governor)

          SB 100 (Maddy), Chapter 387, Statutes of 1995.  Authorizes  
          publicly traded racing associations and qualified racing  
          associations to be eligible for a state gambling license to own  
          a gambling establishment.

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Capitol Casino
          Crystal Casino
          Hollywood Park Casino
          Lucky Chances Casino
          Lucky Derby
          Ocean's Casino
          Phoenix Casino
          The Village Club
           
            Opposition 
           
          Artichoke Joe's

           Analysis Prepared by  :    Felipe Lopez / G. O. / (916) 319-2531 












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