BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 377
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          Date of Hearing:   August 14, 2013

                     ASSEMBLY COMMITTEE ON LABOR AND EMPLOYMENT
                               Roger Hernández, Chair
                       SB 377 (Lieu) - As Amended:  May 9, 2013

           SENATE VOTE  :   28-10
           
          SUBJECT  :   Public works: project determinations: wage and  
          penalty assessments.

           SUMMARY  :   Enacts various requirements related to prevailing  
          wage determinations and related assessments.  Specifically,  this  
          bill  :

          1)Provides that when a political subdivision believes that a  
            project in which it is interested (as defined) is not a public  
            work, it shall notify the Department of Industrial Relations  
            (DIR), the Labor Commissioner, and any person who has asked  
            for such notice within 30 days of the commencement of any work  
            estimated to last six months or more (or before the  
            commencement of any work for projects not estimated to exceed  
            six months).

          2)Requires DIR to determine whether a specific project is a  
            public work within 60 days.

          3)Specifies that if DIR deems that the complexity of the request  
            requires additional time, DIR may have up to an additional 60  
            days, as specified.

          4)Provides that if the requestor of a determination is not an  
            awarding body, the requester shall serve a copy of the request  
            upon the awarding body.  In such a case the awarding body  
            shall advise DIR of its position regarding the request within  
            15 days of receipt of the request.

          5)Provides for an administrative appeal process, as specified.

          6)Provides that DIR shall have quasi-legislative authority to  
            determine coverage of projects under prevailing wage laws and  
            a final determination on any appeal is subject to judicial  
            review, as specified.

          7)Provides that period of service for assessments and  








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            enforcement actions filed by joint labor-management committees  
            shall be tolled during the period when a determination is  
            being made or appealed.

          8)Provides that these same periods of service shall also be  
            tolled for the period that a contractor or subcontractor fails  
            to provide in a timely manner certified payroll records as  
            required under existing law.

          9)Makes related findings and declarations.

           FISCAL EFFECT  :   According to the Senate Appropriations  
          Committee, DIR estimates that it would incur staffing costs of  
          $580,000 (special funds) for additional staff and related  
          equipment expenses to implement the provisions of the bill.   
          Additionally, the bill would result in database costs to DIR to  
          capture the interested political subdivision, the parties and  
          any person that has asked for that notice the reason and all the  
          pertinent dates and timeframes pursuant to the decision process  
          for the determinations.  The estimated cost for this on-line  
          notification system is $230,000 in the first year of  
          implementation plus $50,000 ongoing for operation and  
          maintenance.

           COMMENTS  :   The bill enacts various provisions related to  
          determinations of whether a specific project is a "public works"  
          project and therefore triggers prevailing wage requirements  
          under existing law.

           A Brief History of State and Federal Prevailing Wage Law  

          State prevailing wage laws vary from state to state, but do  
          share a common history that actually predates federal prevailing  
          wage law.  Many of these state laws were enacted as part of  
          general reform efforts to improve working conditions at the end  
          of the 19th and the beginning of the 20th centuries.  Between  
          1891 and 1923, seven states adopted prevailing wage laws that  
          required payment of specified hourly wages on government  
          construction projects.  The State of Kansas enacted the first  
          prevailing wage law in 1891.

          Eighteen additional states and the federal government adopted  
          prevailing wage laws during the Great Depression of the 1930s  
          amidst concern that acceptance of the low bid, a common  
          requirement of government contracting for public projects when  








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          government had become the major purchaser of construction, would  
          operate to reduce the wages paid to workers on those projects to  
          a level that would disrupt the local economy.

          California's prevailing was law was enacted in 1931.

          In general, the proponents of prevailing wage legislation wanted  
          to prevent the government from using its purchasing power to  
          undermine the wages of its citizens.  It was believed that the  
          government should set an example, by paying the wages prevailing  
          in a locality for each occupation hired by government  
          contractors to build public projects.  Thus, prevailing wage  
          laws are generally meant to ensure that wages commonly paid to  
          construction workers in a particular region will determine the  
          minimum wage paid to the same type of workers employed on  
          publicly funded construction projects. 

          Most public construction projects contracted for or by the  
          federal government or the District of Columbia are covered by  
          the federal prevailing wage law, the Davis-Bacon Act (Act),  
          while 33 states have prevailing wage laws, often referred to as  
          "little Davis-Bacon Acts," that encompass projects financed by  
          states and their political subdivisions.
          
          The federal Davis-Bacon Act was enacted by Congress in 1931.   
          The Act requires workers employed under public construction  
          contracts of the federal government in excess of $2,000 to be  
          paid a minimum wage that the United States Department of Labor  
          determines to be prevailing for corresponding classes of  
          workers.  In addition, sixty separate federal laws currently  
          specify the payment of Davis- Bacon wages for work prescribed. 

          The federal government also has two additional prevailing wage  
          laws - the Walsh-Healy Public Contracts Act of 1935 (which  
          covers federal contractors in manufacturing and supply  
          industries), and the O'Hara-McNamara Services Act of 1965 (which  
          covers service contracts).


          The United States Supreme Court has stated the public policy  
          underlying the Davis-
          Bacon Act as one of: 

               "protecting local wage standards by preventing contractors  
               from basing their bids on wages lower than those prevailing  








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               in the area . . . [and] giving local labor and the local  
               contractor a fair opportunity to participate in this  
               building program."  Universities Research Ass'n. v. Coutu  
               (1981) 450 U.S. 754, 773-774).

           General Background on "Public Works" Under California Law
           
          In general, "public works" is defined to include construction,  
          alteration, demolition, installation or repair work done under  
          contract and "paid for in whole or in part out of public funds."  
           

          Over a decade ago, there was much administrative and legislative  
          action over what constituted the term "paid for in whole or in  
          part out of public funds."  This action culminated in the  
          enactment of SB 975 (Alarcón), Chapter # 938, Statutes of 2001,  
          which codified a definition of "paid for in whole or in part out  
          of public funds" that included certain payments, transfers,  
          credits, reductions, waivers and performances of work.  At the  
          time, supporters of SB 975 stated that it established a  
          definition that conformed to several precedential coverage  
          decisions made by the Department of Industrial Relations (DIR).   


          These coverage decisions defined payment by land, reimbursement  
          plans, installation, grants, waiver of fees, and other types of  
          public subsidy as public funds for purposes of prevailing wage  
          law.  According to the sponsors, SB 975 was intended to remove  
          ambiguity regarding the definition of public subsidy of  
          development projects.

          SB 975 also exempted certain affordable housing, residential and  
          private development projects that met certain criteria. 

          Follow-up legislation, SB 972 (Costa), Chapter # 1048, Statutes  
          of 2002, was intended to clarify the application of SB 975 and  
          was the result of extensive discussions between the State  
          Building and Construction Trades Council (sponsor of SB 975),  
          affordable housing advocates, and the Davis Administration.   
          Supporters of SB 972 contended that the original legislation had  
          unintended consequences for self-help housing and housing  
          rehabilitation projects.  As a result of that compromise, SB 972  
          exempted from public works requirements the construction or  
          rehabilitation of privately-owned residential projects that met  
          certain criteria.








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           Why It Matters: "Prevailing Wage"
           
          The determination of whether a project is deemed to constitute a  
          "public work" is important because the Labor Code requires  
          (except for projects of $1,000 or less) that the "prevailing  
          wage" to be paid to all workers employed on public works  
          projects.

           Stated Need for the Bill  

          According to the author, under current law there is no  
          notification requirement for an awarding body to inform  
          interested individuals when a project it has a legal interest in  
          is not a public work.  Currently, a city can put a project for  
          bid without determining the project's status as a public works  
          project first.  This lack of a determination allows the  
          contractor with the winning bid to pay its workers below the  
          legally mandated prevailing wage if in fact the project is a  
          public work and required the payment of prevailing wage from  
          inception.   This bill would require an awarding body to notify  
          the Director of Industrial Relations and Labor Commissioner, as  
          well as any person who has requested said notice, if a project  
          is not a public works.  This notification requirement would help  
          clear up any ambiguity as to a project's public work status. 

          Current law also does not provide a set deadline for the  
          Director of Industrial Relations to issue a determination of a  
          project's public work status and the Labor Commissioner to serve  
          a civil wage and penalty assessment when a determination is  
          made.  According to the author's office, there have been cases  
          where it has taken over two or three years to receive these  
          determinations and reach a resolution.  The issue with this long  
          wait time is that the statute of limitations to bring a civil  
          action runs out - preventing workers from being able to collect  
          their owed wages. This bill seeks to impose time limits on the  
          process for the determination of a project's public work status  
          and the civil wage and penalty assessment.  This would alleviate  
          the long wait time many workers have experienced and this bill's  
          tolling (or delaying) of the 180 day statute to after the  
          receipt of the public works determination provides sufficient  
          time for workers to pursue civil action for the owed wages. 

           ARGUMENTS IN SUPPORT  :









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          Supporters argue that current law lacks a sufficient  
          notification requirement for public works projects to inform the  
          public about whether a project is determined to be a public  
          works.  They contend that this allows an awarding body to put  
          out a project for bid without a determination - resulting in the  
          contractor to pay below the prevailing wage, depriving workers  
          of their lawful wages.  Supporters argue that this bill's  
          notification requirement will ensure that the contractor with a  
          winning bid of a public works project will pay the lawfully  
          mandated prevailing wage.

          Supporters further argue that current law fails to provide a set  
          deadline for the Labor Commissioner to serve a civil wage and  
          penalty assessment to determine a violation.  They maintain that  
          this lack of a streamlined appellate process causes workers to  
          have to suffer through a long waiting period before learning if  
          there was in fact a wage violation.  Supporters contend when a  
          decision is finally granted, the long wait time often leaves  
          workers without any options because the statute of limitations  
          for legal action has run out - eliminating the worker's  
          opportunity to collected the owed wages.

           ARGUMENTS IN OPPOSITION  :

          According to the Associated Builders and Contractors of  
          California, this bill sets out a revised process where a public  
          entity has a new duty to self-report projects they deem to not  
          be a public works.  This bill also extends the date that the  
          Labor Commissioner can assess non-payment of prevailing wage  
          penalties.

          Opponents believe this bill unreasonably extends contractor  
          exposure to legal challenges and liability for new fines and  
          penalties because the date actions can commence is based on when  
          the Division of Labor Standards Enforcement makes a  
          determination of whether or not a project is a public works.   
          They contend that the construction industry is just beginning to  
          recover.  California also has some of the most stringent labor  
          laws and penalties for violating those requirements.  Opponents  
          do not see a reason to increase contractor liability at this  
          time.

          In addition, the California Special Districts Association  
          opposes this bill, raising particular concerns about the  
          requirement that local agencies notify DIR if they conclude that  








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          a project is not a "public work."  They contend that the  
          provisions of the bill are vague and unclear and raise numerous  
          unanswered questions regarding this notification requirement.
           
           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          California Labor Federation, AFL-CIO 
          Construction Employers' Association
          International Union of Operating Engineers (sponsor) 
          State Building and Construction Trades Council of California 
           
            Opposition 
           
          Associated Builders and Contractors of California
          California Special Districts Association
          Department of Finance


           Analysis Prepared by  :    Ben Ebbink / L. & E. / (916) 319-2091