BILL ANALYSIS                                                                                                                                                                                                    �



                                                                SB 389
                                                                       

                       SENATE COMMITTEE ON ENVIRONMENTAL QUALITY
                               Senator Jerry Hill, Chair
                               2013-2014 Regular Session
                                            
           BILL NO:    SB 389
           AUTHOR:     Wright
           AMENDED:    As Introduced
           FISCAL:     Yes               HEARING DATE:  April 17, 2013
           URGENCY:    No                CONSULTANT:      Rebecca Newhouse
            
           SUBJECT  :    SOUTH COAST AIR QUALITY MANAGEMENT DISTRICT:  
                          EMISSION OFFSET FEES

            SUMMARY  :    
            
           Existing federal law  , under the Clean Air Act (CAA), 

           1)Requires the U.S. Environmental Protection Agency (US EPA) to  
             set national ambient air quality standards (NAAQS); authorizes  
             states to adopt more stringent standards; and requires states  
             to develop a general plan, known as a state implementation  
             plan (SIP), to attain and maintain the standards for each area  
             designated nonattainment for an NAAQS. The SIP is subject to  
             US EPA approval.

           2)Requires the SIP to include a New Source Review (NSR)  
             permitting program for nonattainment areas for the  
             construction and operation of new and modified major sources  
             of air emissions. NSR regulations require that emission  
             increases from the permitting of major sources be offset by  
             corresponding emission reductions. 
            
           Existing state law  :

           1) Provides the California Air Resources Board (ARB) with  
              primary responsibility for control of mobile source air  
              pollution, including adoption of rules for reducing vehicle  
              emissions and the specification of vehicular fuel  
              composition.  (Health and Safety Code �39000 et seq. and  
              �39500 et seq.). The ARB must coordinate efforts to attain  
              and maintain ambient air quality standards.  (�39003).

           2) Provides that air pollution control districts (APCDs) and air  









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              quality management districts (AQMDs) have primary  
              responsibility for controlling air pollution from all  
              sources, other than emissions from mobile sources, and  
              establishes certain powers, duties, and requirements for  
              those districts.  (�40000 et seq.).

           3) Creates certain AQMDs, with related authority, including the  
              South Coast Air Quality Management District (SCAQMD) under  
              the Lewis-Presley Air Quality Management Act. SCAQMD covers  
              portions of Los Angeles, Orange, Riverside, and San  
              Bernardino counties within the South Coast Air Basin.   
              (�40400 et seq.).

           4) Requires every air pollution control district in a federal  
              nonattainment area for any national ambient air quality  
              standard to establish by regulation a system by which air  
              contaminant emission reductions that are to be used to offset  
              future emission increases can be banked prior to use to  
              offset future emission increases. The system must provide  
              that only those emission reductions not otherwise required by  
              any federal, state, or district requirement are approved by  
              the district before they may be banked and used to offset  
              future emission increases (�40709). The system must meet  
              certain requirements (e.g., identification of tracking  
              sources possessing emission credit balances, periodic  
              analysis of increases or decreases in emissions occurring  
              when credits are used, procedures for emission reductions  
              credited to the bank or accruing to internal accounts)  
              (�40709.5).

            This bill  prohibits the South Coast Air Quality Management  
           District from charging a fee for the transfer of an emissions  
           offset from the district's internal emissions offset account in  
           order to offset any emissions increase from the replacement of  
           electric utility steam boilers at electric generating facilities  
           pursuant to the district's Rule 1304. 

            COMMENTS  :

            1) Purpose of Bill  . The author notes that South Coast Air  
              Quality Management District's Rule 1304 exempts the  
              replacement of specified electric utility steam boilers at  
              electric generating facilities from specified emissions  









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              offset requirements and allows those facilities to use, at no  
              cost, emissions offset credits from the district's internal  
              emissions offset accounts to offset any emissions increase  
              associated with those projects. According to the author,  
              SCAQMD's proposed amendments to Rule 1304 would impose  
              exorbitant fees on replacement electric generation projects  
              and that the primary negative consequence is that this rule  
              change would obstruct investment in replacement electric  
              generation, at a time when replacement electric power is of  
              paramount concern in the Los Angeles area. According to the  
              author, using California Independent System Operator (CAISO)  
              projections of electricity replacement generation needs, the  
              proposed Rule 1304 amendment would add between $15 and $25  
              million per year in fees for the "mitigation" of projects  
              that are essential for maintaining electrical reliability in  
              southern California. SB 389 would prohibit imposition of this  
              fee. The author also notes that the fee may violate  
              Proposition 26. 

            2) ERCs and offsets in South Coast  . SCAQMD is a nonattainment  
              area for ozone (extreme designation) and particulate matter  
              (PM).  Air districts in nonattainment regions are required to  
              have programs where actions or projects that result in a  
              quantifiable reduction in emissions from a permitted facility  
              may be banked and used to offset future emissions increases.  
              These emission reduction credits, or ERCs, may be used  
              internally to offset future emission increases for the entity  
              that generated them, or sold on the open market to other  
              entities that are required to obtain offsets for planned  
              projects with estimated emission increases. The market for  
              ERCs in the South Coast Air Basin is incredibly limited. In  
              order to build large new facilities with high emission  
              potential, a very large number of ERCs are needed, and in  
              fact, the number needed can exceed the number of ERCs  
              available on the open market.  

              In addition to ERCs available in the market, the SCAQMD has  
              an internal offset account that includes a Priority Reserve  
              bank that accumulates offsets when an operator of a permitted  
              facility reduces emissions from shutdowns or other emission  
              reduction actions and does not convert the emission  
              reductions into ERCs. The SCAQMD allocates these offsets to  
              meet offset requirements when issuing permits for "essential  









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              public services," which are defined to include publicly owned  
              or operated sewage treatment plants, prisons, police and  
              firefighting facilities, schools, hospitals, landfill gas  
              control or processing facilities, water delivery facilities,  
              and public transit facilities. SCAQMD also uses this internal  
              offset account to offset emission increases from existing  
              powerplants replacing electric steam boilers (see Comment #3)  
              to more efficient technologies. 

               South Coast Powerplant  .  AB 1318 (V. Perez), Chapter 285,  
              Statutes of 2009, allowed the CPV Sentinal powerplant in the  
              Coachella Valley, which did not own any utility boilers,  
              access to the South Coast's internal offset bank, in order to  
              be built.  Sentinal voluntarily paid approximately $53  
              million in mitigation fees for access to SCAQMD's internal  
              offset bank.  According to SCAQMD, these fees enabled the  
              district to fund air quality mitigation and improvement  
              projects in the Coachella Valley, including helping school  
              districts replace or clean up dirty diesel school buses,  
              installing air filtration systems in classrooms and assisting  
              local cities and communities with solar panel installations,  
              cleaner vehicles and dust control projects. 

              In another example, AES Corporation sold two of its utility  
              boilers at Huntington Beach facility to Edison Mission  
              Energy, which in turn shut down the old boilers and used the  
              exemption to obtain offsets from the district's internal  
              account for their new Walnut Creek powerplant in the City of  
              Industry. SCAQMD contends that the money paid by Edison  
              Mission Energy to buy the AES boilers in order to gain access  
              to the district's internal offsets should have instead gone  
              to SCAQMD to provide additional emission reductions in the  
              South Coast region to help clean the air.

               Electric uncertainty  . On January 31, 2012, the San Onofre  
              Nuclear Generation Station (SONGS) unexpectedly shut down  
              after a radioactive steam leak was discovered at the nuclear  
              facility. According to CAISO, the loss of power generation  
              from SONGS means the amount of electrical generation needed  
              in the region in the absence of SONGS is between 4,300 and  
              4,600 MW. 

            3) South Coast rules  .  SCAQMD's Regulation XIII New Source  









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              Review (NSR) Rules set forth review requirements for new,  
              modified, or relocated facilities, to ensure that the  
              operation of such facilities does not interfere with progress  
              in attainment of the national and state ambient air quality  
              standards, and that future economic growth within the SCAQMD  
              is not unnecessarily restricted. According to the district,  
              the air quality goal of this regulation is to achieve no net  
              increases from new or modified permitted sources of  
              nonattainment air contaminants or their precursors.  
              Specifically, Rule 1303 requires new sources of air emissions  
              to use Best Available Control Technology (BACT) and to  
              purchase ERCs to offset any additional emissions that the  
              replacement or retrofit may cause. 
               
              Exemption  . The district's Rule 1304(a)(2) provides an  
              exemption to the requirement for ERCs to offset any emission  
              increases for the replacement of an electric steam utility  
              boiler to more efficient or advanced technology, such as a  
              combined cycle natural gas unit. However, in order for the  
              district to show equivalency with the federal clean air act,  
              which does not allow for exemptions to the offsets  
              requirement for emission increases from major sources, they  
              have been retiring offsets from the district's internal  
              account without a fee.  

               Proposed Rule 1304.1  . District staff has proposed to charge  
              an annual fee for electrical generating facilities that are  
              using the exemption in Rule 1304(a)(2) and currently granted  
              access to the district's internal offsets account. The  
              initial draft of Rule 1304.1 proposed the fee be based on  
              several factors, including the average annualized cost of  
              ERCs on the open market based on prior years and the revenue  
              would be used by SCAQMD to fund emission reduction projects  
              throughout the district. The initial proposed rule would have  
              also required payment for district offsets for the first five  
              years upfront, and annually thereafter resulting in a  
              significant upfront cost for powerplants seeking access to  
              the district's internal offsets, with, at maximum, a 50%  
              refund if the offsets are no longer required. In a  
              legislative update released on March 13th of this year, CAISO  
              expressed concerns that the proposed rule may lead to  
              unintended consequences that could affect reliability in the  
              Los Angeles Basin by creating a disincentive for developers  









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              to repower plants due to the requirements of five years of  
              fees upfront and the limited refund policy. 

              In response to concerns from CAISO and other stakeholders, on  
              April 4, 2013, the district released an updated version of  
              proposed Rule 1304.1. The changes allow for a full refund if  
              a written request by the facility owner or operator is  
              received prior to the commencement of operation and allow for  
              an annual payment option, without the five-year upfront  
              investment. The changes would significantly reduce the annual  
              fee relative to the initial proposal.

               CEQA review  .  On April 5, 2013, SCAQMD issued a Notice of  
              Preparation and Initial Study (NP/IS) to solicit information  
              on the scope of the environmental analysis for the proposed  
              project and to notify the public that the SCAQMD will prepare  
              a Draft Environmental Assessment (EA) to further assess  
              potential adverse environmental impacts that may result from  
              implementing the proposed rule. The NP/IS states that the  
              draft EA will evaluate whether delayed equipment replacement,  
              a potential result of the adoption of the fee in proposed  
              Rule 1304.1, would have an impact on the electricity supply  
              system as a result of rule adoption, and specifically,  
              whether the potential for the San Onofre Nuclear Generating  
              Station extended power outage would be an exacerbation of any  
              impact. 
               
           4) SCAQMD's reason for charging fee  .  As previously noted, the  
              district currently provides offsets for powerplants using the  
              exemption in Rule 1304 (a)(2) from their internal account  
              without a fee in order to demonstrate equivalency with  
              federal requirements. According to SCAQMD, the fee would make  
              the current system more equitable between existing outdated  
              powerplants and potential new powerplants in the region,  
              since when existing powerplants in the district shutdown  
              their existing utility boilers, they receive an exemption  
              through Rule 1304(a)(2) and in turn obtain free offsets from  
              SCAQMD internal offset bank to use toward permitting new  
              equipment. In contrast, other private companies who do not  
              have existing boilers that they could shut down would have to  
              buy their offsets in the open market, where emission  
              reduction credits are scarce and expensive, with prices for  
              PM10 ranging from around $90,000 to over $350,000 per pound  









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              in the past five years. SCAQMD asserts that in the past five  
              years, utility boiler replacements have used, in some cases,  
              six to 100 times more offsets from SCAQMD's internal offset  
              account compared to all other essential public service and  
              other exempt projects added together.

              SCAQMD also asserts that proposed Rule 1304.1 acknowledges  
              that the offsets in the SCAQMD's internal credit bank are a  
              public good and as such, they should not be given away  
              without a corresponding public benefit, which the proposed  
              rule will provide by using the revenues to obtain emission  
              reductions. 

            5) Is this bill premature  ?  The latest changes to proposed Rule  
              1304.1 were aimed at addressing specific concerns raised by  
              CAISO regarding disincentives for developers to repower  
              plants. The district also plans to conduct an environmental  
              assessment of the proposed rule, and may adopt further  
              changes to the rule as a result of that analysis. The  
              committee may wish to consider the outcome of this analysis  
              prior to considering this measure. This bill should be held  
              pending the further refinement of the rule and completion of  
              the environmental assessment to give the Senate Environmental  
              Quality Committee the opportunity to review this information.  
                

            SOURCE  :        Senator Wright  

           SUPPORT  :       None on file  

           OPPOSITION  :    South Coast Air Quality Management District