BILL NUMBER: SB 406 AMENDED
BILL TEXT
AMENDED IN SENATE JANUARY 6, 2014
INTRODUCED BY Senator Evans
FEBRUARY 20, 2013
An act to amend Section 1714 of, and to add Title 11.5 (commencing
with Section 1730) to Part 3 of, the Code of Civil Procedure,
relating to tribal court civil judgments.
LEGISLATIVE COUNSEL'S DIGEST
SB 406, as amended, Evans. Tribal Court Civil Judgment Act.
The Uniform Foreign-Country Money Judgments Recognition Act
provides that foreign judgments that grant or deny recovery of a sum
of money and that are final and conclusive are enforceable in
California, with specified exceptions. The act includes within the
definition of "foreign-country judgment" a judgment by any Indian
tribe recognized by the government of the United States.
This bill would exempt Indian tribal judgments from the Uniform
Foreign-Country Money Judgments Recognition Act, and would instead
enact the Tribal Court Civil Money Judgment Act. The new
act would likewise provide for the enforceability of tribal court
money judgments in California, but it would
expand the range of judgments that may be enforced to include all
civil tribal judgments, except as specified. The act would
prescribe the procedure for applying for recognition and entry of a
judgment based on a tribal court money judgment, the
procedure and grounds for objecting to the entry of judgment, and the
bases upon which the court may refuse to enter the judgment or grant
a stay of enforcement. The bill would require the Judicial Council
to prescribe a form for the notice of filing the application for
recognition of the tribal court money judgment, as
specified. The bill would require that this application be executed
under penalty of perjury, which would expand the scope of the crime
of perjury and thus impose a state-mandated local program.
The California Constitution requires the state to reimburse local
agencies and school districts for certain costs mandated by the
state. Statutory provisions establish procedures for making that
reimbursement.
This bill would provide that no reimbursement is required by this
act for a specified reason.
Vote: majority. Appropriation: no. Fiscal committee: yes.
State-mandated local program: yes.
THE PEOPLE OF THE STATE OF CALIFORNIA DO ENACT AS FOLLOWS:
SECTION 1. Section 1714 of the Code of Civil Procedure is amended
to read:
1714. As used in this chapter:
(a) "Foreign country" means a government other than any of the
following:
(1) The United States.
(2) A state, district, commonwealth, territory, or insular
possession of the United States.
(3) Any other government with regard to which the decision in this
state as to whether to recognize a judgment of that government's
courts is initially subject to determination under the Full Faith and
Credit Clause clause of the United
States Constitution.
(b) "Foreign-country judgment" means a judgment of a court of a
foreign country.
SEC. 2. Title 11.5 (commencing with Section 1730) is added to Part
3 of the Code of Civil Procedure, to read:
TITLE 11.5. Tribal Court Civil Money Judgment Act
1730. This title shall be known and may be cited as the Tribal
Court Civil Money Judgment Act.
1731. (a) This title governs the procedures by which the superior
courts of the State of California recognize and enter tribal court
money judgments of any federally recognized Indian tribe.
Determinations regarding recognition and entry of a tribal court
money judgment pursuant to state law shall have no effect upon
the independent authority of that judgment. To the extent not
inconsistent with this title, the Code of Civil Procedure shall
apply.
(b) This title does not apply to any of the following tribal court
money judgments:
(1) For taxes, fines, or other penalties.
(2) For which federal law requires that states grant full faith
and credit recognition, including custody orders concerning
Indian children under the Indian Child Welfare Act (25 U.S.C. Sec.
1911), protection orders under the Violence Against Women Act (18
U.S.C. Sec. 2265), or child support orders under the
Child Support Enforcement Act Full Faith and
Credit for Child Support Orders Act (28 U.S.C. Sec. 1738B).
(3) For which state law provides for recognition, including child
support orders recognized under the Uniform Child Custody
Jurisdiction and Enforcement Act (Part 3 (commencing with Section
3400) of Division 8 of the Family Code), other forms of family
support orders under the Uniform Interstate Family Support Act
(Chapter 6 (commencing with Section 4900) of Part 5 of Division 9 of
the Family Code) , or domestic violence protective orders
under the Uniform Interstate Enforcement of Domestic Violence
Protection Orders Act (Part 5 (commencing with Section 6400) of
Division 10 of the Family Code) .
(4) For decedent's estates, guardianships, conservatorships,
internal affairs of trusts, powers of attorney, or other tribal court
money judgments that arise in proceedings that are or
would be governed by the Probate Code.
(c) Nothing in this title shall be deemed or construed to expand
or limit the jurisdiction of either the state or any Indian tribe.
1732. For purposes of this title:
(a) "Applicant" means the person or persons who can bring an
action to enforce a tribal court money judgment.
(b) "Civil action or proceeding" means any action or proceeding
that is not criminal, except for those actions or proceedings
expressly excluded by subdivision (b) of Section 1731.
(c) "Due process" includes, but is not limited to, the right to be
represented by legal counsel, to receive reasonable notice and an
opportunity for a hearing, to call and cross-examine witnesses, and
to present evidence and argument to an impartial decisionmaker.
(d) "Good cause" means a substantial reason, taking into account
the prejudice or irreparable harm a party will suffer if a hearing is
not held on an objection or not held within the time periods
established by this title.
(e) "Respondent" means the person or persons against whom an
action to enforce a tribal court money judgment can be
brought.
(f) "Tribal court" means any court or other tribunal of any
federally recognized Indian nation, tribe, pueblo, band, or Alaska
Native village, duly established under tribal or federal law,
including Courts of Indian Offenses organized pursuant to Part 11 of
Title 25 of the Code of Federal Regulations.
(g) "Tribal court money judgment" means any written
judgment, decree, or order of a tribal court for a specified
amount of money that was issued in a civil action or proceeding
that is final, conclusive, and enforceable by the tribal court in
which it was issued and is duly authenticated in accordance with the
laws and procedures of the tribe or tribal court. A tribal
court judgment shall be one of the following:
(1) A money judgment, including judgment in a civil action or
proceeding, to enforce civil regulatory laws of the tribe.
(2) A judgment for possession of personal property.
(3) A judgment for possession of real property.
(4) A judgment for the sale of real or personal property.
(5) A judgment that requires the performance of an act not
described in paragraphs (1) to (4), inclusive, or that requires
forbearance from the performance of an act.
1733. (a) An application for entry of a judgment under this title
shall be filed in a superior court.
(b) Subject to the power of the court to transfer proceedings
under this title pursuant to Title 4 (commencing with Section 392) of
Part 2, the proper county for the filing of an application is either
of the following:
(1) The county in which any respondent resides or owns property.
(2) If no respondent is a resident, any county in this state.
(c) A case in which the tribal court money judgment
amounts to twenty-five thousand dollars ($25,000) or less is a
limited civil case.
1734. (a) An applicant may apply for recognition and entry of a
judgment based on a tribal court money judgment by filing
an application in superior court pursuant to Section 1733.
(b) The application shall be executed under penalty of perjury and
include all of the following information:
(1) The name and address of the tribal court that issued the
judgment to be enforced and the date of the tribal court money
judgment or any renewal thereof.
(2) The name and address of the party seeking recognition.
(3) (A) Any of the following statements, as applicable:
(i) If the respondent is an individual, the name and last known
residence address of the respondent.
(ii) If the respondent is a corporation, the corporation's name,
place of incorporation, and whether the corporation, if foreign, has
qualified to do business in this state under the provisions of
Chapter 21 (commencing with Section 2100) of Division 1 of Title 1 of
the Corporations Code.
(iii) If the respondent is a partnership, the name of the
partnership, whether it is a foreign partnership, and if it is a
foreign partnership, whether it has filed a statement pursuant to
Section 15800 of the Corporations Code designating an agent for
service of process.
(iv) If the respondent is a limited liability company, the company'
s name, whether it is a foreign company, and if so, whether it has
filed a statement pursuant to Section 17060 of the Corporations Code.
(B) Except for facts that are matters of public record in this
state, the statements required by this paragraph may be made on the
basis of the applicant's information and belief.
(4) A statement that an action in this state to enforce the tribal
court money judgment is not barred by the applicable
statute of limitations.
(5) A statement, based on the applicant's information and belief,
that the tribal court money judgment is final and that no
stay of enforcement of the tribal court money judgment is
currently in effect.
(6) If seeking recognition and entry of a money judgment,
the applicant shall include A statement that includes
all of the following:
(A) The amount of the award granted in the tribal court money
judgment that remains unpaid.
(B) If accrued interest on the tribal court money
judgment is to be included in the California judgment, the amount of
interest accrued on the tribal court money judgment,
computed at the rate of interest applicable to the judgment under the
law of the tribal jurisdiction in which the tribal court money
judgment was issued.
(C) The rate of interest applicable to the money judgment under
the law of the jurisdiction in which the tribal court money
judgment was issued.
(D) A citation to the supporting authority.
(7) If seeking entry of a judgment, order, or decree providing for
relief other than monetary relief, the applicant shall include all
of the following:
(A) The terms and provisions of the relief provided in the tribal
court judgment, order, or decree and the extent to which the
responding party has complied with those terms and provisions.
(B) A statement that the tribal court judgment is not barred by
state law.
(8)
(7) A statement that no action based on the tribal
court money judgment is currently pending in any state
court and that no judgment based on the tribal court money
judgment has previously been entered in any proceeding in this
state.
(c) All of the following items shall be attached to the
application:
(1) An authenticated copy of the tribal court money
judgment, certified by the judge or clerk of the tribal court.
(2) A copy of the tribal court rules of procedure pursuant to
which the money judgment was entered.
(3) A declaration under penalty of perjury by the tribal court
clerk, applicant, or applicant's attorney stating, based on personal
knowledge, that the case that resulted in the entry of the judgment
was conducted in compliance with the tribal court's rules of
procedure.
1735. (a) Promptly upon the filing of the application, the
applicant shall serve upon the respondent a notice of filing of the
application to recognize and enter the tribal court money
judgment, together with a copy of the application and any documents
filed with the application. The notice of filing shall be in a form
that shall be prescribed by the Judicial Council, and shall inform
the respondent that the respondent has 30 days from service of the
notice of filing to file objections to the enforcement of the
money judgment. The notice shall include the name and address
of the applicant and the applicant's attorney, if any, and the text
of Sections 1736 and 1737.
(b) Except as provided in subdivision (c), service shall be made
in the manner provided for service of summons by Article 3
(commencing with Section 415.10) of Chapter 4 of Title 5 of Part 2.
(c) If a respondent is the State of California or any of its
officers, employees, departments, agencies, boards, or commissions,
service of the notice of filing on that respondent may be by mail to
the office of the Attorney General.
(d) The fee for service of the notice of filing under this section
is an item of costs recoverable in the same manner as statutory fees
for service of a writ as provided in Chapter 5 (commencing with
Section 685.010) of Division 1 of Title 9 of Part 2, but the
recoverable amount for that fee shall not exceed the amount allowed
to a public officer or employee of this state for that service.
(e) The applicant shall file a proof of service of the notice
promptly following service.
1736. (a) If no objections are timely filed in accordance with
Section 1737, the clerk shall certify that no objections were timely
filed, and a judgment shall be entered.
(b) The judgment entered by the superior court shall be based on
and contain the provisions and terms of the tribal court money
judgment. The judgment shall be entered in the same manner
and , have the same effect ,
and shall be enforceable in the same manner as
any civil judgment, order, or decree of a court of this state.
1737. (a) Any objection to the recognition and entry of the
tribal court money judgment shall be served and filed
within 30 days of service of the notice of filing. If any objection
is filed within this time period, the superior court shall set a time
period for replies and set the matter for a hearing. The hearing
shall be held by the superior court within 45 days from the date the
objection is filed unless good cause exists for a later hearing. The
only grounds for objecting to the recognition or enforcement of a
tribal court money judgment are the grounds set forth in
subdivisions (b) and (c).
(b) A tribal court money judgment shall not be
recognized and entered if the respondent demonstrates to the superior
court that at least one of the following occurred:
(1) The tribal court did not have personal jurisdiction over the
respondent.
(2) The tribal court did not have jurisdiction over the subject
matter.
(3) The tribal court judge was not impartial.
(4) The respondent was not afforded due process.
The tribal court did not provide procedures
compatible with the requirements of due process of law.
(c) The superior court may, in its discretion, decline to
recognize and enter a tribal court money judgment on any
one of the following grounds:
(1) The tribal court judgment was obtained by extrinsic
fraud. The defendant in the proceeding in the tribal
court did not receive notice of the proceeding in sufficient time to
enable the defendant to defend.
(2) The tribal court judgment conflicts with another
final judgment that is entitled to recognition. The
judgment was obtained by fraud that deprived the losing
party of an adequate opportunity to present its case.
(3) The tribal court judgment is inconsistent with the
parties' contractual choice of forum. The judgment or
the cause of action or claim for relief on which the
judgment is based is repugnant to the public policy of the state or
of the United States.
(4) Recognition of the tribal court judgment or the cause
of action upon which it is based is against the fundamental public
policy of this state or the United States. The
judgment conflicts with another final and conclusive judgment.
(5) The proceeding in the tribal court was contrary to an
agreement between the parties under which the dispute in question was
to be determined otherwise than by proceedings in that tribal court.
(6) In the case of jurisdiction based on personal service only,
the tribal court was a seriously inconvenient forum for the trial of
the action.
(7) The judgment was rendered under circumstances that raise
substantial doubt about the integrity of the rendering court with
respect to the judgment.
(8) The specific proceeding in the tribal court leading to the
judgment was not compatible with the requirements of due process of
law.
(9) The judgment includes recovery for a claim of defamation,
unless the court determines that the defamation law applied by the
tribal court provided at least as much protection for freedom of
speech and the press as provided by both the United States and
California Constitutions.
(d) If objections have been timely filed, the applicant has the
burden of establishing that the tribal court money
judgment is entitled to recognition. If the applicant has met its
burden, a party resisting recognition of the tribal court money
judgment has the burden of establishing that a ground for
nonrecognition exists pursuant to subdivision (b) or (c).
1738. The superior court shall grant a stay of enforcement if the
respondent establishes one of the following to the superior court:
(a) An appeal from the tribal court money judgment is
pending or may be taken in the tribal court, in which case the
superior court shall stay state execution of the tribal court
money judgment until the proceeding on appeal has been
concluded or the time for appeal has expired.
(b) A stay of enforcement of the tribal court money
judgment has been granted by the tribal court, in which case the
superior court shall stay enforcement of the tribal court money
judgment until the stay of execution expires or is vacated.
(c) Any other circumstance exists where the interests of justice
require a stay of enforcement.
1739. An action to recognize a tribal court money
judgment or any renewal thereof shall be commenced within the earlier
of the following periods:
(a) The time during which the tribal court money
judgment is effective within the territorial jurisdiction of the
tribal court.
(b) Ten years from the date that the tribal court money
judgment became effective in the tribal jurisdiction.
1740. (a) The superior court may, after notice to all parties,
attempt to resolve any issues raised regarding a tribal court
money judgment by contacting the tribal court judge who issued
the judgment.
(b) The superior court shall allow the parties to participate in,
and shall prepare a record of, any communication made with the tribal
court judge pursuant to this section.
1741. (a) The Uniform Foreign-Country Money Judgments Recognition
Act (Chapter 2 (commencing with Section 1713) of Title 11 of Part 3)
applies to all actions commenced in superior court before the
effective date of this title in which the issue of recognition of a
tribal court money judgment is raised.
(b) This title applies to all actions to enforce tribal court
money judgments as defined herein commenced in superior court
on or after the effective date of this title. A judgment entered
under this title shall not limit the right of a party to seek
enforcement of any part of a judgment, order, or decree entered by a
tribal court that is not encompassed by the judgment entered under
this title.
SEC. 3. No reimbursement is required by this act pursuant to
Section 6 of Article XIII B of the California Constitution because
the only costs that may be incurred by a local agency or school
district will be incurred because this act creates a new crime or
infraction, eliminates a crime or infraction, or changes the penalty
for a crime or infraction, within the meaning of Section 17556 of the
Government Code, or changes the definition of a crime within the
meaning of Section 6 of Article XIII B of the California
Constitution.