BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 418
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          Date of Hearing:   July 1, 2013

                    ASSEMBLY COMMITTEE ON UTILITIES AND COMMERCE
                               Steven Bradford, Chair
                    SB 418 (Jackson) - As Amended:  June 26, 2013

           SENATE VOTE  :   (vote not relevant)
           
          SUBJECT  :   Energy: nuclear fission power plants

           SUMMARY  :   Requires a detailed study of project needs and costs  
          to be provided to the California Public Utilities Commission  
          (PUC) when requesting ratepayer funding for a nuclear power  
          plant seeking relicensing from the U.S. Nuclear Regulatory  
          Commission (NRC).  Specifically,  this bill  :   

          1)Requires when a nuclear power plant generating greater than 50  
            megawatts submits an application, or reopens an existing  
            application, with the PUC to request ratepayer funding to  
            undertake a license renewal process from NRC to provide a  
            detailed study of project needs and costs.

          2)Specifies the study shall detail the following:

             a)   Effect of the nuclear power plant on system reliability  
               and affordable supplies of electricity, including planned  
               provisions for emergency operations and unplanned shutdowns  
               and replacement power.
             b)   Costs due to major disruptions in electric generation  
               due to aging or major seismic events, including any  
               uncompleted costs assessments required by AB 1632 Blakeslee  
               (Chapter 722, Statutes of 2006) where costs would be in  
               excess of $50 million at the power plant.
             c)   Costs of responding to, or mitigating for retrofits or  
               modifications to the nuclear fission thermal power plant  
               that may arise from the U.S. Nuclear Regulatory Commission  
               Near Term Task Force (NTTF) requirements.
             d)   Potential costs with storage of radioactive waste  
               necessitated by changes to the U.S. Nuclear Regulatory  
               Commission's revised Waste Confidence policy.
             e)   Potential costs with mitigating or alternative to use of  
               once through cooling mandated by the State Water Resources  
               Control Board.
             f)   Potential costs associated with expanding and  
               maintaining emergency planning zones in compliance with  
               U.S. NRC NTTF requirements.







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             g)   Costs of comply with requirements for certification  
               granted by the California Coastal Commission.

          1)Requires the PUC to make the study publicly available on its  
            web site and perform a cost-effectiveness analysis of the  
            continued operation of the nuclear power plant.

           EXISTING LAW  :

          1)States the PUC has regulatory authority over public utilities,  
            including electrical corporations.

          2)Requires every electrical and gas corporation applying for a  
            certificate for public convenience and necessity to provide,  
            in addition to any other required information:

            (a) Preliminary engineering and design information on the  
            project for each year of the useful life of the plant.
            (b) A project implementation plan showing how the project  
            would be contracted for and constructed. 
            (c) An appropriate cost estimate, including preliminary  
            estimates of the costs of financing, construction, and  
            operation, including fuel, maintenance, and dismantling or  
            inactivation after the useful life of the plant, line, or  
            extension.
            (d) A cost analysis comparing the project with any feasible  
            alternative sources of power. The corporation shall  
            demonstrate the financial impact of the plant, line, or  
            extension construction on the corporation's ratepayers,  
            stockholders, and on the cost of the corporation's borrowed  
            capital. The cost analyses shall be performed for the  
            projected useful life of the plant including dismantling or  
            inactivation after the useful life of the plant.
            (e) A design and construction management and cost control plan  
            which indicates the contractual and working responsibilities  
            and interrelationships between the corporation's management  
            and other major parties involved in the project. 
            (Public Utilities Code 1003)

          3)States the California Energy Commission (CEC) has the  
            authority to license thermal power plants of 50 megawatts or  
            greater along with the transmission lines, fuel supply lines,  
            and related facilities to serve them. (Public Resources Code  
            25000, et seq.)

          4)Federal law requires an operator of a nuclear fission thermal  







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            power plant to obtain from the federal Nuclear Regulatory  
            Commission a license for the operation of the power plant.

           FISCAL EFFECT  :   Unknown.

           COMMENTS  :   

           1)Author's Statement.  According to the author, "the state has  
            full authority and jurisdiction over the economics and  
            reliability of electrical generation, but there are currently  
            no requirements for updating the needs and costs" assumptions  
            to reflect how a project has changed from what was permitted  
            over forty years ago, or considering the costs and  
            consequences of any of the above emerging factors before  
            adding an additional 20 years to the original 40-year license.  
             This measure does not require a new Certificate of Public  
            Convenience and Necessity (CPCN), but does ask for an update  
            on the needs and costs. This bill also requires the PUC to  
            independently analyze and review the report and make it  
            publicly available on its web site."

           2)Background  .  Nuclear power provides nearly 14 percent of  
            California's power mix. Nuclear power is considered one  
            component of a low carbon-electricity future.  Nuclear plants  
            emit fewer greenhouse gas emissions (GHG) over their 40- to  
            60-year lifetimes and no direct carbon dioxide emissions  
            during their operation.  In addition, they are considered a  
            direct replacement for coal plants, the technology that  
            produces 75 percent of global GHG emissions in the electricity  
            sector.  

            As of mid-2012, California has one operating nuclear power  
            plant: Pacific Gas & Electric Company's (PG&E) Diablo Canyon  
            Nuclear Power Plant (Units 1 and 2 producing a total 2,160  
            megawatts), near San Luis Obispo. Unit 1 began commercial  
            operation in May 1985, while Unit 2 began commercial operation  
            in March 1986.  Diablo Canyon's operation license for Units 1  
            and 2 expire in 2024 and 2025, respectively.  PG&E must apply  
            to the U.S. Nuclear Regulatory Commission (NRC) for a license  
            extension. 

            PG&E filed application at NRC in November 2009  requesting to  
            extend operating licenses for Diablo Canyon Units 1 & 2 to  
            2044 and 2045, respectively (20-year extension). In 2010, PG&E  
            filed an application at the PUC to request authority to  
            recover in rates the costs to obtain the state and federal  







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            approvals related to renewal of the Diablo Canyon operating  
            licenses. PG&E estimated the total cost of the License Renewal  
            project at $85 million.  However, seismic safety  
            characteristics of Diablo Canyon were raised by concerned  
            parties following the nuclear emergency at the Fukushima  
            Daiichi nuclear power plant in Japan in 2007.  PG&E withdrew  
            its application at PUC and its license renewal application at  
            NRC to pursue enhanced seismic studies.

            Southern California Edison (SCE) and San Diego Gas & Electric  
            own the two nuclear facilities units at San Onofre Nuclear  
            Generating Station (SONGS), located midway between Los Angeles  
            and San Diego.  SONGS has been offline since early 2012. In  
            June 2013 SCE announced that it would permanently retire both  
            units.

           3)Federal And State Authority over Nuclear Power Plants:   The  
            regulatory jurisdiction and oversight of nuclear power plants  
            is addressed by both federal and state authorities:

             NRC  . The NRC formulates regulations for nuclear power plants  
            in the United States. Safety and operational issues are  
            primarily and directly under NRC jurisdiction. 

             California Energy Commission.  The CEC is authorized to license  
            thermal power plants 50 megawatts or greater along with the  
            transmission lines, fuel supply lines, and related facilities  
            to serve them.

             State Water Resources Control Board (SWRCB).  SWRCB enforces  
            the Federal Clean Water Act. Generation facilities, including  
            nuclear power plants use seawater, in a system referred to as  
            once-through-cooling, to remove heat from their facilities.  
            Because of the impact to marine life, the SWRCB requires that  
            most of the coastal fossil-fuel plants control and/or mitigate  
            entrainment and impingement of marine life by the end of 2020,  
            with some exceptions. Compliance can be addressed by no longer  
            using once-through cooling or by reducing entrainment by 93%.

             PUC.  The PUC has jurisdiction over utility cost recovery  
            related to existing nuclear power plants owned by the  
            investor-owned utilities. Specifically, the PUC has direct and  
            primary jurisdiction in the following areas:

                 Approving Certificates of Public Convenience and  
               Necessity (CPCN) if a CPUC-jurisdictional utility seeks to  







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               build a nuclear power plant.
                 Reviewing and approving major capital additions to a  
               nuclear plant for cost recovery.
                 Reviewing costs of the plant and setting cost recovery  
               rules after the plant goes into operation.
                 Ensuring that there are sufficient funds to decommission  
               the plant after its operating life.
                 Reviewing safety issues as they arise. Specific to  
               safety, the PUC authorized creation of the Diablo Canyon  
               Independent Safety Committee (DCISC). The DCISC is an  
               independent committee responsible for monitoring and  
               reviewing safety operations at PG&E's Diablo Canyon Power  
               Plant for the purpose of assessing the safety of operations  
               and suggesting any recommendations for safe operations. The  
               DCISC consists of three members: one each appointed by the  
               Governor of the State of California, the Attorney General,  
               and the Chair of the California Energy Commission, serving  
               staggered three-year terms. 

           1)Reasonableness Review to Apply for Rate Recovery.  The author  
            opines that when a nuclear plant applies for ratepayer funding  
            for the relicensing process the current PUC process looks only  
            at the "reasonableness" of whether the cost of the relicensing  
            process (only the paperwork to apply to the NRC) itself is  
            prudent; and not whether the ongoing costs associated with and  
            projected for the actual relicensed reactor will be necessary,  
            reasonable or prudent for California ratepayers. They point  
            out that the last time a reasonableness review was performed  
            for Diablo Canyon was in 1967 and that an application for  
            relicensing, if approved by the NRC, would permit PG&E to  
            operate Diablo Canyon for 20 years.

            However, in 2010 PG&E completed a License Renewable  
            Feasibility Study which did assess whether it would be  
            reasonable and prudent to renew the facilities license to  
            operate. The PUC ordered PG&E to conduct a license renewal  
            feasibility study in PG&E's 2007 General Rate Case. The PUC  
            ordered PG&E to complete the study by 2011. The PUC also  
            ordered PG&E to include an assessment of the potential  
            vulnerability of Diablo Canyon due to a major seismic event or  
            plant aging; the impacts of a major disruption on system  
            reliability, public safety, and the economy; and an assessment  
            of the costs and impacts from nuclear waste accumulating at  
            these plants; and other major issues related to the future  
            role of the plant in the state's energy portfolio.  In  
            addition, PG&E provided an assessment of the plant in response  







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            to the recommendations that were part of the CEC's 2008  
            assessment of California Nuclear Power Plants prepared in  
            response to AB 1632 (Blakeslee, Chapter 722, Statutes of  
            2006). PG&E completed the study in December 2010.

            Another component to this bill would include the costs of  
            implementing provisions for unplanned shut downs due to  
            seismic events or other natural disasters. 

            Following the 2011 Fukushima accident, PG&E requested  
            permission from the NRC to conduct additional seismic studies  
            and suspended efforts to seek license renewals for the  
            reactors at Diablo Canyon.

            Within weeks of the 2011 Fukushima accident in Japan, the NRC  
            created the NTTF to provide recommendations to enhance safety  
            at U.S. power plants. Because nuclear power plant operators  
            are required to comply with NRC requirements at any time they  
            are directed by the NRC any new safety requirements would be  
            implemented as directed according to a timeline established by  
            the NRC. For example, following the terrorist events of  
            September 11, 2001, the NRC issued security advisories,  
            orders, license conditions, and a new regulation to require  
            licensees to develop and implement guidance and strategies to  
            maintain or restore capabilities for core cooling and  
            containment and spent fuel pool cooling under circumstances  
            associated with the loss of large areas of a plant due to a  
            fire or explosion.

           2)Requires Hypothetical Cost Estimates?  AB 418 requires an  
            applicant to provide information on potential costs, such as  
            the costs of responding to, or mitigating for requirements,  
            retrofits, or modifications that may arise from the NTTF  
            requirements pursuant to commission document SECY-11-0137:  
            Prioritization of Recommended Actions to be Taken in Response  
            to Fukushima Lessons Learned, as that document may be  
            subsequently amended."

            The NTTF is an advisory body to the NRC. The NTTF's  
            recommendations to enhance nuclear plant safety covers a  
            variety of issues such as seismic and flooding protections,  
            vent designs, emergency preparedness, and confinement  
            strategies, among other items.  In December 2011 the NRC  
            approved a three-tiered prioritization of these  
            recommendations. Tier 1 recommendations were to be implemented  
            immediately. Tier 2 and Tier 3 recommendations required  







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            further study and analysis, many of which have yet to be  
            finalized.  Other recommendations were not grouped in the Tier  
            structure but are being analyzed by NRC staff. Ultimately  
            these recommendations could originate in the form of a NRC  
            order, a rulemaking with public input, or a determination for  
            longer term evaluation.  When and if the NRC makes a final  
            determination on the recommendations, nuclear plant operators  
            will be required to comply.

            If the NRC hasn't issued a rule that the operator is required  
            to comply with, it isn't clear how an applicant would estimate  
            the cost of a requirement that does not yet exist or is not  
            final.

           3)Once through Cooling Cost Estimate.  In 2011, the SWRCB  
            convened a review committee to oversee the special studies,  
            which will investigate ability, alternatives, and cost for two  
            nuclear-fueled power plants to meet the policy objectives. The  
            final report is due October 2013.

            AB 418 would require a study of the potential costs associated  
            with mitigation or alternatives to the use of once-through  
            cooling at the nuclear fission thermal powerplant as by the  
            SWRCB.

            If enacted, AB 418 would take effect on January 1, 2014. It is  
            unclear if this bill would require a second study to be  
            performed on the same subject.

           4)Support  : According to The Utility Reform Network: "This common  
            sense measure will protect consumer interests and prevent any  
            utility from billing ratepayers unless the full range of costs  
            associated with extended operations are considered."

            The Division of Ratepayer Advocates "supports this bill's  
            proactive efforts to increase accountability and transparency  
            over the nuclear power plant relicensing process."

           5)Opposition  : PG&E states SB 418 "would require duplicative  
            action by the CPUC related to its assessment of the cost  
            effectiveness of operating the state's nuclear power plants  
            beyond the expiration of the current operating licenses."  

           REGISTERED SUPPORT / OPPOSITION  :

           Support 







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          Alliance for Nuclear Responsibility (A4NR) (Sponsor)
          Bob Filner, Mayor, San Diego
          Bruce Gibson, San Luis Obispo County Supervisor, District Two
          Clean Coalition
          Clean Power Campaign (CPC)
          Division of Ratepayer Advocates (DRA)
          Doreen Farr, Santa Barbara County Supervisor, Third District
          Environment California
          Families for Safe Energy
          Individual Letters (19 letters)
          Janet Wolf, Santa Barbara County Supervisor, Second District
          Mendocino County Board of Supervisors
          Physicians for Social Responsibility
          San Luis Obispo Mothers for Peace (SLOMFP)
          Sheila Lodge, Mayor, City of Santa Barbara
          Sierra Club California
          Surfrider Foundation
          The Utility Reform Network (TURN)
          Utility Consumers' Action Network (UCAN)
          World Business Academy

           Opposition 
           
          California Coalition of Utility Employees (CCUE)
          California State Pipe Trades Council
          Pacific Gas and Electric (PG&E)
          State Association of Electrical Workers (IBEW)

           Analysis Prepared by  :    DaVina Flemings / U. & C. / (916)  
          319-2083