BILL ANALYSIS                                                                                                                                                                                                    Ó




                   Senate Appropriations Committee Fiscal Summary
                            Senator Kevin de León, Chair


          SB 479 (Block) - State Records.
          
          Amended: April 4, 2013          Policy Vote: GO 9-0
          Urgency: No                     Mandate: No
          Hearing Date: May 6, 2013       Consultant: Maureen Ortiz
          
          This bill does not meet the criteria for referral to the  
          Suspense File.
          
          
          Bill Summary:  SB 479 makes numerous changes to the management  
          and archiving of state records within the Department of General  
          Services (DGS) and the Secretary of State's Office (SOS).

          Fiscal Impact: 

              First year costs of $303,000 and annually of $288,000 for  
              the transfer of three staff positions from DGS to SOS.  This  
              is an interagency funds transfer and except for $15,000 in  
              transitional expenses, it will not result in any new costs.


          Personnel being transferred from the CalRIM program consist of 3  
          PYs (Records Management Analyst II).
          
          Background:  Current law provides that the Department of General  
          Services stores records for state departments under a program  
          entitled CalRIM.  CalRIM assists state agencies in achieving an  
          efficient records management program, whereby, the Secretary of  
          State keeps items that are deemed to have a historical value in  
          the State Archives.  The SOS is responsible for the preservation  
          and indexing of material deposited in the State Archives,  
          administers a Local Government Records Program, and conducts a  
          governmental history documentation program to provide a  
          continuing documentation of state policy development through the  
          use of oral history.  

          CalRIM and the State Archives review and approve records  
          retention schedules prepared by state agencies.  The State  
          Archives' staff determines whether records identified on an  
          agency retention schedule have archival value and should  
          therefore be transferred to the Archives at the end of the  








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          record lifecycle.

          With the advent of electronic records, former rules governing  
          retention, preservation and access to records are outdated or  
          have been partially superseded.  In addition, state agencies now  
          routinely store and delete files from computer services, whereas  
          in previous years state documents were printed by the Office of  
          State Publishing and sent for storage to the State Archives  
          and/or Library.  Digital publishing of documents often makes  
          traditional hard copy document storage and retention practices  
          ineffective in preserving and archiving state publications.  SB  
          479 seeks to create a system that will ensure that digital  
          records created by state agencies will be available in the  
          future. 


          Proposed Law:  SB 479 does the following:

          1)  Changes the name of the "Keeper of the Archives" to the  
          "Chief of Archives".

          2)  Transfers the responsibility of state records management  
          from the Department of General Services to the Secretary of  
          State.

          3) Provides that DGS will continue to operate the State Records  
          Center, retaining its staff and its responsibility for storing  
          records for state agencies.

          4)  Provides that employees employed by the DGS in the  
          California Records and Information Management Program will be  
          transferred to the Secretary of State, and retain all civil  
          service rights.

          5) Makes numerous technical, nonsubstantive, conforming and code  
          maintenance changes.

          SB 479 transfers three staff positions and their files from the  
          California Records Information Management (CalRIM) program  
          housed with the State Printer under DGS to the Secretary of  
          State under the State Archives Division.  










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          Staff Comments:  The positions of the three CalRIM program  
          individuals who will be moving from DGS to the Secretary of  
          State's office are funded from service charges collected by DGS  
          from all state agencies.  It is anticipated that this funding  
          mechanism will continue.  According to the Secretary of State,  
          the Archives Division already has desks, computers, chairs and  
          work space for the three staff positions.  Program files and  
          small equipment can easily be moved in an agency van.

          SB 479 is intended to promote efficiency and reduce duplication  
          of efforts relating to the storage and archiving of state  
          records.