BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 479
                                                                  Page  1

          Date of Hearing:   August 21, 2013

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                  Mike Gatto, Chair

                    SB 479 (Block) - As Amended:  August 14, 2013 

          Policy Committee:                               
          AccountabilityVote:12-0

          Urgency:     No                   State Mandated Local Program:  
          No     Reimbursable:               

           SUMMARY  

          This bill:

          1)Transfers responsibility for management of the state's records  
            from the Department of General Services (DGS) to the Secretary  
            of State (SOS), effective July 1, 2014.

          2)Stipulates that any state civil service employees transferred  
            from DGS to the SOS as a result of (1) will maintain their  
            status, position, and employment rights.

          3)Makes the above operative only upon appropriation of funds for  
            the SOS to carry out its new responsibilities.

           FISCAL EFFECT  

          Net ongoing General Fund cost of $166,000. Currently, the State  
          Records Management program is funded through a portion of the  
          statewide surcharge collected by DGS from all state agencies. To  
          accomplish the transfer of the program from the DGS to SOS, the  
          DGS's expenditure authority, and the surcharge collection, would  
          be reduced by $432,000 and the SOS' General Fund expenditure  
          authority would need to be increased by a like amount. 

          Approximately 62% the funds collected for the statewide  
          surcharge are from the General Fund, with the balance from  
          various special funds. Thus the total $432,000 reduction in the  
          statewide surcharge would result in savings of $266,000 GF (to  
          partially offset the $432,000 GF appropriation to the SOS) and  
          $166,000 in special funds.









                                                                  SB 479
                                                                  Page  2

           COMMENTS  

           1)Background  . The State Archives, which is part of the SOS,  
            collects, catalogs, preserves, and provides access to the  
            historic records of state government and some records of local  
            governments.  The SOS also had responsibility for state  
            records management until legislation created DGS in 1963.

            The state records program within DGS has two elements:  
            California Information Records Management (CalRIM) and the  
            State Records Center (SRC). CalRIM establishes guidelines for  
            state agencies in records management and retention and  
            provides training and other technical services to help state  
            agencies maintain effective records programs. The SRC stores  
            and retrieves vital records and semi-active and inactive  
            records for state agencies. 

            CalRIM and the State Archives currently review and approve  
            records retention schedules prepared by state agencies.  State  
            Archives staff determines if records identified on each  
            retention schedule have archival value and should therefore be  
            transferred to the Archives at the end of the records'  
            lifecycles.

           2)Purpose  . According to the author's office, the state's  
            existing program for creating, managing, and preserving  
            records is not cohesive and results in significant duplication  
            of effort and missed opportunities for efficiency between the  
            State Archives and CalRIM. SB 479, which transfers  
            responsibility for state records management from CalRIM to the  
            State Archives, is intended to more efficiently manage state  
            records. 

           Analysis Prepared by  :    Chuck Nicol / APPR. / (916) 319-2081