BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  SB 570
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          Date of Hearing:   August 21, 2013

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                  Mike Gatto, Chair

                 SB 570 (DeSaulnier) - As Amended:  August 15, 2013 

          Policy Committee:                             HealthVote:18-0

          Urgency:     No                   State Mandated Local Program:  
          No     Reimbursable:              No

           SUMMARY  

          This bill requires, effective January 1, 2015, any individual  
          registered or certified as an alcohol and other drugs (AOD)  
          counselor to pass a criminal background check. Specifically,  
          this bill:

          1)Requires the Department of Health Care Services (DHCS) to: 

             a)   Require approved certifying organizations to require AOD  
               counselors to submit to a criminal background check via  
               LiveScan, identifying DHCS as the recipient.
             b)   Establish the Director's Advisory Panel (panel),  
               comprised of AOD counselors, to assist with implementation.  
                
             c)   Report complaints against an AOD counselor to the  
               approved certifying organization.
             d)   With input from the panel, create criteria that  
               establish eligibility to become or to continue to be  
               registered or certified as an AOD counselor.
             e)   Review background checks and notify certifying entities  
               when an application should be disapproved.

          1)Authorizes DHCS to charge a reasonable fee to a certifying  
            organization or AOD counselor.

          2)Requires an approved certifying organization to report  
            complaints and any knowledge of criminal convictions to DHCS,  
            and to comply with the department's decisions regarding  
            disciplinary actions.

           FISCAL EFFECT  









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          1)One-time GF costs of $150,000 to DHCS to establish the panel,  
            issue regulations, and create the administrative processes for  
            fee collection, complaint reporting, and review of background  
            checks.  This cost could potentially be offset by some level  
            of fee revenue, if a GF loan was made and paid back using fee  
            revenue. 

          2)Ongoing costs of $100,000 annually (GF, potentially offset by  
            some level of fee revenue) to DHCS for review of background  
            checks.

          3)Ongoing costs to DOJ of $475,000 assuming 20,000 counselors  
            receive background screens annually, reimbursed by DHCS (GF,  
            potentially offset by some level of fee revenue).  

          4)Potential fee revenue of approximately $475,000 annually to  
            support program activities, if fees were charged sufficient to  
            support the program activities.

          5)This bill authorizes, but does not require, fees to be charged  
            to the certifying entity or AOD counselor.  Additionally,  
            there is no requirement that fee revenue be adequate to fund  
            program activities.  Furthermore, there is no special fund  
            specific to this activity.  Any potential fee revenue would be  
            deposited in the GF, absent statutory direction to deposit it  
            elsewhere. This bill puts pressure on the GF to fund one-time  
            program development costs and the first-year costs of ongoing  
            program activities. This bill may also result in GF pressure  
            for ongoing workload to the extent fees do not fully cover  
            program costs.  

           COMMENTS  

           1)Rationale  . This bill was introduced to implement  
            recommendations of a recent California Senate Office of  
            Oversight and Outcomes (SOOO) report titled "Suspect  
            Treatment: State's lack of scrutiny allows unscreened sex  
            offenders and unethical counselors to treat addicts." The  
            report indicates that a lack of criminal background checks is  
            resulting in the certification of AOD counselors who are a  
            danger to their patients and report recommends, at a minimum,  
            that criminal background checks be completed for all  
            individuals seeking certification as an AOD counselor.  This  
            bill is sponsored by the California Association of Alcoholism  
            and Drug Abuse Counselors.








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           2)Background  .  AOD certification is currently delegated by DHCS  
            to several approved and accredited certifying organizations.   
            The counselor certification program was operated in the same  
            way by the Department of Drug and Alcohol Programs, until DHCS  
            took over this function in 2012 as a result of departmental  
            consolidation. In order for a certifying entity to issue  
            counselor certification, its requirements must meet minimum  
            state standards.  There is no centralized database of  
            certified counselors nor requirement for data-sharing among  
            these organizations. Counselors can register and work for five  
            years as an AOD counselor while working to fulfill  
            certification requirements.  About 36,000 registered or  
            certified counselors work in over 2,500 private and publicly  
            funded AOD programs. 

            The SOOO report found that persons with troubling criminal  
            pasts are registered to provide AOD services.  For example,  
            the report cites one individual who was convicted of 110  
            counts of lewd acts upon a child as a registrant with one of  
            the state's certification organizations upon release from  
            prison in 2005. 

           3)Related and Prior Legislation  .  There have been numerous  
            legislative attempts over the years to centralize licensure or  
            certification of AOD counselors. The most recent attempt was  
            AB 2007 (Williams) of 2012, which died in the Assembly Health  
            Committee. 

            SB 1014 (Committee on Budget), Chapter 36, Statutes of 2012  
            eliminated DADP and transferred its functions to other  
            departments.

            SB 509 (DeSaulnier), Chapter 10, Statutes of 2013 required  
            background checks for individuals working for or with the  
            California Health Benefit Exchange. In addition, there are  
            several bills requiring or authorizing background checks for  
            individuals acting in various professional or volunteer  
            capacities pending in the Legislature, including AB 389  
            (Williams), AB 465 (Bonilla and Maienschein), and AB 1027  
            (Bonilla). 

           Analysis Prepared by  :    Lisa Murawski / APPR. / (916) 319-2081 










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