BILL ANALYSIS                                                                                                                                                                                                    �







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        |Hearing Date:April 8, 2013         |Bill No: SB                        |
        |                                   |598                                |
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                      SENATE COMMITTEE ON BUSINESS, PROFESSIONS 
                               AND ECONOMIC DEVELOPMENT
                          Senator Curren D. Price, Jr., Chair
                                           

                           Bill No:        SB 598Author:Hill
                    As Introduced:     February 22, 2013 Fiscal:Yes

        
        SUBJECT:   Biosimilars.
        
        SUMMARY:  Authorizes pharmacists to substitute a biosimilar for a  
        biologic under specified circumstances.  

        Existing Federal law:
        
       1)The Food, Drug and Cosmetics Act (FDCA) requires drug manufacturers  
          to obtain approval of new drugs from the federal Food and Drug  
          Administration (FDA).  (21 U.S.C. Sec. 355)

       2)Prohibits a person from delivering for introduction into interstate  
          commerce any biological product unless a license is issued pursuant  
          to the Public Health Service Act (PHSA).  (42 U.S.C. Sec. 262)

       3)Creates an abbreviated pathway for biological products that are  
          similar to or interchangeable with licensed biological products,  
          known as the Biologics Price Competition and Innovation Act of 2009  
          (BPCIA).  (42 U.S.C. Sec. 262 (k))

       4)Requires that, for a biological product to be considered biosimilar  
          to a reference product, data must be derived from analytical, animal  
          and clinical studies as specified.  (42 U.S.C. Sec. 262 (k)(2)

       5)Clarifies that a product is biosimilar to a reference product under  
          the BPCI if the proposed biosimilar product is highly similar to the  
          reference product notwithstanding minor differences in clinically  
          inactive components and that no clinically meaningful differences  
          exist between the proposed biosimilar product and the reference  
          product in terms of safety, purity and potency.  (42 U.S.C. Sec.  





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          262(i)(2)(A) and (B))

       6)Clarifies that state law governs how and when pharmacists may make  
          prescription drug substitutions.  (1 Food and Drug Admin. Sec.  
          13:197 (2011))

        Existing California law: 
        
        1)Establishes the Food and Drug Branch (FDB) within the California  
          Department of Public Health (CDPH) to assure that foods, drugs,  
          medical devices, cosmetics and certain other consumer products are  
          safe and are not adulterated, misbranded nor falsely advertised; and  
          that drugs and medical devices are effective.
        2)Defines biologics as human whole blood; human whole blood  
          derivatives specified by regulations; serum, vaccine, live vaccine,  
          killed vaccine, tissue vaccine, autogenous vaccine, live virus,  
          killed virus, live bacterial culture, killed bacterial culture,  
          bacterin, hormone, tissue extract, gland extract, gland preparation,  
          insulin, and similar products made from human or animal tissues or  
          micro-organisms.  (HSC � 1600.1)  

        3) Under the Pharmacy Law, provides for the licensure and regulation  
           of pharmacies, pharmacists and wholesalers of dangerous drugs or  
           devices by the Board within the Department of Consumer Affairs  
           (DCA).  

        4) Specifies certain requirements regarding the dispensing and  
           furnishing of dangerous drugs and devices, and prohibits a person  
           from furnishing any dangerous drug or device except upon the  
           prescription of a physician, dentist, podiatrist, optometrist,  
           veterinarian or naturopathic doctor.  (Business and Professions  
           Code (BPC) � 4059)

        5) Authorizes pharmacists filling prescription orders for drug  
           products prescribed by their trade or brand names to substitute  
           generic drugs for orders if the generic contains the same active  
           chemical ingredients of equivalent strength and duration of  
           therapy, subject to a patient notification and bottle labeling  
           requirement, unless the prescriber specifies that a pharmacist may  
           not substitute another drug product by either indicating on the  
           form submitted for the filling of the prescription drug orders "Do  
           not substitute" or words of similar meaning or selecting a box on  
           the form marked "Do not substitute."  (BPC � 4073)

        6) Authorizes pharmacists filling prescription orders for drug  
           products prescribed by their trade or brand names to substitute a  





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           drug product with a different form of medication with the same  
           active chemical ingredients of equivalent strength and duration of  
           therapy as the prescribed drug product when the change will improve  
           the ability of the patient to comply with the prescribed drug  
           therapy, subject to a patient notification and bottle labeling  
           requirement, unless the prescriber specifies that a pharmacist may  
           not substitute another drug product by either indicating on the  
           form submitted for the filling of the prescription drug orders "Do  
           not substitute" or words of similar meaning or selecting a box on  
           the form marked "Do not substitute."  (BPC � 4052.5)


        This bill:

        1.Updates permitted functions for pharmacists to allow a pharmacist to  
          substitute a biosimilar for a prescribed biological product if:

              a)      The product is approved by the FDA under the BPCIA.

              b)      The prescriber has not indicated "Do not substitute."

              c)      The pharmacist notifies the prescriber of the  
                substitution or enters information about the substitution in a  
                patient record system shared by the prescriber within five  
                days.

              d)      The pharmacy keeps a record of the biosimilar  
                substitution for three years.

        2)Clarifies that "Do not substitute" means a biosimilar may not be  
          substituted for a biologic product and that physicians are not  
          liable for biosimilar substitution by a pharmacist.

        3)Requires a patient to be notified when a biosimilar is substituted  
          for a biologic and requires the full name and manufacturer of the  
          biosimilar to be listed on the prescription label. 

        4)Requires the Board to maintain a list of interchangeable  
          biosimilars, if available, on its website.

        5)Defines biological product, biosimilar and interchangeable according  
          to their definitions within the federal PHSA.

        6)Defines prescription for purposes of a biological product according  
          to the definition under the federal FDCA.






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        7)Clarifies that 351(k) pathway refers to the licensure of a  
          biological product as a biosimilar or an interchangeable biosimilar  
          under the federal BPCIA.

        8)Clarifies that a pharmacist may still give immunizations pursuant to  
          a protocol with a prescriber. 

        9)Adds all of the above provisions to the Pharmacy Law section  
          specifying actions for substitution of a generic drug.

        FISCAL EFFECT:  Unknown.  This bill is keyed fiscal by Legislative  
        Counsel.

        COMMENTS:
        
        1.Purpose.  This bill is sponsored by the  Author  .  According to the  
          Author, "SB 598 updates current law so when the FDA approves  
          interchangeable biosimilars, California pharmacists can substitute  
          the lower cost biosimilars for brand name biologics."  The Author  
          believes this bill is necessary because biosimilars are not defined  
          in California law and existing definitions for generic pills do not  
          apply to these unique medicines.  The Author states that this bill  
          mirrors patient protections for substitutions of generic pills and  
          that adverse reactions with biologic medicines, which occur when a  
          patient's body rejects a biologic medicine, will be more easily  
          tracked through accountability measures like notifying a physician  
          when a biosimilar is substituted for a biologic, requiring that  
          records of substitutions are kept and requiring the Board of  
          Pharmacy to keep a list on of interchangeable biosimilars on its  
          website.  
           
           According to the Author, notifying the prescribing physician after  
           dispensing does not alter the policy goal of offering alternative,  
           lower cost options for patients.  The Author believes that this  
           notification provides a record of the substitution, so that in the  
           event of an adverse reaction, which may not manifest until many  
           months after the biosimilar was administered, health records can  
           reflect these contraindications.  The Author intended to allow  
           flexibility in how notification is provided and as such, SB 598  
           does not specify how a notification must be transmitted or noted in  
           a patient's record.    

        1.Background.  Biologic medicines are sensitive medications that  
          typically treat very serious diseases and conditions, including  
          blood conditions, cancers, immune disorders like Rheumatoid  
          Arthritis, Psoriasis and Crohn's Disease and neurological disorders  





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          like Multiple Sclerosis.  These treatments are almost exclusively  
          administered in physician's offices, oncology clinics, specialty  
          pharmacies, hospitals or dialysis centers.  Biological products are  
          generally derived from living material, human, animal, or  
          microorganism and FDA regulations specify that biological products  
          include blood-derived products, vaccines, in vivo diagnostic  
          allergenic products, immunoglobulin products, products containing  
          cells or microorganisms, and most protein products.  These  
          treatments are not widespread but rather used as specialty drugs to  
          treat very ill patients; according to information provided by the  
          Author from a MarketScan report, there were almost 380 million pills  
          dispensed in California in 2011, with only 1.7 biologic  
          prescriptions dispensed per week from the over 5,000 retail  
          pharmacies in California, representing just .13 percent of all  
          prescriptions dispensed by retail pharmacies.    
          
          According to the FDA, biologics are regulated under the federal PHSA  
          while drugs, including insulin and other hormone therapies, are  
          regulated under the FDCA. Both the FDA's Center for Drug Evaluation  
          and Research and Center for Biologics Evaluation and Research have  
          regulatory responsibility for therapeutic biological products,  
          including premarket review and oversight.  Following initial  
          laboratory and animal testing that show the use of a particular  
          biological product in humans is reasonably safe, biological products  
          (like other drugs), can be studied in clinical trials in humans  
          under an investigational new drug application.  If trials and  
          studies demonstrate that a product is safe and effective for its  
          intended use, the FDA may then approve the market of a biologic by  
          granting a biologics license.

          The FDA defines a generic drug as the same as a brand name drug in  
          dosage, safety, strength, how it is taken, quality, performance, and  
          intended use.  Before approving a generic drug product, FDA requires  
          many rigorous tests and procedures to assure that the generic drug  
          can be substituted for the brand name drug.  According to the FDA,  
          it bases evaluations of substitutability, or "therapeutic  
          equivalence," of generic drugs on scientific evaluations.  Generic  
          drug products must contain the identical amounts of the same active  
          ingredient(s) as the brand name product.  A drug that is determined  
          to be "therapeutically equivalent" can be expected to have equal  
          effect and no difference when substituted for the brand name  
          product.

        3.Biosimilars.  According to background information provided by the  
          Author and stakeholders, both in opposition to and support of this  
          bill, biologics are large, complex protein molecules used in the  





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          treatment, diagnosis or prevention of disease.  These are quite  
          different from small molecule drugs, pills, which are not as  
          structurally complex and are instead relatively simple, organic  
          substances produced by chemical methods.  Biologic medicines, on the  
          other hand, are made in living organisms to produce proteins by  
          genetically modifying cell constructs or cell lines.  Biologics are  
          grown, cultivated and purified and are typically administered as  
          injectables.

           Biosimilars are similar but not identical versions of the original  
           biologic.  The active ingredient of a biosimilar is expected to  
           closely resemble that of the original biologic and unlike generic  
           pills which require the active ingredient to be identical, the  
           exact manufacturing process of an original biologic cannot be  
           exactly duplicated.  Biosimilars are not clinically identical to  
           their reference products.  Biosimilars have been defined by the  
           World Health Organization as "a biotherapeutic product which is  
           similar in terms of quality, safety and efficacy to an already  
           licensed biotherapeutic product," by the European Medicines Agency  
           as a "copy version of an already authorized biological medicine  
           product with demonstrated similarity in physiochemical  
           characteristics, efficacy and safety, based on a comprehensive  
           comparability exercise," and by the FDA as a biological product  
           which is "highly similar to the reference product notwithstanding  
           minor differences in clinically inactive components and for which  
           there are no clinically meaningful differences between the  
           biological product and the reference product in terms of safety,  
           purity and potency of the product".    

           In response to increases in an aging population and larger numbers  
           of patients suffering from chronic disease, there has been a rise  
           in use of biologics, and accordingly a rise in the production  
           efforts of biosimilars.  Biosimilars go through an extensive review  
           process and manufacturers are required to submit immense studies  
           and data demonstrating a products' efficacy and ensuring it is safe  
           for use by consumers.  Manufacturers also have to establish ongoing  
           monitoring programs to ensure the safety of biosimilars.  While  
           biosimilars are currently available in the EU, and other nations  
           are in the process of adopting guidelines and regulatory processes,  
           biosimilars are still a relatively new option in the larger health  
           care delivery and treatment conversation.  

           A pathway for biosimilar regulation in the U.S. was established as  
           a provision of the Patient Protection and Affordable Care Act (ACA)  
           and in 2012 the FDA issued draft guidelines for biosimilars.  The  
           guidance included which types of studies manufacturers should  





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           undertake in order to ensure product safety, potency and purity.   
           However, there is no definitive timeline or date by which  
           biosimilars will be available and on the market in the U.S. due to  
           the complexity involved in their development and production. 

        4.The Prescription Drug Pinch on Californians' Wallets.  Costs of  
          prescription medication have skyrocketed over the past number of  
          years.  According to a 2008 report issued by the Kaiser Family  
          Foundation on prescription drug trends, spending in the U.S. for  
          prescription drugs was $216.7 billion in 2006, more than 5 times the  
          $40.3 billion spent in 1990.  In response, many consumers are  
          turning to a variety of methods to reduce their prescription costs  
          including requesting cheaper drugs or generic drugs from their  
          physicians and pharmacies, using the Internet and other sources to  
          make price comparisons, using the Internet to purchase drugs, buying  
          at discount stores, buying over-the-counter instead of prescribed  
          drugs, buying drugs in bulk and pill-splitting, using mail-order  
          pharmacies, and using pharmaceutical company or state drug  
          assistance programs.  The report stated that 
        62 percent of physicians say they switch patients to less expensive  
          drugs after discussing out-of-pocket costs of medicines with  
          patients.  This financial burden leads to many patients with  
          legitimate chronic illnesses to forgo prescribed medications and  
          adversely affect their health.
          
          According to information provided, Biosimilars will provide an  
          important, cost-effective alternative to very expensive originator  
          biological products and are anticipated to play a key role in the  
          treatment of illnesses and chronic conditions in the U.S.  A recent  
          New York Times article found that drugs account for about 15 percent  
          of the nation's health care expenditures and that while there appear  
          to be small decreases in spending on prescription drugs, costs  
          associated with specialty drugs like biologics increased almost 20  
          percent.  Out-of-pocket costs to patients are typically higher to  
          receive biologics than for generic drugs and while biosimilars may  
          provide significant cost savings, they will not be discounted at  
          near the rate as generic drugs.

        5.Similar Legislative Efforts.  Sixteen states have, or are in the  
          process of considering, legislation similar to this measure in the  
          current legislative session.  The bills and surrounding conversation  
          mirror what is pending in California.  As reported in a recent New  
          York Times article, this effort is also connected to conversations  
          at the federal level about whether biosimilars, when they are  
          available on the market, will have the same name as originator  
          products.  If they do not, pharmacists may then not be able to  





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          substitute the biosimilar for the biologic even if states allow the  
          substitution.  Specifically, bill sponsors and supporters throughout  
          the nation believe that measures like those contained within SB 598  
          are not unreasonable and are needed to protect patient safety, as  
          biosimilars are not identical to originator drugs, thus applying  
          generic laws to these drugs is not safe, prudent or advisable.   
          Opponents believe that the bills impose unnecessary restrictions  
          that do not apply to chemically produced bills and believe that once  
          the FDA has identified something as interchangeable, that standard  
          is high enough to allow for substitution without notification to  
          prescribers. 
          
           AB 1139  (Lowenthal), in this Session, authorizes a pharmacist to  
          substitute a biosimilar for a biological product if the product is  
          deemed by the FDA to be interchangeable with the biological product.  
           The bill is scheduled to be heard in the Assembly Committee on  
          Business, Professions and Consumer Protection later this month.   

        6.Arguments in Support.  Supporters of this bill include biologic and  
          biosimilar manufacturers, representatives of chronically ill  
          patients, alliances of physician and research groups, as well as  
          organizations for California's life sciences community who believe  
          that it is a common sense measure which will ensure patient safety  
          without delaying the introduction of biosimilars to the California  
          market.  Supporters highlight the differences between biosimilars  
          and other generic drugs, resulting in a need for prescriber  
          notification to ensure accurate patient records are maintained.   
          Supporters believe that substitution of biosimilars for biological  
          products will improve patient access to these often life-saving  
          medicines, but note that there need to be certain accountability  
          measures taken, given the unique and very sensitive nature of these  
          drugs.  Supporters agree that the prescriber notification guarantees  
          that physicians maintain knowledge about what medication their  
          patients receive.
          
           BayBio  and  Biocom  write in support, noting that physicians are  
          individuals with the closest relationship to patients and the most  
          knowledge about a patient's medical condition and treatment regimen,  
          thus should know about a substitution of a prescribed biological  
          product.  The organizations believe that biosimilars will provide  
          patients and prescribers with cost savings options and that the  
          provisions in SB 598 will guarantee patient safety and promote  
          transparency.

          Labor groups like the  International Union of Operating Engineers  and  
           State Building and Construction Trades  believe that biologics have  





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          improved the quality of life for many members and that their good  
          health will be further promoted with the protections set forth in SB  
          598.

          The  Pharmaceutical Research and Manufacturers of America (PhRMA)   
          believes this bill contains important safeguards that will protect  
          patients and properly inform physicians in the event of an adverse  
          reaction or change in a patient's chronic condition.   

        7.Arguments in Opposition.  Opponents to this measure, including  
          manufacturers of generic drugs, health plans and retailers, argue  
          that this bill creates barriers to biosimilars entering the  
          California market, will restrict insurers' ability to provide  
          affordable options to patients and that California is unnecessarily  
          making changes before the FDA has weighed in on the issue of  
          substituting biosimilars.  
           
            Hospira  ,  Teva Pharmaceuticals, Inc  .,  Boehringer Ingelheim  and the  
            Generic Pharmaceutical Association  believe that SB 598 is premature  
           and is intended to create doubt about the safety and effectiveness  
           of affordable biosimilar drugs and will prevent patients from  
           accessing more cost-effective, lifesaving medications.   

            Kaiser Permanente  notes that the organization would be able to  
           comply with the provisions of SB 598 but that it does not support  
           public policy which provides artificial and unnecessary barriers to  
           safe and low cost alternatives for patients.  

            Health Access California  writes that the use of generics has helped  
           to control health costs even as prescription drugs have become an  
           even bigger share of health care costs and that there is no reason  
           to create additional barriers to the prescribing of biosimilar  
           drugs beyond those in place for generic drugs.

            The California Retailers Association  and  CVS Caremark  are concerned  
           that there is not a clear public policy rationale for pharmacies  
           being required to keep records of biosimilars dispensed and that  
           physician notification increases pharmacist workload.  

        8.Policy Issues:
           
              a)      Is this measure premature?  While biosimilars are not  
                yet available to consumers in California and California  
                pharmacists are not yet facing the option of substituting a  
                                           biosimilar for a biological product, efforts at the federal  
                level have made it clear that these products will be on the  





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                market in the near future.  The FDA may eventually alter its  
                draft guidance and may eventually better clarify what  
                constitutes interchangeability, making the question of  
                appropriate substitution clearer, but California's Pharmacy  
                Law will still have to be updated to ensure that patients can  
                receive biosimilars and these can be substituted for  
                biologics.   

              b)      Do the provisions contained in this bill create a  
                barrier to substituting biosimilars for biologics and are the  
                notification and record keeping requirements burdensome?  This  
                measure requires prescriber notification of substitution of a  
                biosimilar for a biologic within five days after a patient  
                receives the product from a pharmacy.  The bill does not  
                require physician consent for a substitution, but it does  
                specify that it is the pharmacist providing notification.  It  
                is not clear if pharmacists will truly face workload  
                challenges that deter substitution, given the relatively  
                limited frequency with which biologics, and it can be assumed  
                biosimilars in the future, are dispensed.  The California  
                Pharmacists Association has not taken a position on the bill.   
                 However, changing the requirement of "pharmacist" notification  
                to "pharmacy" notification may help to deal with workload  
                issues  .   

                Also, many decisions about dispensing at the pharmacy level  
                will be made according to drug lists and formularies  
                established by health plans, including a preference to provide  
                coverage for biosimilars when they are deemed interchangeable  
                with originator biologics.  More affordable options should  
                always be available to patients, particularly in light of  
                tremendous costs for these therapies and the notification  
                requirements in this bill might not interfere with prescribing  
                and dispensing trends.

                Even though California is making strides toward implementing  
                track and trace requirements for drugs delivered in this  
                state, there is still no mechanism to completely monitor  
                biologics and biosimilars once they are dispensed, thus  
                quality assurances and accountability for these products may  
                be necessary by ensuring patient records are complete and  
                physicians are aware of substitutions at the pharmacy level.   
                In the event that something does go wrong with a biosimilar,  
                as was seen in Europe with a biologic that stimulated red  
                blood cell growth where patients developed antibodies to the  
                different formulation of that product and many died, it may be  





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                helpful for medical professionals to have a way to go back and  
                determine what their patients received.   

              c)      The FDA should determine safety.  An underlying  
                component of conversations surrounding the issue of  
                substitution are perceived safety risks of biosimilars.   
                Similar conversations took place when generic drugs became  
                available and eventually proliferated the market.  Biosimilars  
                may be high quality and safe, originator biologics may result  
                in adverse patient reactions and vice versa.  The preference  
                to use biosimilars over biologics might naturally be  
                determined once they are prescribed by physicians and used by  
                patients in California.  The state relies on the FDA to assure  
                that products are safe for use and in the event they are  
                determined to no longer be safe, remove the products from the  
                market.  The market may naturally give an advantage to  
                certain, more preferable types of drugs that help treat  
                patients which of course would ideally be cost-effective  
                treatments, accessible to all patients.  Affordable treatments  
                should be promoted and pursued whenever possible; however, the  
                specialty nature of these products places the safety  
                conversation squarely in the jurisdiction of the FDA.   

        1.Suggested Amendments:  

                a)        Pharmacy Notification.  Rather than just requiring a  
                  "pharmacist" to notify the prescriber, allow the "pharmacy"  
                  to provide the notification which would provide more choices  
                  within the pharmacy of persons responsible for notifying the  
                  prescriber.
                
                b)        Sunset the Notification Provisions Contained in this  
                  Measure.  While updating California Pharmacy Law to allow  
                  substitution of biosimilars is necessary to ensure the  
                  availability of these products to California patients when  
                  the FDA deems them safe and ready for market, it may not be  
                  necessary for the notification and record keeping  
                  requirements of this bill to remain in perpetuity.   
                  Accountability for biosimilars may be achieved when  
                  California's e-pedigree law, creating a track and trace  
                  system for drugs in this state, is implemented, or in the  
                  event that Congress creates a national track and trace  
                  system.  Accountability may also be heightened through  
                  processes created by the FDA for biosimilars and through  
                  natural market channels once biosimilars are utilized more  
                  frequently.  The Author may want to consider including a  





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                   3-year sunset on the requirement that physicians are  
                  notified when a substitution of a biosimilar for a biologic  
                  occurs and the requirement that records of substitution of a  
                  biosimilar for a biologic are maintained by pharmacists.   

        2.Suggested Technical Amendment.  In its current form, the bill  
          requires the full name and manufacturer of the biosimilar to be  
          listed on the prescription label, mirroring current law allowing for  
          substitution of generic drugs.  This language may be duplicative of  
          current regulations establishing standards for what information must  
          be included on a label.  Suggest the following amendment to delete  
          this requirement:

           On page 3, strike lines 17-19 "and the full name and manufacturer  
           of the dispensed biosimilar shall be indicated on the prescription  
           label, unless where the prescriber orders otherwise.  "
        

        SUPPORT AND OPPOSITION:
        
         Support:  

        AIM Melanoma
        Alliance for Patient Access and the National Physicians Biologics  
        Working Group
        Alliance for Safe Biologic Medicines 
        Alliance of Specialty Medicine
        American Autoimmune Related Diseases Association, Inc.
        AMGEN
        BayBio
        BIOCOM
        Blue Ribbon Advocacy Alliance
        California Healthcare Institute
        Coalition of State Rheumatology Organizations
        CONNECT
        Global Healthy Living Foundation
        Health HIV
        International Myeloma Foundation
        International Union of Operating Engineers
        Kidney Cancer Association
        Merck & Co., Inc.
        National Kidney Foundation
        Pharmaceutical Research and Manufacturers of America (PhRMA)
        RetireSafe
        State Building and Construction Trades Council 
        TechNet





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        UCB, Inc.
        Western States Council of Sheet Metal Workers
        One individual
         
        Opposition:  

        America's Health Insurance Plans (AHIP)
        Anthem Blue Cross
        Boehringer Ingelheim
        California Association of Health Plans
        California Retailers Association
        CVS Caremark
        Express Scripts
        Generic Pharmaceutical Association (GPhA)
        Health Access California
        Hospira, Inc.
        Kaiser Permanente 
        Pharmaceutical Care Management Association
        Teva Pharmaceuticals Industries, Ltd.
        Walgreens



        Consultant: Sarah Mason