BILL ANALYSIS                                                                                                                                                                                                    Ķ



                                                                SB 605
                                                                       

                       SENATE COMMITTEE ON ENVIRONMENTAL QUALITY
                               Senator Jerry Hill, Chair
                               2013-2014 Regular Session
                                            
           BILL NO:    SB 605
           AUTHOR:     Lara
           AMENDED:    April 8, 2013
           FISCAL:     Yes               HEARING DATE:  May 1, 2013
           URGENCY:    No                CONSULTANT:      Rebecca Newhouse
            
           SUBJECT  :    CALIFORNIA GLOBAL WARMING SOLUTIONS ACT OF 2006:  
                          SCOPING PLAN

            SUMMARY  :    
           
            Existing law  , under the California Global Warming Solutions Act of  
           2006 (CGWSA): 

           1) Requires the California Air Resources Board (ARB) to determine  
              the 1990 statewide greenhouse gas (GHG) emissions level and  
              approve a statewide GHG emissions limit that is equivalent to  
              that level, to be achieved by 2020, and to adopt GHG emissions  
              reductions measures by regulation, and sets certain requirements  
              in adopting the regulations.  ARB may include the use of  
              market-based mechanisms to comply with these regulations.  
              (Health and Safety Code §38500 et seq.).

           2) Requires ARB to prepare and approve a scoping plan by January 1,  
              2009, for achieving the maximum technologically feasible and  
              cost-effective reductions in GHG emissions from sources or  
              categories of sources of GHGs by 2020.  ARB must evaluate the  
              total potential costs and total potential economic and  
              noneconomic benefits of the plan for reducing GHGs to the  
              state's economy and public health, using the best economic  
              models, emissions estimation techniques, and other scientific  
              methods.  The plan must be updated at least once every five  
              years. (§38561).

            This bill  :  

           1) Requires the ARB, when updating the scoping plan, to:

              a)    Revise the million metric tons of emissions (MMTE) to  









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                 emphasize in-state actions that create jobs in the state,  
                 including, but not limited to, retrofits.

              b)    Achieve maximum technologically feasible and  
                 cost-effective emissions reductions in short-lived climate  
                 pollutants no later than December 31, 2015.

              c)    Limit the use of offsets to offsets originating and  
                 achieved within the state, offsets used to offset GHG  
                 emissions in a location that has GHG emissions, and, to the  
                 extent feasible, offsets occurring at the same time GHG  
                 emissions are occurring. 

              d)    Adopt a backstop plan in the event that a market-based  
                 compliance mechanism and the Low Carbon Fuel Standard  
                 (LCFS) regulations do not accomplish the Scoping Plan  
                 goals.

              e)    Expend special funds, including, but not limited to,  
                 funds derived from market-based compliance mechanisms, the  
                 Electric Program Investment Charge Fund and the Alternative  
                 and Renewable Fuel and Vehicle Technology Fund, for  
                 emissions reductions from sources within the state to  
                 achieve and maintain the 2020 GHG emissions limit.  

           2) Requires all GHG reductions be achieved within the state in  
              areas that are most impacted by GHG pollutants, and other air  
              pollutants, unless:

              a)    The ARB makes a finding at a public hearing that there  
                 are no technologically feasible and cost-effective  
                 emissions reductions that may be made in areas that are  
                 most impacted by greenhouse gas pollutants within the state  
                 and the ARB submits that finding to the Joint Legislative  
                 Budget Committee; and

              b)    The Joint Legislative Budget Committee concurs or  
                 nonconcurs with the ARB's finding within 30 days of  
                 receiving the finding, and if the Committee makes no  
                 finding within 30 days, the finding shall be deemed  
                 concurred.

            COMMENTS  :









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            1) Purpose of Bill  .  According to the author, "SB 605 meets AB 32  
              climate pollution objectives while ensuring that pollution  
              reduction efforts are focused in California and benefit the  
              state's economy and environment."  The author further notes  
              that, "Over the past six years, the California Air Resources  
              Board has implemented several market-based mechanisms that are  
              intended to reduce greenhouse gas emissions - such as cap and  
              trade and the LCFS.  It is anticipated that these measures  
              alone will account for over 40 MMTE (nearly 40%) of the  
              reductions needed to meet the goals of AB 32. The reliance on  
              market-based systems can lead to emissions reductions, but  
              unfortunately not always in California and not for  
              disadvantaged communities or areas hardest hit by pollution.   
              Recently, Shell, which owns two oil refineries and numerous  
              other high polluting facilities in the state, purchased  
              500,000 California forest carbon credits to meet its AB 32  
              obligations - an offset based on the purchase of an existing  
              forest in Michigan.  While this action is allowed under  
              California's cap and trade program, it does nothing to reduce  
              GHG's or air pollution in California.  It creates no jobs,  
              makes no in-state investment, or results in any new  
              environmental benefits.  Instead, it allows an industry to  
              maintain or increase its emissions reductions in California  
              and worsen the health of our vulnerable populations."

            2) Background  .  In 2006, AB 32 required the ARB to develop a  
              Scoping Plan that describes the approach California will take  
              to reduce GHG emissions to achieve the goal of reducing  
              emissions to 1990 levels by 2020.  The Scoping Plan was first  
              approved by the Board in 2008 and must be updated every five  
              years to evaluate the mix of AB 32 policies to ensure that  
              California is on track to achieve the 2020 GHG reductions  
              goal. 

              This spring, ARB plans to hold initial public workshops in  
              coordination with local air and transportation agencies to  
              discuss preliminary concepts for updating the Scoping Plan and  
              to gain local and regional perspective on both progress and  
              future direction for California's climate change programs. In  
              summer 2013, ARB plans to release a preliminary draft of the  
              2013 update to the AB 32 Scoping Plan for public review and  
              comment. In fall of this year, ARB expects to bring an updated  









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              Scoping Plan document to the Board for consideration.

               Estimate of emissions reductions  .  The Scoping Plan outlines a  
              suite of measures aimed at achieving 1990-level emissions of  
              427 million metric tons of carbon dioxide equivalent (MMTCO2e)  
              in 2020, a reduction of about 80 MMTCO2e from California's  
              2020 "business-as-usual" GHG emissions projection.  The  
              emissions reductions measures outlined in the plan include a  
              cap-and-trade program, the low carbon fuel standard (LCFS),  
              light-duty vehicle GHG standards, energy efficiency actions,  
              the Renewable Portfolio Standard, regional  
              transportation-related GHG targets, as well as a variety of  
              other actions and programs recommended to achieve the 2020  
              goal. 
               
           3) Cap and trade  .  Pursuant to authority under AB 32 (Nuņez)  
              Statutes of 2006, Chapter 488, the ARB adopted cap-and-trade  
              regulations, and those regulations were approved on December  
              13, 2011.  Beginning on January 1, 2013, the cap-and-trade  
              regulations set a firm, declining cap on total GHG emissions  
              from sources that make up approximately 85% of all statewide  
              GHG emissions.  Sources included under the cap are termed  
              "covered" entities.  The cap is enforced by requiring each  
              covered entity to surrender one "compliance instrument" for  
              every metric ton of carbon dioxide equivalent (MMTCO2e) that  
              it emits at the end of a compliance period.  Over time, the  
              cap declines, resulting in GHG emissions reductions.  
              Compliance instruments include allowances and offsets, where  
              allowances are generated by the state in an amount equal to  
              the cap, and offsets result from emissions reductions achieved  
              in an uncapped sector and are quantified and verified using an  
              ARB approved compliance offset protocol.

              The mix of measures in the Scoping Plan, including both direct  
              regulatory measures and cap-and-trade, are intended to achieve  
              the aggregate emissions reductions target by 2020.  At full  
              implementation of the current Scoping Plan, cap-and-trade is  
              expected to contribute the equivalent of 18 MMTCO2e in  
              reductions in GHG emissions annually by 2020 compared with 62  
              MMTCO2e from direct regulatory measures.  Because the sectors  
              covered under the cap-and-trade program are also subject to  
              various direct regulatory measures, any underperformance of  
              direct regulatory measures at reducing emissions will result  









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              in additional reductions needed under the cap-and-trade  
              program. In other words, ARB intends the cap of the  
              cap-and-trade program to serve as a backstop to achieve the  
              2020 GHG emissions reductions goal, regardless of the  
              performance of the direct regulatory measures in achieving  
              their estimated emissions reductions.

              Cap-and-trade has been the subject of numerous law suits.  The  
              California Chamber of Commerce filed a suit in November 2012  
              claiming that the allowances sold at auction represent an  
              unlawful tax and that the ARB lacks authority to sell them.   
              That case is pending in state court in Sacramento. On April  
              16th, the Pacific Legal Foundation filed a suit based on a  
              similar claim. Earlier this year, the ARB won a lawsuit  
              against Citizens Climate Lobby and Our Children's Earth  
              Foundation that argued against the legality of allowing  
              offsets in the program.  

               Linkage  .  For the purposes of the cap-and-trade regulation,  
              linkage refers to the use of compliance instruments from a GHG  
              emissions trading system outside California to meet compliance  
              obligations under California's cap-and-trade regulation, and  
              the reciprocal approval of compliance instruments issued by  
              California to meet compliance obligations in the external  
              trading program.  The cap-and-trade regulations approved on  
              December 13, 2011, include general requirements for linking to  
              other trading programs.  In mid-April, the ARB approved the  
              regulatory amendments to link with Quebec beginning on January  
              1, 2014.

               Offsets  .  Under the cap-and-trade regulation, offsets may be  
              used to satisfy up to 8% of a covered entity's compliance  
              obligation.  The cap-and-trade regulation includes  
              requirements for collecting and submitting the appropriate  
              monitoring documentation to support the verification and  
              enforcement of the generation and retirement of ARB offset  
              credits and requires third-party verification of all GHG  
              emissions reductions before any ARB offset credits may be  
              issued.  Only ARB-accredited offset verification bodies and  
              offset verifiers may provide offset verification services  
              under the Compliance Offset Protocol (COP) for approved  
              project types.  To date, ARB has adopted protocols for the  
              following four project types:  livestock manure management,  









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              ozone depleting substances, urban forestry, and U.S. forestry.  
              On February 22, the ARB held a public workshop for the new  
              offset protocol development of GHG emissions reductions  
              associated with biomass waste resulting from rice cultivation  
              and projects for the mitigation of methane from coal mines. 

              The cap-and-trade regulation establishes that offset projects  
              must be located in the United States and its territories,  
              Canada, or Mexico.  Individual COPs, however, may specify a  
              more limited geographic area within that range.  For example,  
              the protocol for Livestock Projects is only applicable in the  
              United States.  Quebec has developed three offset protocols  
              for livestock digesters, small landfills and the destruction  
              of ozone depleting substances from foam.

            4) LCFS  .  The Low Carbon Fuel Standard (LCFS) requires the  
              reduction of carbon intensity of transportation fuels used in  
              California by an average of 10% by 2020. Carbon Intensity (CI)  
              is a measure of the direct and indirect GHG emissions  
              associated with each of the steps in the full fuel-cycle of a  
              transportation fuel.  A party's overall CI for its  
              transportation fuels needs to meet each year's specified CI  
              level target.  If the reduction in intensity exceeds the  
              target, the provider earns a credit, which can be sold or  
              carried forward. Regulated fuel providers, therefore, can meet  
              their annual CI levels by making low-GHG fuels, carrying  
              forward credits from previous years from their own production  
              process, buying credits from other fuel producers, or reducing  
              the amount of fuel they sell.  According to the 2008 Scoping  
              Plan, the LCFS is projected to result in 15 MMT of emissions  
              reductions to reach the 2020 GHG emissions reductions goal. 

              The LCFS is currently being challenged by the oil industry and  
              several corn-based ethanol producers from the Midwest, who  
              argued in federal court that California's regulations violate  
              the Commerce Clause of the U.S. Constitution.  One of the  
              district court's rulings preliminarily enjoined the ARB from  
              enforcing the regulation. In January 2012, ARB appealed that  
              decision to the Ninth Circuit Court of Appeals and then moved  
              to stay the injunction pending resolution of the appeal.  On  
              April 23, 2012, the Ninth Circuit granted the ARB's motion for  
              a stay of the injunction while it continues to consider ARB's  
              appeal of the lower court's decision. 









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            5) Short-lived climate pollutants  .  CO2 remains in the atmosphere  
              for centuries, which makes it the most important greenhouse  
              gas to reduce in order to limit long-term climate change.   
              However, climate pollutants including methane, tropospheric  
              ozone, hydrofluorocarbons, and soot (black carbon), are  
              relatively short-lived, but have much higher global warming  
              potentials than CO2.  New research suggests that black carbon  
              is the second largest man-made contributor to global warming  
              and its influence on climate has been greatly underestimated.  
              Another recent study published in the journal Nature Climate  
              Change found that reducing emissions of short-lived climate  
              pollutants, including soot and methane, by 30 to 60 percent by  
              2050 would slow the annual rate of sea level rise by about 18  
              percent by 2050.  In addition, the study found that, compared  
              to just cutting CO2 emissions, reducing the release of  
              short-lived climate pollutants would do more to slow sea level  
              rise before 2050, but that lowering CO2 emissions would be  
              required to limit warming and warming-related impacts beyond  
              that point. 

              The 2008 Scoping Plan recommends policies to reduce methane in  
              the recycling and waste sector, as well as in the industrial  
              sector, specifically recommending actions for reductions from  
              refinery flare improvements and during oil and gas extraction.  


              SB 605 would require, in the Scoping Plan update, that the  
              maximum technologically feasible and cost-effective emissions  
              reductions in short-lived climate pollutants be achieved no  
              later than December 31, 2015. 

            6) Backup Plan  .  SB 605 requires that the ARB adopt a "backstop"  
              plan to be included in the updated Scoping Plan, in the event  
              that the cap-and-trade regulation and the LCFS regulation, the  
              two measures that make up the largest portion of emissions  
              reductions to reach the 2020 GHG emissions reductions goal, do  
              not meet their emissions reductions targets.

              The 2008 Scoping Plan asserts that it provides a 'margin of  
              safety,' in terms of additional reductions to account for  
              measures in uncapped sectors that do not, or may not, achieve  
              the estimated reductions of GHG emissions in the plan.  As  









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              noted above, the ARB designed the cap-and -trade program as a  
              backstop measure in the event that emissions reductions  
              resulting from direct regulatory measures do not meet current  
              projections.  The failure of one of the two primary measures  
              that the state is relying on to achieve the 2020 GHG goal,  
              either through legal invalidation, market failure or  
              technological infeasibility, would likely put the attainment  
              of that goal in jeopardy, especially since the cap-and-trade  
              program itself is the primary back up plan. 

            7) Concerns surrounding offsets  .  AB 32 makes no mention of  
              offsets, instead focusing on direct GHG emissions reductions  
              and only permitting market-based mechanisms to the extent they  
              produce equivalent results.  The use of offsets for compliance  
              with AB 32 in the cap-and-trade program has been designed by  
              ARB without statutory guidance.  While ARB has justified the  
              reliance on compliance offsets in their cap-and-trade program  
              as an opportunity for low-cost reductions from outside the  
              capped sector, others have questioned how offsets,  
              particularly from sources outside the state, might meet AB  
              32's requirements or otherwise produce benefits in California.

              SB 605 would prohibit the use of offsets not achieved and  
              generated within the state. Offsets are intended by ARB to be  
              a cost-containment mechanism for the program.  Because about  
              85% of GHG emissions in California are covered under the  
              cap-and-trade program, and offsets may only be generated from  
              the uncapped sector, there are limited offset projects  
              available within the state. This restriction of offsets to  
              California-only projects will likely significantly increase  
              their cost and reduce their effectiveness as a  
              cost-containment mechanism for the cap-and-trade program.

            8) Amendments needed  . 

               a)    Timing  . SB 605 requires that the ARB make revisions, as  
                 specified, when updating the Scoping Plan. The bill will  
                 not go into effect until January 1, 2014, and if the  
                 Scoping Plan is updated and approved this year, the current  
                 language in SB 605 would not require ARB to revise the  
                 Scoping Plan, as specified, until the next update in five  
                 years.










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                 The bill should be amended to require the ARB incorporate  
                 the changes specified in SB 605 in the 2013 Scoping Plan.
                 
               b)    Oversight  . SB 605 requires the Joint Legislative Budget  
                 Committee (JLBC) to concur with specified findings from ARB  
                 that there are no cost-effective and technologically  
                 feasible GHG emissions reductions in the state in regions  
                 most impacted by GHGs and other air pollutants, in order  
                 for GHG emissions reductions to be achieved elsewhere. This  
                 provision may negatively affect a whole host of GHG  
                 reduction measures already being implemented. It may be  
                 more appropriate to bring Legislative oversight to the  
                 process through review and concurrence of the Scoping Plan  
                 revisions. 

                 The bill should be amended to require the ARB to submit the  
                 revisions required by SB 605 to the JLBC for review and  
                 concurrence, in consultation with other appropriate  
                 legislative committees. 
                 
               c)    Prioritizing certain emissions reductions  .  SB 605 would  
                 require the ARB to revise the million metric tons of  
                 emissions to emphasize in-state actions that create jobs.   
                 As written, this statement is unclear.  Additionally, in   
                 provisions not applicable to the updating of the Scoping  
                 Plan, the bill prioritizes GHG reduction in areas also  
                 impacted by other air pollutants. 

                        To add clarity, the bill should be amended to  
                   require the ARB, when updating the Scoping Plan,  
                   prioritize and emphasize measures and actions resulting  
                   in GHG emissions reductions that both create jobs within  
                   the state, and reduce air pollutants that negatively  
                   impact air quality in regions of the state with poor air  
                   quality. 

               a)    Maximum technically feasible reductions  .  SB 605  
                 requires the updated Scoping Plan achieve maximum  
                 technologically feasible and cost-effective emissions  
                 reductions in short-lived climate pollutants no later than  
                 December 31, 2015.  This provision is confusing and seems  
                 to preclude emissions reductions in short-term climate  
                 pollutants after December 31, 2015. 









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                        The bill should be amended to require the ARB, when  
                   updating the Scoping Plan, prioritize and emphasize  
                   current regulations and actions, and recommend additional  
                   measures and actions that can be implemented beginning no  
                   later than December 31, 2015, to achieve the maximum  
                   technologically feasible and cost-effective reductions in  
                   short-lived climate pollutants with high global warming  
                   potentials.

               a)    Offsets  .  SB 605 requires that, when ARB updates the  
                 Scoping Plan, they limit the use of offsets to those  
                                                                   originating and achieved within the state. Offsets  
                 generated within the state produce the most air quality and  
                 economic co-benefits to California, however, limiting them  
                 to originating within the state will likely drive up their  
                 cost.

                        The bill should be amended to require ARB, when  
                   updating the Scoping Plan, limit the use of offsets  
                   originating and achieved within the state, to the maximum  
                   extent feasible. 

                 The bill also limits offsets used to offset GHG emissions  
                 in a location that has GHG emissions, and those offsets  
                 occurring at the same time GHG emissions are occurring, to  
                 the extent possible.  However, climate change due to GHG  
                 emissions is not a localized phenomenon.

                        For that reason, the committee may wish to amend  
                   the bill to strike the provisions requiring offsets be  
                   used in the same region in which they were generated.

                 In addition, the provision in SB 605 requiring offsets  
                 occur at the same time GHG emissions are occurring is  
                 problematic and could be interpreted to preclude the use of  
                 offsets that are not precisely synchronized with GHG  
                 emissions. 

                        The committee may wish to strike this requirement. 

                 The bill references "offsets" but neither the bill, nor the  
                 existing AB 32 statute, gives a definition of offsets.









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                        The bill should be amended to define "offsets." 
                 
               a)    Backstop plan  . SB 605 requires the ARB to have a  
                 backstop plan in the event that cap-and-trade and LCFS  
                 fail, but does not specifically state what the plan should  
                 accomplish, or reference the failure of other regulatory  
                 measures intended to help achieve the 2020 goal.

                        The bill should be amended to clarify the provision  
                   regarding the adoption of a "backstop" plan, specifically  
                   to clarify the plan achieves the goals of AB 32 in the  
                   event that current regulatory measures are not projected  
                   to meet the 2020 GHG emissions reductions goal.  

               a)    Special funds  .  SB 605 requires that the Scoping Plan be  
                 updated to incorporate the expenditure of special funds to  
                 help achieve and maintain the 2020 GHG goal.  Only special  
                 funds that are authorized to be used for GHG emissions  
                 mitigation should be included in the updated Scoping Plan. 

                        The bill should be amended to clarify that only  
                   special funds that are authorized to be expended for GHG  
                   emissions reductions purposes should be considered for  
                   the funding of measures and activities to help achieve  
                   the 2020 GHG goal, as well as help to continue to reduce  
                   emissions beyond the 2020 time frame. 

               a)    In-state GHG reductions  .  SB 605 contains provisions  
                 that require all GHG reductions to occur within the state  
                 in areas that also suffer from other air pollutants, unless  
                 ARB makes certain findings and the Legislature concurs.   
                 Those provisions are not limited to the update of the  
                 Scoping Plan, and may have unintended consequences  
                 impacting various ARB programs and regulations that are  
                 currently achieving other priorities this bill identifies,  
                 such as reduction of short-lived climate pollutants and  
                 in-state job creation. Instead, incorporating those  
                 co-benefit requirements into the Scoping Plan, as  
                 recommended in (c), may help achieve the goal of this  
                 provision in SB 605, and also limit unintended  
                 consequences. 
           









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                        The bill should be amended to repeal the provisions  
                   requiring all GHG emissions reductions be achieved within  
                   the state, unless the ARB makes specified findings and  
                   the Legislature concurs. 

            SOURCE  :        Senator Lara  

           SUPPORT  :       None on file  

           OPPOSITION  :    None on file