BILL ANALYSIS                                                                                                                                                                                                    Ó







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              S
                             2013-2014 Regular Session               B

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          SB 606 (De León)                                            
          As Amended April 9, 2013
          Hearing date:  April 30, 2013
          Penal Code
          JM:mc

               HARASSING A CHILD BECAUSE OF THE EMPLOYMENT OF THE PARENT  

                                       HISTORY

          Source:  Author

          Prior Legislation: AB 3592 (Umberg) - Ch. 529, Stats. 1994

             Support:California National Organization for Women;  
                    California Police Chiefs Association; California State  
                    Sheriffs Association; former Assemblymember Thomas  
                    Umberg; State Coalition Of Probation Organizations;  
                    Mayor of Los Angeles

          Opposition:None known




                                        KEY ISSUES
           
          SHOULD THE PENALTY FOR HARASSING A CHILD BECAUSE OF THE OCCUPATION  
          OF THE CHILD'S PARENT OR GUARDIAN BE CLASSIFIED AS AN ALTERNATE  
          FELONY-MISDEMEANOR?

          SHOULD COMMISSION OF THIS CRIME BE GROUNDS FOR A CIVIL ACTION?





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                                       PURPOSE

          The purposes of this bill are to 1) provide that harassment of a  
          child because of the employment of the child's parent or  
          guardian is an alternate felony-misdemeanor; 2) authorize a  
          misdemeanor fine of up to $10,000; and 3) provide that  
          commission of this crime shall be grounds for a civil action in  
          which the parent or legal guardian of the harassed child may  
          seek actual damages, disgorgement of profits, punitive damages  
          and attorney's fees.

           Existing law  includes the crime of making a credible threat of  
          death or great bodily injury, which includes the following  
          elements:  The defendant made the threat "verbally," in writing  
          or by means of an electronic communication device and with the  
          intent that it be taken as a threat; and it appears that that  
          the defendant had the means and intent to carry out the threat  
          such that the victim was placed in sustained fear for his own  
          safety or that of his immediate family.  This crime is an  
          alternate felony-misdemeanor, punishable by a jail term of up to  
          one year, a fine of up to $1000, or both, or by imprisonment in  
          a state prison for 16 months, 2 years or 3 years and a fine of  
          up to $10,000.  (Pen. Code § 422.)  

          Existing law  defines the crime of "stalking" as repeatedly  
          harassing or following another person in conjunction with the  
          making of a credible threat against that person or his or her  
          immediate family.  Stalking is an alternate felony-misdemeanor  
          punishable by up to one year in the county jail and/or a fine of  
          up to $1000, or by imprisonment in state prison for 16 months, 2  
          or 3 years, and/or a fine of up to $10,000.  (Pen. Code §  
          646.9.)
           
          Existing law  provides that a person who has "suffered  
          harassment" may seek a temporary restraining order and an  




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          injunction to prevent such harassment.  "Harassment" is defined  
          thus:  "[U]nlawful violence, a credible threat of violence, or a  
          knowing and willful course of conduct directed at a specific  
          person that seriously alarms, annoys, or harasses the person,  
          and that serves no legitimate purpose.  The course of conduct  
          must be such as would cause a reasonable person to suffer  
          substantial emotional distress, and must actually cause  
          substantial emotional distress to the plaintiff."  (Code. Civ.  
          Proc. § 527.6.)

           Existing law  provides that an employer may seek a temporary  
          restraining order and injunction on behalf of an employee who  
          has been harassed at work through unlawful violence or a  
          credible threat of violence.  In the discretion of the court,  
          the order and injunction can be applied to additional employees  
          and workplaces of the employer.  (Code. Civ. Proc. § 527.8.)

           Existing law  provides that willfully violating any court order  
          is the misdemeanor of criminal contempt punishable up to six  
          months in the county jail and/or a fine of up to $1000.  (Pen.  
          Code § 166, subd. (a)(4).)

           Existing law  provides that a court may issue an order enjoining  
          a party from molesting, attacking, striking, stalking,  
          threatening, sexually assaulting, battering, harassing,  
          telephoning, destroying personal property, contacting, either  
          directly or indirectly, by mail or otherwise, coming within a  
          specified distance of, or disturbing the peace of another party,  
          and, in the discretion of the court, on a showing of good cause  
          of other named family or household members.  (Fam. Code § 6320.)  
           Willful violation of the order is contempt of court, a  
          misdemeanor, punishable by imprisonment in a county jail for not  
          more than one year, by a fine of not more than $1000, or both.   
          (Pen. Code § 166, subd. (c).)
           
          Existing law  provides that it is a misdemeanor for any person to  
          intentionally harass a child because of the employment status of  
          the child's parent or parents.  The offense is punishable by a  
          six month jail term, a $1000 fine, or both.  A defendant must  
          serve a jail term of at least five days for a second conviction,  




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          and at least 30 days for a third or subsequent conviction.   
          (Pen. Code § 11414, subd. (a).)

           Existing law  includes the following definitions:

                 "Harasses" means "knowing and willful conduct directed  
               at a specific child that seriously alarms, annoys,  
               torments, or terrorizes the person, and which serves no  
               legitimate purpose.  The conduct must be such as would  
               cause a reasonable child to suffer substantial emotional  
               distress, and actually cause the victim to suffer that  
               distress."
                 A child, for purposes of this crime, is a person under  
               the age of 16 years.  (Pen. Code 
               § 11414, subd. (a).)

           This bil  l provides that conduct that "serves no legitimate  
          purpose" includes, but is not limited to, actual or attempted  
          recording of the child's image or voice without the written  
          consent of the child's parent or guardian by following the child  
          or lying in wait and accomplished through following the child or  
          lying in wait.

           This bill  defines "employment" as the "job, vocation,  
          occupation, or profession" of the harassed child's parent or  
          guardian.

           This bill  provides that harassing the child or ward of any  
          person because of the person's employment is an alternate  
          felony-misdemeanor punishable by a jail term of up to one year,  
          a fine of up to $1,000, or both, or by felony imprisonment in a  
          county jail pursuant to Penal Code section 1170, subd. (h), or  
          in state prison if the defendant is prohibited from serving an  
          executed felony sentence in jail, and a fine of up to $10,000.

           This bill  provides that the misdemeanor or felony fine for a  
          second or subsequent conviction is a maximum of $10,000.  

           This bill  creates a civil cause of action under which the parent  
          or guardian of a child who was harassed because of the  




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          employment of the parent or guardian may seek actual damages,  
          disgorgement of profits, punitive damages and attorney's fees  
          and costs.




                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION

          For the last several years, severe overcrowding in California's  
          prisons has been the focus of evolving and expensive litigation  
          relating to conditions of confinement.  On May 23, 2011, the  
          United States Supreme Court ordered California to reduce its  
          prison population to 137.5 percent of design capacity within two  
          years from the date of its ruling, subject to the right of the  
          state to seek modifications in appropriate circumstances.   

          Beginning in early 2007, Senate leadership initiated a policy to  
          hold legislative proposals which could further aggravate the  
          prison overcrowding crisis through new or expanded felony  
          prosecutions.  Under the resulting policy known as "ROCA" (which  
          stands for "Receivership/ Overcrowding Crisis Aggravation"), the  
          Committee held measures which created a new felony, expanded the  
          scope or penalty of an existing felony, or otherwise increased  
          the application of a felony in a manner which could exacerbate  
          the prison overcrowding crisis.  Under these principles, ROCA  
          was applied as a content-neutral, provisional measure necessary  
          to ensure that the Legislature did not erode progress towards  
          reducing prison overcrowding by passing legislation which would  
          increase the prison population.  ROCA necessitated many hard and  
          difficult decisions for the Committee.

          In January of 2013, just over a year after the enactment of the  
          historic Public Safety Realignment Act of 2011, the State of  
          California filed court documents seeking to vacate or modify the  
          federal court order issued by the Three-Judge Court three years  
          earlier to reduce the state's prison population to 137.5 percent  
          of design capacity.  The State submitted in part that the, ". .  
          .  population in the State's 33 prisons has been reduced by over  
          24,000 inmates since October 2011 when public safety realignment  




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          went into effect, by more than 36,000 inmates compared to the  
          2008 population . . . , and by nearly 42,000 inmates since 2006  
          . . . ."  Plaintiffs, who opposed the state's motion, argue in  
          part that, "California prisons, which currently average 150% of  
          capacity, and reach as high as 185% of capacity at one prison,  
          continue to deliver health care that is constitutionally  
          deficient."  In an order dated January 29, 2013, the federal  
          court granted the state a six-month extension to achieve the  
          137.5 % prisoner population cap by December 31st of this year.  

          In an order dated April 11, 2013, the Three-Judge Court denied  
          the state's motions, and ordered the state of California to  
          "immediately take all steps necessary to comply with this  
          Court's . . . Order . . . requiring defendants to reduce overall  
          prison population to 137.5% design capacity by December 31,  
          2013."         

          The ongoing litigation indicates that prison capacity and  
          related issues concerning conditions of confinement remain  
          unresolved.  However, in light of the real gains in reducing the  
          prison population that have been made, although even greater  
          reductions are required by the court, the Committee will review  
          each ROCA bill with more flexible consideration.  The following  
          questions will inform this consideration:

                 whether a measure erodes realignment;
                 whether a measure addresses a crime which is directly  
               dangerous to the physical safety of others for which there  
               is no other reasonably appropriate sanction; 
                 whether a bill corrects a constitutional infirmity or  
               legislative drafting error; 
                 whether a measure proposes penalties which are  
               proportionate, and cannot be achieved through any other  
               reasonably appropriate remedy; and
                 whether a bill addresses a major area of public safety  
               or criminal activity for which there is no other  
               reasonable, appropriate remedy.

                                      COMMENTS





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          1.  Need for This Bill  

               In 1994, AB 3592 (Umberg) was adopted to protect  
               children who would be susceptible to retaliatory  
               attacks because of their parents' employment.  That  
               measure made the intentional harassment of a child  
               because of their parents' employment a misdemeanor.   
               Assembly Bill 3592 was meant to specifically address  
               the increased harassment faced by the children of  
               health care facility employees where abortion  
               procedures were performed. 
               
               The beneficiaries of the law, however, were not solely  
               healthcare workers.  Clearly, there are many other  
               categories of workers whose children are subject to  
               retaliatory attacks because of the nature of their  
               work.  For example, the children of public figures are  
               susceptible to fanatical attention and harassment  
               because of their parents' occupation. 

               Indeed, those charged with enforcing our criminal  
               laws-police, sheriffs, prosecutors, defense attorneys,  
               judges and jail/prison guards-confront individuals who  
               harbor vendettas against them on a daily basis.  The  
               most tragic, recent example of the lengths to which  
               some will go is the February killing spree of former  
               LAPD officer Christopher Dorner.  In his "manifesto,"  
               Dorner identified over 50 potential targets and their  
               families, including that of LAPD Capt. Phil  
               Tingirides, who served on the board of rights that  
               recommended Dorner's termination from the department.   
               Once that threat surfaced, Tingirides' six foster  
               children (the youngest of whom was only 10 years old)  
               were guarded by round-the-clock protection details  
               during the ensuing manhunt.  This horrific case  
               highlights the vulnerability of the children of our  
               law enforcers and the need to provide a strong  
               impediment against such terrorism.  

               By making a violation of this statute a wobbler and  




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               authorizing misdemeanor fines of up to $10,000 for  
               repeated convictions, SB 606 will have a significant  
               deterrent effect upon those who would consider  
               tormenting the most vulnerable and defenseless members  
               of our society in such a manner as to cause them to  
               suffer substantial emotional distress.

          2.    Credible Threats Felony-Misdemeanor in Penal Code Section  
          422; Christopher Dorner Case  

          The author's statement refers to the recent case of Christopher  
          Dorner, the dismissed police officer who threatened 50 officers  
          and their families and murdered four people in Southern  
          California.  Dorner wrote a "manifesto" that included very clear  
          threats to stalk and kill his targets and their family members.   
          For example, Dorner wrote: "Suppressing the truth will leave to  
          deadly consequences for you and your family.  There will be an  
          element of surprise where you work, live, eat, and sleep ?.  I  
          will conduct DA operations to destroy, exploit and seize  
          designated targets ? I will utilize every bit of small arms  
          training, demolition, ordnance, and survival training I've been  
          given."

          It appears that Dorner's threats could have been charged as  
          felonies under Penal Code section 422, an alternate  
          felony-misdemeanor under current law.  Section 422 defines the  
          crime of making a credible threat to kill or cause great bodily  
          injury.  The crime applies where the person receiving the threat  
          is placed in sustained fear for his or her own safety or the  
          safety of immediate family members.  The crime of making a  
          credible threat appears to be significantly more serious than  
          the crime considered by this bill, which can involve conduct  
          that seriously "alarms" or "annoys" a child.

          CAN A PERSON BE CONVICTED OF A FELONY UNDER CURRENT LAW FOR  
          MAKING A CREDIBLE THREAT TO HARM THE FAMILY MEMBER OF THE PERSON  
          RECEIVING THE THREAT?
           
          3.  Criminal Prosecutions for Harassment and Civil Injunctions to  
          Prevent Harassment  




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          Committee staff has not found any reported appellate cases  
          interpreting or applying the existing statute defining the  
          misdemeanor for harassment of a child because of the employment  
          of the child's parent or guardian.  As the offense is a  
          misdemeanor, appeals of convictions would be heard by the  
          appellate division of the superior court, not the Court of  
          Appeal, and these decisions are not often published.

          There are many cases considering the application of Code of  
          Civil Procedure 527.6, which authorizes a person who is being  
          harassed to obtain an injunction against his or her harasser.  A  
          1997 decision explained:

               Section 527.6 was enacted to provide an expedited  
               procedure for preventing "harassment" as defined.  The  
               motivation for the statute was the experience of a  
               young woman who was hounded by a male admirer who  
               followed her, incessantly telephoned her, etc.  The  
               statute was designed to provide a quick and simple  
               procedure by which this type of wholly unjustifiable  
               conduct, having no proper purpose, could be enjoined.   
               The statute is limited to protecting only those who  
               have suffered "substantial emotional distress" caused  
               by conduct "which serves no legitimate purpose."  (§  
               527.6, subd. (b), defining "harassment.")  Nothing in  
               the statute indicates that it was intended to supplant  
               normal injunctive procedures applicable to cases  
               concerning issues other than "harassment" as  
               statutorily defined.  (Byers v. Cathcart (1997) 57  
               Cal.App.4th 805, 811, citations omitted.)

          WOULD THE BEHAVIOR COVERED BY THIS BILL BE SUBJECT TO AN  
          INJUNCTION TO PREVENT HARASSMENT PURSUANT TO CODE OF CIVIL  
          PROCEDURE SECTION 527.6?

          4.  First Amendment Issues  

          This bill may be challenged on First Amendment free speech  
          grounds.  Courts have long held that speech and expressive  




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          conduct concerning public issues and politics are entitled to  
          great protection under the First Amendment.  (Burson v. Freeman  
          (1992) 504 U.S. 191, Perry Ed. Assn. v. Perry Local Educators'  
          Assn. (1983) 460 U.S. 37, 45.)  Defendants charged with  
          harassing the children of politicians, abortion providers and  
          other persons involved in public affairs or socially sensitive  
          issues could attempt to raise First Amendment issues.  However,  
          the bill and existing law concern the children of the target of  
          the defendant's conduct, not the public figure.  A person  
          arguably has no protectable political speech interest in  
          communication with or expressive conduct toward the child of a  
          person involved in a public issue.  Further, the United States  
          Supreme Court has held that expressive conduct intended to  
          intimidate is not protected by the First Amendment.  (Virginia  
          v. Black (2003) 538 U.S. 343.)

          5.  Sentencing Issues  

          This bill would authorize felony punishment for a crime that is  
          now a misdemeanor and authorizes a maximum misdemeanor fine of  
          $10,000.  Specifically, the bill would authorize a felony  
          sentence of 16 months, two years or three years.  Defendants  
          convicted of this crime who do not have a prior serious, violent  
          or sex offense would serve any executed sentence in jail.   
          Others would serve the term in prison.  There appears to be no  
          data on the prevalence of this crime as a misdemeanor.  Thus,  
          there is no data available to estimate if or how the bill might  
          affect jail and prison populations.  Members may wish to  
          consider the potential impact of this sentencing increase on the  
          prison population.

          In addition to custody capacity issues, Committee members may  
          wish to consider whether or not a felony penalty is appropriate  
          for this offense, especially in comparison with other wobbler  
          offenses.  Representative wobblers include assault with a deadly  
          weapon or firearm, grand theft (generally exceeding $950 in  
          value) and possession of methamphetamine. 

          ARE FELONY PENALTIES APPROPRIATE FOR HARASSING A CHILD BECAUSE  
          OF THE OCCUPATION OF THE CHILD'S PARENT?




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          HOW DOES THIS CRIME COMPARE WITH OTHER ALTERNATE  
          FELONY-MISDEMEANORS?









































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          This bill also would authorize a fine of up to $10,000 for a  
          misdemeanor conviction.  The standard maximum fine for a  
          misdemeanor is $1,000.  Penalty assessments of approximately  
          280% of the base fine are added to each criminal fine.  Thus,  
          the actual amount a convicted defendant would pay for a maximum  
          misdemeanor fine under this bill is $38,000: $10,000 plus 280%  
          of $10,000, or $28,000.  

          IS A MISDEMEANOR FINE OF UP TO $10,000 - $38,000 WITH MANDATORY  
          PENALTY ASSESSMENTS - APPROPRIATE FOR HARASSING A CHILD BECAUSE  
          OF THE OCCUPATION OF THE CHILD'S PARENT OR GUARDIAN?

          6.  Fines and Punitive Civil Damages - Profit Motive of  
          Perpetrators; Deterrence  

          In discussions with representatives of the sponsor, it was noted  
          that this bill could apply to paparazzi - photographers and  
          videographers who capture images of celebrities and their  
          children for profit.  The bill specifically refers to such  
          conduct, although the bill also refers more generally to other  
          forms of harassment.  The very high actual fines authorized by  
          this bill and the availability of punitive damages to the parent  
          of the child in a civil action defined or created by this bill  
          could be a substantial financial penalty and disincentive for  
          those who are motivated by profit.     

          It is often argued that bills increasing penalties deter crime.   
                                                 This bill raises the penalty for harassing a minor because of  
          the employment of the child's parent or guardian from a  
          misdemeanor to an alternate misdemeanor and raises the maximum  
          misdemeanor fine from $1,000 to $10,000.

          The deterrent value of the bill depends on 1) potential  
          perpetrators knowing about the penalty, and 2) those persons  
          deciding to avoid the penalty by not to harass a minor because  
          of the occupation of the child's parent or guarding.   
          Criminologists generally accept the general deterrence of  
          criminal statutes - the tendency of people to avoid doing acts  
          that would subject them to criminal penalties.  Criminologists  
          have, however, long been skeptical of the value of special  




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          deterrence - deterring commission of a particular crime through  
          the specific penalty for that crime.<1>  Research appears to  
          clearly establish that certainty of punishment is a much more  
          effective deterrent than the severity of punishment.<2>  

          Discussions of deterrence in research have noted that the theory  
          of deterrence depends on potential criminals making rational  
          decisions based on risk and reward.  However, people who commit  
          crimes often do not act rationally or wisely.  For example,  
          researchers have reported that half of all state prison inmates  
          were under the influence of alcohol or drugs when they committed  
          their crimes.<3>

          Nevertheless, as noted above, this bill could apply to paparazzi  
          who are motivated by profit. These persons would not be acting  
          on impulse or under the influence of alcohol or drugs.  They  
          could well calculate the financial risks created by the fines,  
          disgorgement of profits and punitive damages in this bill.

          WOULD THE INCREASED PENALTIES IN THIS BILL BE A DETERRENT?

          COULD PAPARAZZI WHO HARASS THE CHILDREN OF CELEBRITIES IN ORDER  
          TO OBTAIN AND SELL IMAGES OF THEM BE DISSUADED BY THE FINES,  
          LOSS OF PROFITS AND PUNITIVE DAMAGES IN THIS BILL?


                                   ***************





          ---------------------------
          ---------------------------
          <1> http://bjc.oxfordjournals.org/content/21/2/136.extract
          <2>  
          http://www.sentencingproject.org/doc/deterrence%20briefing%20.pdf 

          <3>  
          http://www.sentencingproject.org/doc/deterrence%20briefing%20.pdf 
          , p.2











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