BILL ANALYSIS                                                                                                                                                                                                    �




                     SENATE GOVERNANCE & FINANCE COMMITTEE
                            Senator Lois Wolk, Chair
          

          BILL NO:  SB 641                      HEARING:  4/24/13
          AUTHOR:  Anderson                     FISCAL:  Yes
          VERSION:  4/17/13                     TAX LEVY:  Yes
          CONSULTANT:  Grinnell                 

                    MINIMUM FRANCHISE TAX FOR NEW BUSINESSES
          

          Exempts specified corporations from the minimum franchise  
          tax for the first four years.


                           Background and Existing Law  

          Corporations with taxable nexus in California must pay  
          either the minimum franchise tax of $800, or the measured  
          franchise tax of 8.84% of apportioned net income if the tax  
          exceeds $800.  The minimum franchise tax ensures that  
          corporations that do not show a profit in a taxable year  
          bear some of the cost of public services.  The tax does not  
          usually apply to most "pass-through entities," where income  
          and expenses pass through the business entity and are  
          reported on the entity's owners' personal income taxes,  
          such as limited partnerships, and limited liability  
          companies not classified as corporations.

          The Legislature has exempted corporations, either generally  
          or specifically, from the minimum franchise tax:  In 1999,  
          the Legislature exempted every corporation that  
          incorporates or qualifies to do business in the state on or  
          after January 1, 2000 from the minimum franchise tax in its  
          first taxable year (AB 10, Correa, 1998), following up on a  
          partial reduction enacted the previous year (AB 2798,  
          Machado, 1998).  The Legislature specifically excluded  
          corporations that form solely to avoid paying the minimum  
          franchise tax from the reduction.  The Legislature also  
          exempted from the tax until 2018 corporations owned by a  
          deployed member of the United States Armed Forces with less  
          than $250,000 in apportioned income in a taxable year when  
          it either ceases operation or operates at a loss (AB 2671,  
          Cook, 2010).


                                   Proposed Law  




          SB 641 (Anderson) - 4/17/13 -- Page 2




          Senate Bill 641 exempts from the minimum franchise tax for  
          its first four taxable years a corporation that does either  
          of the following on or after the effective date of the  
          bill:
                 Incorporates or becomes qualified to transact  
               intrastate business in California, 
                 Begins business operations at or after the time of  
               its incorporation,
                 Reasonably estimates that its gross receipts  
               reportable in California are less than $10,000 for  
               each taxable year.


                               State Revenue Impact
           
          According to the Franchise Tax Board (FTB), the 2/21/13  
          version of SB 641 results in revenue losses of $65 million  
          in 2013-14, $70 million in 2014-15, 2015-16, and 2016-17,  
          and $65 million in 2017-18.  The 4/17/13 version will  
          likely have a lower cost, but the Committee does not have a  
          revised estimate at this time.


                                     Comments 

          1.   Purpose of the bill  .  According to the author, "This  
          bill is an effort to show support for small and  
          micro-businesses that are newly formed and struggling  
          financially.  These are typically one person enterprises  
          run by people who are passionate about what they do, but  
          are overwhelmed by startup costs and other expenses.  SB  
          641 will allow struggling new corporations to reinvest in  
          the future of their enterprise by exempting them from the  
          minimum franchise tax.  This relief only applies if they  
          make less than $10,000 in annual gross receipts and are  
          within the first four years of taxable income.  Nearly 25%  
          of all new businesses fail within the first year and 50%  
          have failed by the fourth year.  By providing some relief  
          to the smallest and most disadvantaged new businesses, some  
          of these struggling ventures may survive and provide needed  
          economic activity in the State of California."    

          2.   Tradeoffs  .  While reducing taxes on small businesses,  
          SB 641 will result in revenue losses, and will not likely  
          result in any additional economic growth or employment that  





          SB 641 (Anderson) - 4/17/13 -- Page 3



          exceed other potential uses of the same revenue.  SB 641  
          would simply absolve businesses forming or commencing doing  
          business in the state of four years of the $800 minimum  
          tax, for a maximum benefit of $3200.  Leaving aside the  
          lack of evidence for a connection between a reduction in  
          state taxes and economic or employment growth, will $800  
          per year make that much difference for a business?   
          Individuals starting firms will see a benefit under SB 641,  
          and will have $800 more in capital to invest in operations,  
          but even the smallest businesses don't live or die because  
          of an $800 minimum franchise tax bill.  Additionally, the  
          minimum tax ensures that all corporations bear some of the  
          cost of the public services necessary for a business to  
          succeed, such as an educated workforce, transportation  
          infrastructure, and public safety, among others.  The  
          Committee may wish to consider whether the foregone revenue  
          resulting from SB 641's kind gesture to newly forming  
          businesses is worth the tradeoff of cuts in spending or  
          taxes on other activities that it necessitates.  


                         Support and Opposition  (4/18/13)

           Support  :  California Chamber of Commerce, Southwest  
          California Legislative Council

           Opposition  :  California Tax Reform Association, SEIU  
          California