BILL ANALYSIS                                                                                                                                                                                                    �






                             SENATE COMMITTEE ON HEALTH
                          Senator Ed Hernandez, O.D., Chair

          BILL NO:       SB 645
          AUTHOR:        Nielsen
          INTRODUCED:    February 22, 2013
          HEARING DATE:  April 17, 2013
          CONSULTANT:    Bain

           SUBJECT  :  Diagnosis-related group methodology.
           
          SUMMARY  :  Prohibits the Medi-Cal hospital payment methodology  
          based on diagnosis-related groups (DRGs) from being implemented  
          until the Department of Health Care Services (DHCS) develops a  
          methodology for hospitals to review base payment rates for  
          health care services, requires the DRG methodology to include an  
          appeals process for changes to a hospitals base rate, requires  
          DHCS to collect codes and establish a database, and requires  
          DHCS to develop an education and training program for hospital  
          billing staff. Takes effect immediately as an urgency statute.

          Existing law:
          1.Establishes the Medi-Cal program, administered by DHCS, under  
            which qualified low-income individuals receive health care  
            services. Includes inpatient hospital services as a covered  
            benefit under the Medi-Cal program.

          2.Requires DHCS to develop and implement a Medi-Cal payment  
            methodology based on DRGs, subject to federal approval, that  
            reflects the costs and staffing levels associated with quality  
            of care for patients in all general acute care hospitals in  
            state and out-of-state. 

          3.Requires the DRG-based payments to apply to all claims, except  
            claims for psychiatric inpatient days, rehabilitation  
            inpatient days, managed care inpatient days, and swing bed  
            stays for long-term care services.

          4.Requires the DRG payment methodology to be implemented on July  
            1, 2012, or on the date upon which the director executes a  
            declaration certifying that all necessary federal approvals  
            have been obtained and the methodology is sufficient for  
            formal implementation, whichever is later.
          
          This bill:
          1.Prohibits DHCS from implementing the Medi-Cal hospital DRG  
                                                         Continued---



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            payment methodology until DHCS develops a methodology, in  
            consultation with the hospital community, for hospitals to  
            review base payment rates for health care services proposed by  
            DHCS.

          2.Requires the methodology to include a process for appealing  
            for changes to a base rate if discrepancies are identified by  
            the hospitals.

          3.Requires, commencing on July 1, 2013, DHCS to begin to collect  
            diagnosis codes and procedure codes to establish a database  
            from which to develop base payment rates.

          4.Requires DHCS, by March 1, 2014, to develop an education and  
            training program for hospital Medi-Cal billing staff, in  
            consultation with the hospital community, to be conducted  
            between April 1, 2014, and May 13, 2014.

          5.Requires DHCS to work in collaboration with the hospital  
            community and be responsive to solving discrepancies in data,  
            data collection, calculations, assumptions, base payment  
            rates, and other issues related to ensuring an accurate and  
            responsible implementation of the DRG payment methodology.

          6.Takes effect immediately as an urgency statute.

           FISCAL EFFECT  :  This bill has not been analyzed by a fiscal  
          committee.

           BACKGROUND AND DISCUSSION  

           COMMENTS  : 
           1.Author's statement. According to the author, DHCS plans to  
            implement a new Medi-Cal payment methodology for inpatient  
            hospital services beginning July 1, 2013. The new acuity-based  
            payment methodology utilizes All Patient Refined Diagnosis  
            Related Groups (APR-DRG), as opposed to the cost-based or per  
            diem reimbursement hospitals have received for the past 30  
            years. The author states he is carrying this bill at the  
            request of the California Hospital Association (CHA), which  
            has concerns with the lack of transparency and the inaccurate  
            data used throughout the planning process. The arbitrary  
            implementation date is only a few months away, yet DHCS has  
            failed to develop and share a responsible transition plan.  
            Many rural hospitals will suffer financial consequences from  
            the transition, and this is in addition to the harmful cuts  




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            imposed by AB 97 (Chapter 3, Statutes of 2011) that take  
            effect this year. DHCS has not analyzed the potential loss of  
            access to services this double hit will create.
          
          2.Medi-Cal inpatient fee-for-service hospital reimbursement  
            methodology changing. The current Medi-Cal fee-for-service  
            payment methodology reimburses hospitals that contract with  
            the state through a confidential negotiated per diem (daily)  
            rate. Non-contract hospitals receive cost-based reimbursement  
            from Medi-Cal. Non-designated public hospitals, county  
            hospitals and University of California (UC) hospitals are  
            reimbursed based on their costs, and use their own funds  
            (instead of state General Fund) as the state match to draw  
            down federal Medicaid matching funds. The non-designated  
            public, public and UC hospitals are exempt from the DRG  
            payment methodology. 

          The health budget trailer bill of 2010 (SB 853 (Committee on  
            Budget and Fiscal Review), Chapter 717, Statutes of 2010)  
            requires DHCS, subject to federal approval, to develop and  
            implement a Medi-Cal payment methodology based on DRGs for  
            private inpatient hospital services. In the health budget  
            trailer bill of 2011 (AB 102, Chapter 29, Statutes of 2011),  
            the Legislature required the DRG payment methodology to be  
            implemented earlier (July 1, 2012) than under SB 853. DHCS  
            indicates it expects to implement DRGs effective July 1, 2013,  
            and will affect approximately $2.7 billion in fee-for-service  
            Medi-Cal expenditures for hospital services. 


          3.How will the Medi-Cal DRG payment methodology work? Under the  
            DHCS proposed Medi-Cal DRG reimbursement methodology, every  
            complete hospital inpatient stay is assigned to a single DRG  
            using a computerized algorithm that takes into account the  
            patient's diagnoses, age, procedures performed, and discharge  
            status. Each DRG has a relative weight that reflects the  
            typical hospital resources needed to care for a patient in  
            that DRG relative to the hospital resources needed to take  
            care of the average patient. For example, if a DRG has a  
            relative weight of 0.50 then that patient is expected to be  
            about half as expensive as the average patient. The DRG  
            relative weight is multiplied by a DRG base price to arrive at  
            the DRG base payment. For example, if the DRG relative weight  
            is 0.50 and the DRG base price is $8,000, then the payment  
            rate for that DRG is $4,000. In addition to the DRG base price  




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            and the relative weights, payments will be further adjusted  
            based on policy adjustors (to promote access to care where  
            Medi-Cal is a large share of the market, such as neonatal  
            intensive care and pediatrics) and outlier payments (to  
            address costs for patients with long hospital stays). 

          DHCS is using a three year transition period to implement DRGs  
            that limits hospitals' projected change from what they would  
            have received under the current reimbursement methodology,  
            with full implementation in year four. The purpose of the  
            transition period is to allow time for hospitals to make  
            adjustments to systems of care due to the fundamental change  
            in the payment system, which would otherwise result in a  
            redistribution of existing funding.

          The DRG payment system is intended to help ensure and improve  
            access by providing higher DRG-based payments for sicker  
            patients by setting payments based on acuity, to improve  
            transparency and fairness compared to the contract-based  
            system (which has confidential negotiated rates), to reward  
            hospitals that reduce costs and complete coding of diagnoses  
            and procedures, and to allow for future implementation of  
            quality factors in payments. 
          
          4.Prior legislation. SB 289 (Hernandez) of 2011 would have  
            required DHCS, when evaluating alternative DRG algorithms for  
            its Medi-Cal hospital inpatient reimbursement system, to  
            evaluate whether outlier payments, policy adjusters or other  
            special provisions are required  to adequately reimburse  
            specified National Cancer Institute-designated comprehensive  
            cancer centers. The DRG-related contents of SB 289 were  
            amended out of the bill, and the bill was used for another  
            health-related purpose.

          5.Support. This bill is sponsored by CHA to require DHCS to  
            begin collecting current diagnosis codes and procedure codes  
            from hospitals to establish a database to validate the DRG  
            base payment rates for each hospital under the new payment  
            methodology. CHA indicates it has expressed concern regarding  
            inaccurate data used throughout the DRG planning process as  
            the dataset being used to model the financial impact of  
            transitioning to a DRG-based payment methodology is based on  
            dates of service, hospital costs, and charges from 2009,  
            trended forward to 2013. CHA indicates hospitals have  
            repeatedly expressed significant concerns with the integrity  
            of the data, that hospitals are estimating a greater negative  




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            first year financial impact from DRG implementation, and there  
            is no established method to appeal for a corrected base rate.  
            In addition, CHA expresses concern with the transparency of  
            the DRG implementation as DHCS has made significant policy  
            changes that will directly affect the size of the funding pool  
            and the payment amount for individual hospitals since the last  
            meeting of the hospital workgroup in May 2012. CHA also states  
            that hospitals are not currently reimbursed using the APR-DRG  
            methodology by any other payers, and in order to receive the  
            accurate payment amount, hospitals will need to update all of  
            their billing systems, pricing systems, clinical systems and  
            health information technology systems, including needing to  
            purchase new software to group the clinical information to the  
            appropriate APR-DRG. 

          Finally, CHA states the implementation date of the DRG payment  
            methodology is only a few months away, yet DHCS has failed to  
            develop and share a responsible transition plan. To date, DHCS  
            has not started the testing process with hospitals, and DHCS  
            does not plan to begin testing until May 2013. CHA states DRG  
            payment implementation is the most significant change to the  
            Medi-Cal program in nearly 30 years, and it is irresponsible  
            to allow only a couple months to test the accuracy of the  
            changes, and many rural hospitals will suffer financial  
            consequences from the transition that are in addition to the  
            harmful cuts imposed by the Medi-Cal rate reduction scheduled  
            to take effect this year. 
          
          6.DHCS comments to federal government in response to CHA letter.  
            In response to a CHA February 2013 letter to the federal  
            government about DRG implementation, DHCS indicates  
            discussions between the CHA consultation group and DHCS began  
            in April 2011 and it has developed the new payment methodology  
            through a transparent stakeholder process involving nine  
            half-day consultations over thirteen months. Regarding the  
            analytic dataset, DHCS states any change in payment method  
            must rely on prior period information to model the impact and  
            make policy decisions. DHCS explains that, because its current  
            Medicaid Management Information System (MMIS) only collects  
            two diagnosis and two procedure codes, it needed to build a  
            dataset to model the financial impact of DRG implementation.  
            DHCS used its paid claims data in its MMIS system to match  
            hospital discharge data reported by hospitals to the Office of  
            Statewide Health Planning and Development to achieve a 91  
            percent successful data match. DHCS indicates the quality of  




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            the data used in support of the DRG project is comparable with  
            the quality of data used by other payers for projects of a  
            similar scope, and it believes it is much more important to  
            plan thorough post-implementation analysis (to measure how key  
            statistics such as average casemix and average payment per  
            stay compare with expectations) and to make adjustments as  
            appropriate and in consultation with the hospital industry.  
            DHCS indicates if it started collecting new data July 1st, a  
            comprehensive data set would not be ready before the spring of  
            2015, which would delay DRG implementation to July 2016 at the  
            earliest.

           SUPPORT AND OPPOSITION  :
          Support:  California Hospital Association (sponsor)
                    Dignity Health
                    Private Essential Access Community Hospitals
                    St. Helena Hospital Clear Lake
                    St. Helena Hospital Napa Valley

          Oppose:   None received.







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