BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                            



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                                    THIRD READING


          Bill No:  SB 691
          Author:   Hancock (D), et al.
          Amended:  5/24/13
          Vote:     21


           SENATE ENVIRONMENTAL QUALITY COMMITTEE  :  6-2, 4/3/13
          AYES:  Hill, Corbett, Hancock, Jackson, Leno, Pavley
          NOES:  Gaines, Fuller
          NO VOTE RECORDED:  Calderon

           SENATE JUDICIARY COMMITTEE  :  5-1, 5/7/13
          AYES:  Evans, Corbett, Jackson, Leno, Monning
          NOES:  Anderson
          NO VOTE RECORDED:  Walters


           SUBJECT  :    Nonvehicular air pollution control:  penalties

           SOURCE  :     Bay Area Air Quality Management District
                      Breathe California


           DIGEST  :    This bill authorizes a civil penalty of up to  
          $100,000 against a person who emits a discharge from a Title V  
          source that includes the release of a toxic air contaminant.   
          That penalty would not apply to air contaminant releases that  
          are only nuisance odors.

           Senate Floor Amendments of 5/24/13  , limit proposed civil penalty  
          to Title V sources that release toxic air contaminants; exempt  
          nuisance odors.

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           ANALYSIS  :    Existing federal law, under Title V of the Clean  
          Air Act (CAA), defines major stationary sources as those sources  
          with a potential to emit that exceeds a specified threshold of  
          air pollutants per year and creates an operating permits program  
          for those sources, and specified other sources, to be  
          implemented by state and local permitting authorities.

          Existing state law:

          1.Prohibits a person, except as specified, from discharging air  
            contaminants or other material that cause injury, detriment,  
            nuisance, or annoyance or endanger the comfort, repose, health  
            or safety to any considerable number of persons, or to the  
            public, or that cause, or have a tendency to cause, injury or  
            damage to a business or property.

          2.Provides that for a violation of the above, a person is  
            strictly liable for a penalty of not more than $1,000 or  
            $10,000, as specified.  In the case that the violation results  
            in actual injury, as defined, a person is liable for a civil  
            penalty of not more than $15,000.

          3.Provides that a person who violates the above provision and  
            who is found to have acted negligently is liable for a civil  
            penalty up to $25,000.  Persons found to have acted knowingly  
            or willfully and intentionally are liable for penalties up to  
            $40,000 and $75,000, unless injury or bodily harm is shown, in  
            which case a greater penalty maximum applies.

          4.Specifies that the recovery of certain civil penalties, as  
            specified, precludes prosecution for the same offense.

          5.Requires that, in determining the amount of penalty assessed,  
            that the extent of harm, nature and persistence of violation,  
            length of time, frequency of past violations, the record of  
            maintenance, the unproven nature of the control equipment,  
            actions taken by the defendant to mitigate the violation and  
            the financial burden to the defendant be taken into  
            consideration.

          This bill authorizes a civil penalty of up to $100,000 against a  
          person who emits a discharge from a Title V source that includes  
          the release of a toxic air contaminant.  That penalty will not  
          apply to air contaminant releases that are only nuisance odors.   

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          The proposed penalty will only apply on the first day that the  
          air contaminants cause harm to a considerable number of persons,  
          the public, business, or property, as specified.




           Background
           
          The federal CAA, enacted in 1970, attempted to create a  
          nationwide solution to the growing problem of air pollution.   
          Under the CAA, the Environmental Protection Agency (EPA)  
          develops national ambient air quality standards (NAAQS) for  
          certain pollutants.  The CAA leaves the decision of how to  
          implement the NAAQS up to the states through their State  
          Implementation Plan.  Additionally, the CAA mandated the  
          creation of New Source Performance Standards for new or modified  
          stationary sources.  California's implementation of the CAA,  
          following the EPA's established standards, assigned creation of  
          standards to the California Air Resources Board.  Legislation  
          divided California into 35 air quality districts.  Each district  
          is run by a local air pollution control officer with discretion  
          over enforcement of air pollution regulations within that  
          district.

          California's non-vehicular air pollution statutes provide for  
          civil penalties for violations of air pollution standards.   
          Based on the type of violation, maximum penalties range from  
          between $1,000 to $1,000,000 per violation per day.  No minimum  
          penalty is required, leaving the amount prosecuted at the  
          discretion of the air pollution control officer.  Offenses are  
          generally strict liability, but affirmative defenses are allowed  
          when officers seek more than $1,000 per day for certain  
          non-Title V violations.  Title V violations relate to operating  
          permits required under the federal CAA for specified stationary  
          sources, such as sources emitting more than 100 tons per year of  
          a criteria pollutant, affected sources under acid rain  
          requirements, and solid waste incinerators.

           Chevron refinery fire  .  On August 6, 2012, the Richmond Chevron  
          refinery fire resulted in over 15,000 Richmond residents seeking  
          medical attention and prompted shelter-in-place advisories in  
          Richmond, North Richmond and San Pablo, as well as a health  
          advisory in El Cerrito.  The fire was caused by the leaking of  

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          hydrocarbons from a severely corroded 36-year-old pipe in the  
          crude distillation unit, according to a February report from the  
          US Chemical Safety and Hazard Investigation Board.

           Air emission penalties  .  Civil penalties for stationary source  
          air emission violations are assessed based on the number of days  
          of violation and the intention of the violator.  In the absence  
          of evidence to indicate negligence or worse (i.e. knowledge and  
          failure to correct or willful and intentional behavior), civil  
          penalties are assessed at penalty ceilings for the strict  
          liability classification, where the violation is found to occur  
          without proof of carelessness or fault.
          
           Children at greater health risk from air pollution  .  In addition  
          to varying degrees of toxicity from hazardous air pollutants  
          that could be accidentally released from sources, smoke exposure  
          can cause eye, throat and respiratory irritation, or aggravate  
          breathing problems like asthma.  As evidenced by the Chevron  
          refinery fire, air emission violations from large sources can  
          negatively affect thousands of people in the region, but may  
          have a disproportionate negative health impact on children.   
          According to the Office of Environmental Health Hazard  
          Assessment, children may have greater exposure than adults to  
          airborne pollutants because infants and children generally  
          breathe more rapidly than an adult, which increases their  
          exposure to any pollutants in the air.  Also, children and  
          infants often breathe through their mouths, bypassing the  
          filtering effect of the nose which allows more pollutants to be  
          inhaled.  Children are often more susceptible to the health  
          effects of air pollution because their immune systems and  
          developing organs are still immature.  It may take less  
          pollutant exposure to trigger an asthma attack or other  
          breathing problem due to the sensitivity of a child's developing  
          respiratory system.  In the long-term, exposures to toxic air  
          contaminants during infancy or childhood could affect the  
          development of the respiratory, nervous, endocrine and immune  
          systems, and could increase the risk of cancer later in life.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No   Local:  
           No

           SUPPORT  :   (Verified  5/28/13)

          Bay Area Air Quality Management District (co-source)

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          Breathe California (co-source)
          Alameda County Board of Supervisors
          American Lung Association in California
          Asian Pacific Environmental Network
          California Air Pollution Control Officers Association
          City of Hercules Council Member, Sherry McCoy
          City of Oakland Mayor, Jean Quan
          City of Richmond Mayor, Gayle McLaughlin
          County of Contra Costa Supervisor, John Gioia
          Environmental Defense Fund
          Greenaction for Health and Environmental Justice
          Natural Resources Defense Council
          Regional Asthma Management and Prevention
          Sierra Club California



           OPPOSITION  :    (Verified  5/28/13)

          Almond Hullers and Processors Association
          California Cement Manufacturers Environmental Coalition
          California Chamber of Commerce
          California Citrus Mutual
          California Construction Trucking Association
          California Cotton Ginners Association
          California Cotton Growers Association
          California Council for Environmental and Economic Balance
          California Dairies, Inc.
          California Independent Oil Marketers Association
          California League of Food Processors
          California Manufacturers & Technology Association
          California Metals Coalition
          California Restaurant Association
          California Service Station & Automotive Repair Association
          California Taxpayers Association
          Chemical Industry Council of California
          Citizen's Advisory Group of Industries
          Communities for Better Environment
          Independent Energy Producers Association
          Milk Producers Council
          National Aerosol Association
          National Federation of Independent Business
          Nisei Farmers League
          Scrap Recycling Industries, West Coast Chapter

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          Western Agricultural Processors Association
          Western Plant Health Association
          Western States Petroleum Association
          Wine Institute

           ARGUMENTS IN SUPPORT  :    According to the author, "Currently, in  
          state law, single-day violations of air quality regulations that  
          affect entire communities lack adequate financial consequences.   
          In fact, these violations have the same maximum penalties as  
          violations that affect only a few individuals.  For many of  
          these violations, even for those affecting the largest sources  
          of air pollutions, such as refineries or chemical manufacturing  
          facilities, the maximum air penalties the violators may face are  
          far too low.  SB 691 narrowly targets one-day violations that  
          affect great numbers of individuals affected by air quality  
          violation with higher civil penalties.  For the first day of a  
          violation, the bill establishes penalties up to $10,000 (most  
          sources), and $100,000 for Title V sources."  The author also  
          notes that, "having adequate penalties for non-compliance is  
          essential to protecting public health and safety."

           ARGUMENTS IN OPPOSITION  :    Opponents state that increasing  
          penalties from $10,000 to $100,000 is a draconian step that  
          would impose a penalty based simply on allegations of annoyance,  
          whether or not the actual emissions are harmful or in violation  
          of an existing permit standard or requirement.  They also note  
          that the $100,000 penalty maximum potentially creates an  
          incentive for the air districts to levy the highest penalty  
          possible, with no burden of proof required by the air district  
          to justify maximum penalties.  The opponents also state that the  
          alleged violator has virtually no defenses to a strict liability  
          offense.


          RM:ej  5/28/13   Senate Floor Analyses 

                           SUPPORT/OPPOSITION:  SEE ABOVE

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